防止垃圾科学导致的司法不公的最佳保险:科学和法律上合理的可采性测试

E. Imwinkelried
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引用次数: 4

摘要

这篇文章是对即将举行的错误定罪专题讨论会的贡献。在某些情况下,错误定罪几乎是不可避免的。证明专家的技术或理论无效的经验数据只有在定罪后才能获得。然而,在其他情况下,法院可以通过应用严格的可受理性测试,将错误定罪的风险降至最低。本文的第一部分考虑——然后拒绝——两种可能的可采性检验。一种是相关性测试的极端版本,只要一位合格的专家为某项技术或理论提供担保,就可以根据该技术或理论接受证词。第二种是传统的FRYE通用验收测试。这两种测试都不能充分保证不被错误定罪,因为它们只要求个人专家或某一领域绝大多数专家集体退出。这两种方法都是科学方法论的对立面。文章的第二部分提出了DAUBERT可靠性测试的改进版本。在陈述了拟议的测试之后,文章对测试进行了剖析,并解释了每个测试组件。第二部分认为,拟议的测试反映了健全的科学方法,代表了管理法规和案例的综合。最后,第三部分探讨了所提出的测试的效用及其局限性。正如第三部分所规定的那样,满足拟议的检验既不能保证专家证词的可采性,也不能保证其在法律上足以支持定罪。最重要的是,第三部分强调,使用合理的可采性测试并不排除以后的科学研究会使早期审判时所依据的技术或理论不可信的可能性。警惕错误定罪必须是一个兼而有之的命题:我们不仅必须在最初提供证据时应用严格的测试来评估技术或理论,而且我们还必须修改定罪后的救济法规,以纠正只有在后来的科学调查中才会暴露出的法官误判。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The Best Insurance against Miscarriages of Justice Caused by Junk Science: An Admissibility Test That Is Scientifically and Legally Sound
This article is a contribution to a forthcoming symposium on wrongful convictions. In some cases, a wrongful conviction is virtually unavoidable. The empirical data demonstrating the invalidity of the expert's technique or theory may become available only after the conviction. However, in other cases, the courts can minimize the risk of a wrongful conviction by applying a rigorous admissibility test. Part I of this article considers -- and then rejects -- two possible admissibility tests. One is an extreme version of the relevancy test allowing the admission of testimony based on a technique or theory so long as one qualified expert vouches for the technique or theory. The second is the traditional FRYE general acceptance test. Both tests provide inadequate assurance against wrongful conviction because they demand nothing more than ipse dixit -- either that of an individual expert or the collective ipse dixit of a substantial majority of the specialists in a field. Both approaches represent the antithesis of scientific methodology. Part II of the article proposes a refined version of the DAUBERT reliability test. After stating the proposed test, the article dissects the test and explains each test component. Part II argues that the proposed test reflects sound scientific methodology and represents a synthesis of the governing statutes and cases. Finally, Part III explores both the utility of the proposed test and its limitations. As Part III establishes, the satisfaction of the proposed test guarantees neither the admissibility of the expert's testimony nor its legal sufficiency to support a conviction. Most importantly, Part III underscores that the use of a sound admissibility test does not preclude the possibility that later scientific research will discredit the technique or theory relied on at the time of the earlier trial. Vigilance against wrongful convictions must be a both/and proposition: We must not only apply an exacting test to assess the technique or theory at the time of the initial proffer of the evidence, but we also have to revise the postconviction relief statutes to correct miscarriages of justices that are exposed only by later scientific investigation.
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