监察员/司法机构关系的普通法理论与实践

Richard L. Kirkham, A. Stuhmcke
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引用次数: 3

摘要

在澳大利亚和英国,申诉专员部门在监督政府行政方面发挥着具体作用,但没有明确的总体理论框架,使该机构与普通法宪政保持一致。监察员的职能是通过从议会获得法律授权和通过行政默许获得有效权力来确保的,但同时,为了有效运作,它必须与行政和议会保持一定程度的分离。这种情况造成了监管空白,法院通过对监察专员部门采取监督关系来填补这一空白。这反过来又增加了一种危险,即通过司法监督获得的合法性导致监察员机构失去灵活性和独特性。通过对该领域的判例法实证研究,本文确认法院在普通法宪法下塑造了申诉专员制度的角色并使其合法化。然而,这项研究也表明,存在一种风险,即过度依赖司法机构履行追溯性、反应性和间歇性的控制职能,可能导致不适当地将司法价值强加于监察员部门以及法院履行不适当的监管作用。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The common law theory and practice of the ombudsman/judiciary relationship
In both Australia and the United Kingdom, the ombudsman sector plays a specific role in the oversight of the administration of government, but there exists no clear overarching theoretical framework within which the institution is aligned with common law constitutionalism. An ombudsman’s functionality is secured by gaining legal authority from parliament and effective power through executive acquiescence, but simultaneously to function effectively it must maintain a degree of separation from the executive and parliament. This situation creates a regulatory gap which the courts fill by acting in a supervisory relationship over the ombudsman sector. In turn, this raises the danger that the legitimacy gained through judicial oversight results in a loss of flexibility and uniqueness in the ombudsman institution. Through an empirical study of the case law on the sector, this article confirms that the courts have shaped and legitimised the role of the ombudsman institution under the common law constitution. Yet this study also suggests that there is a risk that over-reliance upon the judiciary to perform a retrospective, reactive and intermittent control function can lead to an inappropriate imposition of judicial values on the ombudsman sector as well as the courts performing an unsuited regulatory role.
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