中产阶级的对冲基金?美国证券交易委员会授权合格投资者监管的需求评估研究

Shakirov
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引用次数: 0

摘要

低于法定门槛的个人被禁止投资对冲基金。美国证券交易委员会监管HF行业。要获得投资者资格(或获得“合格投资者”身份),个人必须通过美国证券交易委员会申请并满足财务要求。利用间接需求评估,本文将重点关注放松这项立法管制的必要性,以允许低于法定门槛的个人投资于HFs。本文发现,由于HFs在衰退市场中的表现、AUM/回报之间的关系等,应允许非合格投资者部分投资HFs。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Hedge Funds for the Middle-Class? Needs Assessment Research of SECMandated Accredited Investor Regulation
Individuals below a mandated threshold are prevented from investing in hedge funds (HF). The SEC regulates the HF industry. To qualify as an investor (or receiving “accredited investor” status), a person must apply through the SEC and meet financial requirements. Utilizing an indirect needs assessment, this paper will focus on the need to deregulate this legislation to allow individuals that fall below the mandated threshold to invest in HFs. This paper found that due to the performance of HFs in recessionary markets, relationship between AUM/returns, etc., non-accredited investors should be allowed to partially invest in HFs.
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