我是我公司的管家吗?公司法务人员的反洗钱把关机会

IF 0.7 Q2 LAW
Doron Goldbarsht
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引用次数: 1

摘要

摘要本文分析了将公司法律官员(也称为总法律顾问或首席法律官)纳入金融行动特别工作组制定的反洗钱国际标准的重要性,特别是涉及法律职业的建议。它解构了该标准的起源和发展,并探讨了将法律专业纳入反洗钱制度的原因,以及该标准重塑全球监管制度的方式。这篇文章通过思考法律专业人员的未来和公司法律官员的作用,填补了现有文献中的空白,提供了一个(尚未)需要遵守《反洗钱法》国际标准的职业的案例研究。这一方法与该领域的其他文献有很大不同,后者全面论述了将法律专业人员纳入反洗钱制度的适当性,而没有考虑将CLO从该制度中豁免的影响。这篇文章旨在证明,了解CLO在法律界的作用,可以揭示国际标准中的差距以及随之而来的AML制度风险。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Am I my corporate’s keeper? Anti-money laundering gatekeeping opportunities of the corporate legal officer
ABSTRACT This article analyses the importance of including corporate legal officers (also termed general counsel or chief legal officers) in the anti-money laundering (AML) international standard set by the Financial Action Task Force – in particular, the Recommendations dealing with the legal profession. It deconstructs the origins and development of the standard and explores the reasons that led to the inclusion of the legal profession in the AML regime and the ways in which the standard has reshaped regulatory regimes globally. The article fills a void in the existing literature by contemplating the future of the legal professional and the role of corporate legal officers, providing a case study of a profession that is not (yet) required to comply with the AML international standard. This approach differs significantly from that of other literature in the field, which deals comprehensively with the appropriateness of including legal professionals in the AML regime, without considering the impact of exempting CLOs from the regime. The article aims to demonstrate that an understanding of the role of CLOs in the legal profession can shed light on the gaps in the international standard and the consequent risks to the AML regime.
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CiteScore
0.70
自引率
0.00%
发文量
7
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