阿利克斯·R·格林:历史、政策与公共目的:历史学家与政府中的历史思维

IF 0.3 Q2 HISTORY
Jean-Pierre Morin
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In the early years of the Public History movement, considerable attention was paid to the issue of “history and policy,” some even calling for a separate subfield, called “applied history.” In the first decades of its publication, The Public Historian, the first journal dedicated to the field, ran several articles about what historians could contribute to the policy making process.1 More often than not, the arguments focused on the historical knowledge that we as historians could bring to the process of policy development in helping them make more informed (and therefore better) decisions. Alix Green, in History, Policy and Public Purpose: Historians and Historical Thinking in Government, picks up the challenge of making history relevant to policy makers by turning the historian vs. policy maker dynamic on its head. In a concise and accessible work, Green aims to challenge the view that historians should be considered outside experts who, as she says, translate “academic research for policy makers.” Rather she argues that historians need to be “insiders” who are actively involved in the process of policy making. From this perspective, it is not the historical knowledge that has been accumulated by historians that is of the utmost relevance – although it can play a significant role – but rather, it is the way in which historians have been trained to build arguments, conduct research and present findings that should matter most to policy makers. She describes this as the “historian’s toolbox” – the various “tools” with which historical thinking (our process) can be put to use in a completely different field. For Green, whose background in policy development has clearly had an influence on her approach, there are many similarities between history and policy. Most notably, history and policy are “messy.” Just as historians are never privy to all possible information, policy analysts can never have a complete picture of the policy issue and “must operate within constraints that are necessarily imperfectly understood.”2 Historical thinking assumes from the start that not all information will be completely uncovered; and therefore, the goal of the historical method is concerned with discerning ways that best address the information gaps and to build bridges between them. Just as the policy maker draws upon political statements, policy imperatives, and research findings and trends to provide the rational for a policy proposal, the historian must sift through hundreds, if not thousands, of seemingly disconnected items to form common threads that allow for the construction of the narrative. Both are trying to create the “storyline” through an analysis of the limited available data to coherently link the different elements. 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引用次数: 2

