忠实履行和第二条

IF 3.5 2区 社会学 Q1 LAW
A. Kent, E. Leib, J. Shugerman
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引用次数: 5

摘要

美国宪法第二条两次规定总统有“忠实执行”的义务,总统必须“注意法律的忠实执行”,并宣誓或肯定“忠实执行总统职务”。这些条款经常被引用,但其背景和原意从未得到充分探讨。法院、行政部门和许多学者依靠一个或两个条款来支持对总统权力的广泛看法,例如,超越常规法在紧急情况下保卫国家;扣留国会或法院的文件;或以违宪或政策原因为由拒绝全面执行法规。本文首次探讨了这些条款的文本根源,从《大宪章》时代和中世纪的英格兰,到殖民地时期的美国,再到《费城公约》和批准辩论中的原意。我们发现,在1787年之前的几个世纪里,“忠实执行”的语言通常与公共和私人办公室的表现联系在一起,尤其是那些官员对公共财政有一定控制权的办公室。“忠实执行”的措辞不仅适用于高级政府官员,也适用于大量部长级官员。我们认为,它对官员提出了三个核心要求:(1)勤勉、谨慎、诚信和公正地执行法律或职务;(2) 不滥用办公室资金和/或获取未经授权的利润的义务;以及(3)不越权行事的义务。这三项忠实义务看起来很像现代私法中的信托义务。这种对忠实执行条款原意的“信托”解读可能对现代宪法产生重要影响。例如,我们的历史支持对宪法第二条的解读,该条限制总统出于公众利益善意行使权力,而不是出于自我交易、自我保护或其他不诚实的个人原因。因此,第二条可以对赦免和罢免权作出一些限制。我们介绍的历史也支持对第二条的解读,该条倾向于将总统权力置于国会指示之下,限制总统不执行法规,并可能限制各机构对法规的解释,以实现国会的目标。我们的结论破坏了对总统的帝国主义和特权主张,据我们估计,这些主张有时被不恰当地追溯到要求总统忠实执行的条款的各个方面。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Faithful Execution and Article II
Article II of the U.S. Constitution twice imposes a duty of “faithful execution” on the President, who must “take Care that the Laws be faithfully executed,” and take an oath or affirmation to “faithfully execute the Office of President.” These clauses are cited often, but their background and original meaning have never been fully explored. Courts, the executive branch, and many scholars rely on one or both clauses as support for expansive views of presidential power, for example, to go beyond standing law to defend the nation in emergencies; to withhold documents from Congress or the courts; or to refuse to fully execute statutes on grounds of unconstitutionality or for policy reasons. This Article is the first to explore the textual roots of these clauses from the time of Magna Carta and medieval England, through colonial America, and up to the original meaning in the Philadelphia Convention and ratification debates. We find that the language of “faithful execution” was for centuries before 1787 very commonly associated with the performance of public and private offices—especially those in which the officer had some control over the public fisc. “Faithful execution” language applied not only to senior government officials but also to a vast number of more ministerial officers, too. We contend that it imposed three core requirements on officeholders: (1) diligent, careful, good faith, and impartial execution of law or office; (2) a duty not to misuse an office’s funds and or take unauthorized profits; and (3) a duty not to act ultra vires, beyond the scope of one’s office. These three duties of fidelity look a lot like fiduciary duties in modern private law. This “fiduciary” reading of the original meaning of the Faithful Execution Clauses might have important implications in modern constitutional law. Our history supports readings of Article II of the Constitution, for example, that limit presidents to exercise their power in good faith, for the public interest, and not for reasons of self-dealing, self-protection, or other bad faith, personal reasons. So understood, Article II may thus place some limits on the pardon and removal authority. The history we present also supports readings of Article II that tend to subordinate presidential power to congressional direction, limiting presidential non-enforcement of statutes, and perhaps constraining agencies’ interpretation of statutes to pursue Congress’s objectives. Our conclusions undermine imperial and prerogative claims for the presidency, claims that are sometimes, in our estimation, improperly traced to dimensions of the clauses requiring the President's faithful execution.
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来源期刊
CiteScore
2.90
自引率
11.80%
发文量
1
期刊介绍: The Harvard Law Review is a student-run organization whose primary purpose is to publish a journal of legal scholarship. The Review comes out monthly from November through June and has roughly 2,500 pages per volume. The organization is formally independent of the Harvard Law School. Student editors make all editorial and organizational decisions and, together with a professional business staff of three, carry out day-to-day operations. Aside from serving as an important academic forum for legal scholarship, the Review has two other goals. First, the journal is designed to be an effective research tool for practicing lawyers and students of the law. Second, it provides opportunities for Review members to develop their own editing and writing skills. Accordingly, each issue contains pieces by student editors as well as outside authors. The Review publishes articles by professors, judges, and practitioners and solicits reviews of important recent books from recognized experts. All articles — even those by the most respected authorities — are subjected to a rigorous editorial process designed to sharpen and strengthen substance and tone.
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