中国证券市场的公共执法:这是“法律问题”吗?

Q2 Social Sciences

Law and Financial Markets Review Pub Date : 2019-09-18 DOI:10.1080/17521440.2019.1663972

Chi Zhang

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引用次数: 1

摘要

近年来，随着中国股票市场的快速发展和投资者保护意识的觉醒，中国公开证券市场的公共执法数量呈爆炸式增长，证券交易的主要监管机构中国证监会(CSRC)在为投资者提供救济方面越来越积极。我国证券法执法的法治质量似乎得到了显著提高。然而，基于对一系列案例的仔细分析，这种说法可能并不十分准确。本文旨在通过对近年来发生的两起具有里程碑意义的司法案件的考察，深入探讨对当代中国证券法实施起重要指导作用的社会和政治因素。

本文章由计算机程序翻译，如有差异，请以英文原文为准。

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Public enforcement in China’s securities markets: is it a “law matter”?

In recent years, with the rapid development of China's stock market and the awakening of investors’ awareness of protection, the number of public enforcements in the Chinese public securities market have exploded, and the primary regulator of the securities trading, China Securities Regulatory Commission (CSRC) has become increasingly active in providing remedies for investors. It seems that the quality of rule of law in enforcing securities law of the country has been dramatically improved. However, based on a careful analysis on a series of the cases, this statement may not be quite accurate. This paper aims to deeply explore the social and political factors that are significantly directing the enforcement of securities law in contemporary China by examining the two landmark judicial cases occurred in the recent years.

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来源期刊

Law and Financial Markets Review LAW-

CiteScore

1.40

自引率

0.00%

发文量

期刊介绍： The Law and Financial Markets Review is a new, independent, English language journal devoted to providing high quality information, comment and analysis for lawyers specialising in banking and financial market issues and to others with interests in legal and regulatory developments affecting the financial markets. Published four times a year LFMR contains articles written by leading experts providing a forum for practical guidance on, as well as reflective and topical analysis of, all major jurisdictions, with a particular focus on the interaction between the law and market practice and behaviour.