摘要

自从第一位历史学家意识到对过去的研究有助于我们理解现在发生的事情(并很快又意识到决策者似乎有忽视历史观点的诀窍)以来,就有人认为“历史”是领导政府的决策的重要组成部分。在公共历史运动的早期,人们对“历史和政策”问题给予了相当大的关注,有些人甚至呼吁建立一个单独的子领域,称为“应用史”,发表了几篇关于历史学家可以为政策制定过程做出哪些贡献的文章。1通常情况下,争论的焦点是我们历史学家可以将历史知识带到政策制定过程中,帮助他们做出更明智(从而更好)的决策。Alix Green在《历史、政策和公共目的:政府中的历史学家和历史思维》一书中,通过颠覆历史学家与决策者的动态,接受了让历史与决策者相关的挑战。在一部简洁易懂的作品中,格林旨在挑战这样一种观点,即历史学家应该被视为外部专家,正如她所说,这些专家为“决策者翻译学术研究”。相反,她认为历史学家需要是积极参与政策制定过程的“内部人士”。从这个角度来看,历史学家积累的历史知识并不是最重要的——尽管它可以发挥重要作用——而是历史学家被训练来建立论点、进行研究和提出对政策制定者最重要的发现的方式。她将其描述为“历史学家的工具箱”——各种“工具”,可以将历史思维(我们的过程)用于完全不同的领域。格林的政策制定背景显然对她的方法产生了影响,对她来说,历史和政策之间有很多相似之处。最值得注意的是,历史和政策是“混乱的”。正如历史学家永远不了解所有可能的信息一样,政策分析师永远不可能对政策问题有一个完整的了解,并且“必须在不完全理解的约束下运作”。2历史思维从一开始就假设并非所有信息都会被完全揭露;因此,历史方法的目标是找出最能解决信息差距的方法,并在它们之间架起桥梁。正如政策制定者利用政治声明、政策要求、研究结果和趋势为政策提案提供理性依据一样,历史学家必须筛选数百甚至数千个看似不连贯的项目,以形成共同的线索,从而构建叙事。两者都试图通过分析有限的可用数据来创建“故事情节”,以连贯地连接不同的元素。对格林来说,“历史学家的‘组织头脑’在决策背景下是一笔宝贵的财富,能够将模棱两可、兼收并蓄和不完整的证据整合到对一个主题的知情理解中。”3此外,历史学家和政策制定者都必须将他们的工作放在更广阔的世界中。正如政策制定者必须能够在“整个政府”的更广泛背景下定位他们的举措一样,历史研究方法指导研究人员识别关系的趋势和模式,以更好地理解整个社会。格林工作的核心论点是,历史学家要想利用他们的历史思维影响政策制定,就必须融入政策制定单元,而不是严格意义上的“历史学家”,而是跨学科政策制定团队的成员。她认为,这些政策单位需要融合来自
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Alix R. Green: History, Policy and Public Purpose: Historians and Historical Thinking in Government
Ever since the first historian realized that the study of the past helps us understand what is happening in the present (and quickly followed up with the additional realization that decision makers seemed to have a knack for ignoring the historical viewpoint), the argument has been made that “history” is a vital part of the decisions of those who lead government. In the early years of the Public History movement, considerable attention was paid to the issue of “history and policy,” some even calling for a separate subfield, called “applied history.” In the first decades of its publication, The Public Historian, the first journal dedicated to the field, ran several articles about what historians could contribute to the policy making process.1 More often than not, the arguments focused on the historical knowledge that we as historians could bring to the process of policy development in helping them make more informed (and therefore better) decisions. Alix Green, in History, Policy and Public Purpose: Historians and Historical Thinking in Government, picks up the challenge of making history relevant to policy makers by turning the historian vs. policy maker dynamic on its head. In a concise and accessible work, Green aims to challenge the view that historians should be considered outside experts who, as she says, translate “academic research for policy makers.” Rather she argues that historians need to be “insiders” who are actively involved in the process of policy making. From this perspective, it is not the historical knowledge that has been accumulated by historians that is of the utmost relevance – although it can play a significant role – but rather, it is the way in which historians have been trained to build arguments, conduct research and present findings that should matter most to policy makers. She describes this as the “historian’s toolbox” – the various “tools” with which historical thinking (our process) can be put to use in a completely different field. For Green, whose background in policy development has clearly had an influence on her approach, there are many similarities between history and policy. Most notably, history and policy are “messy.” Just as historians are never privy to all possible information, policy analysts can never have a complete picture of the policy issue and “must operate within constraints that are necessarily imperfectly understood.”2 Historical thinking assumes from the start that not all information will be completely uncovered; and therefore, the goal of the historical method is concerned with discerning ways that best address the information gaps and to build bridges between them. Just as the policy maker draws upon political statements, policy imperatives, and research findings and trends to provide the rational for a policy proposal, the historian must sift through hundreds, if not thousands, of seemingly disconnected items to form common threads that allow for the construction of the narrative. Both are trying to create the “storyline” through an analysis of the limited available data to coherently link the different elements. For Green, “the ‘organising mind’ of the historian is a valuable asset in the policymaking context, able to integrate ambiguous, eclectic and incomplete evidence into an informed understanding of a topic.”3 In addition, both the historian and the policy maker must place their work within the wider world. Just as policy makers have to be able to position their initiatives within the broader context of the “whole of government,” historical research method directs the researcher towards identifying the trends and patterns of relations in an effort to better understand society as a whole. The core argument of Green’s work is that for historians to use their historical thinking to influence policy making, they must be embedded within the policy making unit, and not strictly as “historians” but as members of the interdisciplinary policy making team. She argues that these policy units need to blend expertise from
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来源期刊
International Public History
International Public History Arts and Humanities-History
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