法律约束理论:从新现实主义解释理论看法官立法权的现实限度

D.A. Fatalieva
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引用次数: 0

摘要

现代司法解释方法论的特点是对现实主义司法解释风格的道歉。现实主义解释理论的基本论点是官方解释作者的唯意志论和缺乏不同于官方解释所附加的规范性文本的功能。由于这些论点实际上是允许司法主权的,因此司法现实主义面临着合理的批评。然而,法国法律学说的代表们否认在法官身上形成一种新的主权者的趋势,并强调了特殊的因素- -由于法律制度的配置而产生的法律约束,尽管它们不是规范性义务,但在实践中约束了法官的推理。本文以法国法理论和法哲学学者的著作为基础,揭示了法律约束理论的主要观点。此外,由于现实主义解释理论的主要工具是一种经验方法,司法限制理论的规定在国际司法实践的例子- -欧洲人权法院- -上得到检验。事实上,我们的结论是,尊重辅助性原则和诉诸欧洲协商一致意见可被视为法律限制的例子。通过对司法约束理论的分析,笔者认为司法约束理论虽然是对现实主义解释理论的补充,可以作为研究政法话语的工具,但也存在一定的局限性。例如,法律约束理论没有提供客观标准来识别和区分它们与解释作者的规范性义务,一般来说是描述性的。此外,法律限制的性质表明,是否遵守这些限制仍然取决于解释主体的自由裁量权,因此,它们不能完全排除他/她拥有绝对自由裁量权的可能性。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The theory of legal restraints: the actual limits of the judge’s lawmaking power from the perspective of the neorealist theory of interpretation
The modern methodology of judicial interpretation is characterized by an apology of the realistic style of judicial interpretation. The basic theses of the realistic theory of interpretation are the voluntarism of the author of official interpretation and the lack of the function of a normative text which is different from that attached by the official interpretation. As these theses actually allow the sovereignty of the judiciary, the judicial realism faces a justified criticism. However, representatives of the French legal doctrine deny the tendency to form a new sovereign in the person of the judge and highlight special factors - legal restrains which are due to the configuration of the legal system restrain judges’ reasoning in practice, although they are not normative obligations. The article reveals the main points of the theory of legal restraints based on the works of French scholars in the theory and philosophy of law. Also, since the main tool of the realist theory of interpretation is an empirical approach, the provisions of the theory of judiciary restrains are tested on the example of the international justice practice - the European Court of Human Rights. In fact, we conclude that respect for the principle of subsidiarity and recourse to the European consensus can be seen as examples of legal restrains. As a result of the theory of judicial restrains analysis, the author agrees that although it complements the realist theory of interpretation and can act as a tool for studying political and legal discourse, it has certain limitations. For example, the theory of legal restraints offers no objective criteria for identifying and distinguishing them from the normative obligations of the author of interpretation, and is, in general, descriptive. Moreover, the nature of legal restraints shows that their observance remains at the discretion of the subject of interpretation and, therefore, they cannot completely exclude the possibility of his/her absolute discretion.
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