认知文学研究,历史主义和想象力的历史

IF 0.6 0 LITERARY THEORY & CRITICISM
R. Haekel
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Since the 1990s at least, deconstruction has frequently been dismissed as a mere stance of scepticism and relativism verging on randomness. Ever since, Cognitive Literary Studies (CLS) has promised to provide a way out of the impasse by offering a more objective approach to literary artefacts based on scientific knowledge and therefore on hard scientific facts. In this paper I will argue that it is necessary not only to rely on present-day cognitive science but to historicise the relationship between literature and science as well. The need to historicise this relationship is part of a more encompassing claim. I believe it is necessary to focus on theory not as something external to, but as a self-reflexive aspect of, literature itself. This implies the need to investigate the mind and cognition only if it is part of the literary work’s self-reflexive scope within a given historical context. Historically, this reflexion presupposes a network in which scientific theories of the mind play a key role. My main example is the imagination. In this context, I will also focus on the rejection of dualism, or rather: the way that René Descartes’s philosophy, especially his distinction between res cogitans and res extensa, has been treated. One key argument in favour of CLS has been the stern denunciation of Cartesian Dualism – most famously described as Descartes’ Error by Antonio Damasio in his influential 1994 book. Diametrically opposed to this traditional dualist approach is embodied cognition, which Gerhard Lauer describes as the bedrock of the new interdisciplinary approach: »To put it bluntly, cognitive literary studies are ›against Cartesian interpretation‹« (Lauer 2009, 150). CLS is therefore constructed in strict opposition to a mind-and-body dualism dominant in Western thought ever since the first half of the seventeenth century – a dualism first of soul and body, and then, since the middle of the nineteenth century, of mind or cognition, on the one hand, and the brain on the other. Taking these developments into account, this paper takes its cue from another stance, however: the need to historicise the scientific and philosophical approaches to cognition instead. Recognising the historical importance of a dualist position, I argue, is essential for an understanding of the impact of scientific insights on literary artefacts at the time they were developed. One key problem within CLS has been the focus on the reception of literature to achieve universally valid insights into its nature. This universalising approach mainly has the aim »to release literary studies from its bourgeois conventions« (ibid., 152) in order to focus on ordinary reading experiences. The downside of this approach has been the prioritisation of rather simple fiction instead of more challenging works of literature – arguably representative of a more bourgeois tradition. A way out of this bias is to focus less on the reception – the reading process – rather than on the production of the text – and the way it is reflected within the text itself. This is only possible by means of an historicist agenda, as literature, consciously or not, always echoes and negotiates scientific insights of the day. An historicist approach also involves a focus on more demanding works of literature – poetry or avant-garde works of art –, as they challenge the boundaries of what literature is and can be. In essence, I put forward the conviction that this historicising approach to cognition within literature also implies a return to theory – as a self-reflexive part of literature itself and not something to be applied to it from without. This historicist approach to cognition as a self-reflexive aspect of literature, on the one hand, and a reflection on science, on the other, necessarily implies a rejection of any universalising approach to literary works of art. The theoretical historicism proposed in this paper presupposes a turn towards the time-bound and the particular, and respective conceptualisations of authorship, literary production, and the text itself. In order to make my point, I will focus on one key concept and cognitive faculty in the history of the humanities: the creative imagination. A historical approach to the imagination in the light of cognitive science – such as championed by Alan Richardson and Mark J. Bruhn in the field of Romantic Studies – thus serves as my starting point. To make my argument, I will focus on three historically crucial phases as they are periods of transition both within literary history and the history of science: the early seventeenth century as the beginning of the scientific revolution, the Romantic period as a second scientific revolution, and literary Modernism as the formative phase of our contemporary scientific worldview. All three literary examples – Shakespeare, Coleridge, Joyce – can and must be seen as paradigmatic of their age as well as instrumental in bringing about literary change. 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In this paper I will argue that it is necessary not only to rely on present-day cognitive science but to historicise the relationship between literature and science as well. The need to historicise this relationship is part of a more encompassing claim. I believe it is necessary to focus on theory not as something external to, but as a self-reflexive aspect of, literature itself. This implies the need to investigate the mind and cognition only if it is part of the literary work’s self-reflexive scope within a given historical context. Historically, this reflexion presupposes a network in which scientific theories of the mind play a key role. My main example is the imagination. In this context, I will also focus on the rejection of dualism, or rather: the way that René Descartes’s philosophy, especially his distinction between res cogitans and res extensa, has been treated. One key argument in favour of CLS has been the stern denunciation of Cartesian Dualism – most famously described as Descartes’ Error by Antonio Damasio in his influential 1994 book. Diametrically opposed to this traditional dualist approach is embodied cognition, which Gerhard Lauer describes as the bedrock of the new interdisciplinary approach: »To put it bluntly, cognitive literary studies are ›against Cartesian interpretation‹« (Lauer 2009, 150). CLS is therefore constructed in strict opposition to a mind-and-body dualism dominant in Western thought ever since the first half of the seventeenth century – a dualism first of soul and body, and then, since the middle of the nineteenth century, of mind or cognition, on the one hand, and the brain on the other. Taking these developments into account, this paper takes its cue from another stance, however: the need to historicise the scientific and philosophical approaches to cognition instead. Recognising the historical importance of a dualist position, I argue, is essential for an understanding of the impact of scientific insights on literary artefacts at the time they were developed. One key problem within CLS has been the focus on the reception of literature to achieve universally valid insights into its nature. This universalising approach mainly has the aim »to release literary studies from its bourgeois conventions« (ibid., 152) in order to focus on ordinary reading experiences. The downside of this approach has been the prioritisation of rather simple fiction instead of more challenging works of literature – arguably representative of a more bourgeois tradition. A way out of this bias is to focus less on the reception – the reading process – rather than on the production of the text – and the way it is reflected within the text itself. 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引用次数: 3

