选举案件中的裁判法

IF 2.4 3区 社会学 Q1 LAW
Michael S. Kang, Joanna M. Shepherd
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And we have found empirically in earlier work that judges do often appear influenced by partisanship in deciding these cases for their own parties in a way that suggests politics matter more than law.1 But in this Article, we argue that election cases actually offer a unique opportunity to study the role of law in judicial decisionmaking precisely because we can assume partisanship influences judges in these cases.If judges prefer to decide election cases consistent with their partisan interests, then they may decide these cases contrary to partisan interests mainly when the out-party litigant's case has strengths sufficient to overcome this usual, countervailing influence of partisan loyalty. For this reason, we use lower court judges' decisions contrary to their partisan interests (e.g., for a litigant from the opposite party, or against one from their own) as a proxy for underlying case strength. Lower court judges' decisions against their partisan interests buck the normal pattern of partisan loyalty and therefore offer an inference of greater case strength compared to other decisions that are consistent with partisan expectations. Put another way, case strength is assumed to be greater for winning litigants when lower court judges went against their own partisan interests to decide for the winning litigants, than in cases where lower court judges predictably decided in favor of their own party's interests. With this inference of case strength in hand, we then can examine whether case strength is predictive for state supreme court decisionmaking in these cases on appeal.We find that our measure of case strength is predictive of state supreme court decisionmaking in election cases. We find, for instance, that state supreme court justices from both parties are most likely to affirm when case strength is indicated by our measure. 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引用次数: 0

