法官退休的时间是否有政治意义?近代最高法院法官退休时机与结果的实证分析

C. Chabot
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引用次数: 1

摘要

正如肯尼迪大法官退休前的疯狂猜测所表明的那样,很难预测大法官何时退休。法官们经常无视传统观点,即当总统和参议院共享大法官的意识形态时,大法官更有可能退休。例如,金斯伯格大法官选择留在最高法院,而不是在奥巴马总统任期内退休。她的选择并不罕见。自1954年以来,大多数处境相似的法官拒绝退休。鉴于这种行为,现有的研究很难解释法官的退休决定,也就不奇怪了,政治因素是否预测退休也存在分歧。这篇文章指出了为什么过去的研究发现法官的退休决定令人费解的关键原因。没有研究衡量法官是否真的成功地获得了志同道合的继任者。过去的研究也没有考虑在控制因健康原因被迫退休时对意识形态的准确衡量。这项对现代退休人员的实证研究解决了每一个缺点。它通过使用投票记录来确定大法官、总统和可能任命继任者的参议员之间的意识形态相似性或差异,从而构建了更准确的意识形态衡量标准。它还区分了自愿退休和因健康原因被迫非自愿退休。最后,通过比较法官及其继任者与法院其他法官的投票结果,本研究首次衡量了法官在获得志同道合的替代者方面的成功。分析显示,大法官退休成为意识形态兼容的总统和参议员的机会有限,即使在那时,获得志同道合的替代者的成功也有限。并非所有法官都有机会在政治上安排退休时间。健康问题迫使许多大法官在政治上不合时宜的时候离开,法院中心附近的一些大法官在退休时在意识形态上与两党领导人疏远。此外,即使是退休后担任意识形态兼容总统的大法官,也很少能找到一位与退休大法官的投票行为密切相似的继任者。在获得志同道合的替代者方面取得的有限成功解释了为什么在与他们意识形态相同的总统在任期间,法官们无视退休的呼声。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Do Justices Time Their Retirements Politically? An Empirical Analysis of the Timing and Outcomes of Supreme Court Retirements in the Modern Era
As the rampant speculation preceding Justice Kennedy’s retirement made clear, it is difficult to predict when Justices will retire. Justices often defy the conventional wisdom that a Justice is more likely to retire when the president and Senate share the Justice’s ideology. For example, Justice Ginsburg chose to remain on the Court rather than retire during President Obama’s terms. Her choice is not unusual. Since 1954, a majority of similarly situated Justices refused to retire. In light of this behavior, it is no surprise that existing studies struggle to explain Justices’ retirement decisions and disagree whether political factors predict retirement. This Article identifies key reasons why past studies have found Justices' retirement decisions inexplicable. No studies measure whether Justices actually succeed in obtaining like-minded successors. Nor do past studies consider accurate measures of ideology while controlling for retirements forced by health. This empirical study of modern-era retirements addresses each of these shortcomings. It constructs more accurate measures of ideology by using voting records to pinpoint ideological similarities or differences between Justices, presidents, and Senators who may appoint a successor. It also differentiates between voluntary retirements and involuntary retirements forced by health. Finally, by comparing the votes of a Justice and his or her successor relative to other Justices remaining on the Court, this study offers the first measure of Justices' success in obtaining like-minded replacements. The analysis reveals that Justices have had limited opportunities to retire to ideologically compatible presidents and Senates, and even then, limited success in obtaining like-minded replacements. Not all Justices had opportunities to time their retirements politically. Health problems forced many Justices to leave at politically inopportune times, and some Justices near the center of the Court were ideologically distant from leaders of both parties by the time they retired. Further, even Justices who retired to ideologically compatible presidents rarely obtained a successor who closely replicated the retiring Justice’s voting behavior. Limited success in obtaining like-minded replacements explains why Justices flout calls to retire while presidents who share their their ideology are in office.
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