江山易改本性难移?2014年乌克兰法院主席选举中的战略行为与职业角色概念

IF 1.2 3区 社会学 Q1 LAW
Law & Policy Pub Date : 2020-10-09 DOI:10.1111/lapo.12156
Maria Popova
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引用次数: 5

摘要

法官是对制度和战略激励作出反应,还是严格遵循主流的职业角色观念?本文通过探讨向司法授权和司法独立的观念转变是否可以从制度改革中萌芽来进行权衡。乌克兰2014年的亲欧盟运动革命及其后采取的全面司法改革为相互竞争的理论解释提供了检验。一项司法改革法案解雇了所有由行政部门任命的现任法院主席,并赋予乌克兰法官通过无记名投票选举新主席的权利。我使用包含个人和法院层面数据的原始数据集来分析这一迈向司法自治的激进步骤。调查的关键发现是,不到五分之一的乌克兰法官接受了他们新获得的权力,并为他们的法院选举了一位新主席,而绝大多数法官遵循了主流的职业规范,即尊重并重新选举了被解雇的法院主席。这一结论适用于所有司法等级和乌克兰所有地区。即使是被赶下台的亚努科维奇总统的支持者,在无记名投票中获胜的几率也大于失败的几率。除了乌克兰之外,这些结果表明,在民法司法的高度等级结构中,赋予法官个人权力不太可能导致司法行为的转变,至少在短期内是这样。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Can a leopard change its spots? Strategic behavior versus professional role conception during Ukraine's 2014 court chair elections

Do judges respond to institutional and strategic incentives or do they strictly follow dominant professional role conceptions? This article weighs in by exploring whether an ideational shift toward judicial empowerment and independence can germinate from institutional reforms. Ukraine's 2014 Euromaidan revolution and the comprehensive judicial reform adopted in its wake provide a test of the competing theoretical accounts. A judicial lustration law sacked all incumbent court chairs, who had been appointed by the executive, and gave Ukrainian judges the right to elect new chairs via secret ballot. I analyze this radical step toward judicial self-government using an original data set with individual- and court-level data. The key finding is that less than a fifth of Ukrainian judges embraced their newly granted agency and elected a new chair for their court, whereas the overwhelming majority followed dominant professional norms of deference and reelected the sacked court chairs. This finding holds for all rungs of the judicial hierarchy and for all regions of Ukraine. Even protégés of ousted president Yanukovych won the secret ballot vote by their peers more often than they lost it. Beyond Ukraine, these results suggest that empowering individual judges in the highly hierarchical structure of a civil law judiciary is unlikely to lead to a judicial behavior shift, at least in the short run.

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来源期刊
CiteScore
1.60
自引率
15.40%
发文量
24
期刊介绍: International and interdisciplinary in scope, Law & Policy embraces varied research methodologies that interrogate law, governance, and public policy worldwide. Law & Policy makes a vital contribution to the current dialogue on contemporary policy by publishing innovative, peer-reviewed articles on such critical topics as • government and self-regulation • health • environment • family • gender • taxation and finance • legal decision-making • criminal justice • human rights
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