摘要

在党派利害关系高的选举案件中,法律有多重要?乍一看,选举案件似乎是研究法律对司法决策影响的最差背景。选举案件决定了特定选举的适用规则,往往决定了选举结果,因此具有最高的政治利害关系。对于法官来说,在这些案件中有很大的诱惑,以一种偏袒的方式来帮助他们一方。我们在早期的工作中发现,法官在为自己的政党裁决这些案件时,确实经常受到党派偏见的影响,这表明政治比法律更重要但在本文中,我们认为选举案件实际上提供了一个独特的机会来研究法律在司法决策中的作用,正是因为我们可以假设党派关系影响了这些案件中的法官。如果法官倾向于决定符合其党派利益的选举案件,那么他们可能会决定这些案件违背党派利益,主要是在党外当事人的案件有足够的优势来克服党派忠诚的这种通常的、抵消性的影响。出于这个原因,我们使用下级法院法官与其党派利益相悖的决定(例如,为来自对方的诉讼当事人,或反对来自他们自己的诉讼当事人)作为潜在案件力量的代理。下级法院法官违背其党派利益的判决违背了党派忠诚的正常模式,因此与符合党派期望的其他判决相比,提供了更大的案件力量推断。换句话说,当下级法院法官违背自己的党派利益做出有利于胜诉当事人的裁决时,案件的优势被认为比下级法院法官可以预见地做出有利于自己党派利益的裁决时更有利于胜诉的诉讼当事人。有了对案件强度的推断,我们就可以研究案件强度是否可以预测州最高法院在这些上诉案件中的裁决。我们发现,我们对案件强度的衡量可以预测州最高法院在选举案件中的裁决。例如,我们发现,当我们的衡量标准表明案件强度时,来自两党的州最高法院法官最有可能作出肯定。当案件的力量与法官自己的党派利益相一致时,这一点尤其正确,因为法律和党派关系在上诉时都指导相同的结果。当面对在共和党下级法院法官面前获胜的民主党诉讼人时,民主党法官在上诉时投票支持88.9%的情况。共和党法官以86.4%的比例投票支持在民主党法官面前获胜的共和党诉讼。但是,即使在案件强度与最高法院法官的党派忠诚发生冲突时,案件强度在大多数情况下也会胜出。例如,当面对共和党诉讼人在民主党法官面前获胜时,民主党法官仍然投票确认82.6%的时间,尽管不得不将最终胜利判给对方。同样,在共和党下级法院法官面前获胜的民主党诉讼中,共和党法官投票支持66.6%的情况。我们的其他结果表明,在下级法院的判决不能推断案件强度的情况下,党派倾向通常可以预测很多,其中有一些有趣的复杂情况,我们将进一步讨论。在第一部分中,我们介绍了我们在选举案件和司法党派关系方面的早期工作,然后提出了我们研究法律对司法决策影响的新方法。我们在我们的数据库中描述了选举案例的特殊性质,这些案例允许对司法党派偏见进行更有说服力的推论,而不是在司法行为的实证研究中得出的典型推论。然后,我们解释了我们的新方法来衡量基于法官的反党派决策的案件强度。...
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Judging Law in Election Cases
IntroductionHow much does law matter in election cases where the partisan stakes are high? At first glance, election cases may seem the worst context for studying the influence of law on judicial decisionmaking. Election cases, which decide the applicable rules for a given election, often determine election outcomes and therefore feature the highest political stakes in the balance. There is great temptation for judges to decide these cases in a partisan fashion to help their side. And we have found empirically in earlier work that judges do often appear influenced by partisanship in deciding these cases for their own parties in a way that suggests politics matter more than law.1 But in this Article, we argue that election cases actually offer a unique opportunity to study the role of law in judicial decisionmaking precisely because we can assume partisanship influences judges in these cases.If judges prefer to decide election cases consistent with their partisan interests, then they may decide these cases contrary to partisan interests mainly when the out-party litigant's case has strengths sufficient to overcome this usual, countervailing influence of partisan loyalty. For this reason, we use lower court judges' decisions contrary to their partisan interests (e.g., for a litigant from the opposite party, or against one from their own) as a proxy for underlying case strength. Lower court judges' decisions against their partisan interests buck the normal pattern of partisan loyalty and therefore offer an inference of greater case strength compared to other decisions that are consistent with partisan expectations. Put another way, case strength is assumed to be greater for winning litigants when lower court judges went against their own partisan interests to decide for the winning litigants, than in cases where lower court judges predictably decided in favor of their own party's interests. With this inference of case strength in hand, we then can examine whether case strength is predictive for state supreme court decisionmaking in these cases on appeal.We find that our measure of case strength is predictive of state supreme court decisionmaking in election cases. We find, for instance, that state supreme court justices from both parties are most likely to affirm when case strength is indicated by our measure. This is particularly true when case strength aligns with a justice's own partisan interests such that both law and partisanship direct the same result on appeal. When presented with a winning Democratic litigant who won before a Republican lower court judge, Democratic justices voted to affirm 88.9% of the time on appeal. Republican justices voted to affirm at an 86.4% rate for winning Republican litigants who won before a Democratic judge below. But even when case strength conflicted with a supreme court justice's partisan loyalty, case strength won out most of the time. For instance, when faced with a Republican litigant who triumphed before a Democratic judge below, indicating case strength, Democratic justices still voted to affirm 82.6% of the time despite having to grant final victory to the opposing party. Similarly, Republican justices voted to affirm 66.6% of the time for Democratic litigants who won before a Republican lower court judge. Our other results suggest that where case strength could not be inferred by the lower court disposition, partisanship generally predicted quite a bit, with some interesting complications that we discuss further within.In Part I, we introduce our earlier work on election cases and judicial partisanship before setting forth our new approach to studying the influence of law on judicial decisionmaking. We describe the special nature of the election cases in our database that allow more persuasive inferences of judicial partisanship than typically derived in empirical work on judicial behavior. We then explain our new approach for measuring case strength based on counterpartisan decisionmaking by judges. …
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期刊介绍: Vanderbilt Law Review En Banc is an online forum designed to advance scholarly discussion. En Banc offers professors, practitioners, students, and others an opportunity to respond to articles printed in the Vanderbilt Law Review. En Banc permits extended discussion of our articles in a way that maintains academic integrity and provides authors with a quicker approach to publication. When reexamining a case “en banc” an appellate court operates at its highest level, with all judges present and participating “on the bench.” We chose the name “En Banc” to capture this spirit of focused review and provide a forum for further dialogue where all can be present and participate.
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