摘要

在过去的二十年里,至少在德国,关于神经科学和认知科学在文学研究中的价值的学术讨论一直相当激烈。然而,这一争论远没有主题所暗示的那么跨学科,主要发生在文学和文化研究中,通常只是采用心理、神经系统和大脑的科学理论,以便对文学文本中的移情或其接受背后的过程做出陈述。此外,这场争论与文学理论的总体危机密切相关,尤其是后现代解构主义范式的消亡,以及对研究对象——文学——的更科学、更事实化方法的呼唤。至少从20世纪90年代开始,解构主义就经常被视为一种近乎随机的怀疑主义和相对主义立场。从那以后,认知文学研究(CLS)承诺提供一条出路,通过提供一种基于科学知识和确凿的科学事实的更客观的方法来研究文学作品。在本文中,我将论证,不仅有必要依靠当今的认知科学,而且有必要将文学与科学之间的关系历史化。将这种关系历史化是一个更广泛主张的一部分。我认为有必要把理论作为文学本身的一个自我反思的方面,而不是外在的东西来关注。这意味着只有在特定的历史背景下,作为文学作品的自我反思范围的一部分,才需要对思想和认知进行研究。从历史上看,这种反思预设了一个网络,在这个网络中,心灵的科学理论起着关键作用。我的主要例子是想象力。在此背景下,我还将重点关注对二元论的拒绝,或者更确切地说:笛卡尔的哲学,特别是他对“认知性”和“外延性”的区分,是如何被对待的。支持CLS的一个关键论点是对笛卡尔二元论的严厉谴责——安东尼奥·达马西奥(Antonio Damasio)在其1994年颇具影响力的著作中最著名的描述是“笛卡尔的错误”。与这种传统的二元论方法截然相反的是具身认知,格哈德·劳尔将其描述为新的跨学科方法的基石:“坦率地说,认知文学研究是反对笛卡尔解释的”(劳尔2009,150)。因此,CLS是在严格反对自17世纪上半叶以来在西方思想中占主导地位的身心二元论的基础上构建的——这种二元论首先是灵魂和身体的二元论,然后,自19世纪中叶以来,一方面是心灵或认知的二元论,另一方面是大脑的二元论。考虑到这些发展,本文从另一个立场出发:需要将科学和哲学的认知方法历史化。我认为,认识到二元论立场的历史重要性,对于理解当时科学见解对文学文物的影响至关重要。CLS中的一个关键问题是关注文学的接受,以获得对其本质的普遍有效的见解。这种普遍化方法的主要目的是“将文学研究从其资产阶级惯例中解放出来”(同上,152),以便将重点放在普通的阅读体验上。这种方法的缺点是优先考虑相当简单的小说,而不是更具挑战性的文学作品——可以说是一种更资产阶级传统的代表。摆脱这种偏见的一个方法是少关注接受——阅读过程——而多关注文本的产生——以及它在文本本身中的反映方式。这只有通过历史主义的议程才能实现,因为文学,无论有意无意,总是呼应和协商当今的科学见解。历史主义的方法还包括关注要求更高的文学作品——诗歌或先锋艺术作品——因为它们挑战了文学是什么和可以成为什么的界限。从本质上讲,我提出了这样一种信念,即这种对文学内部认知的历史化方法也意味着对理论的回归——作为文学本身的自我反思的一部分,而不是从外部应用于文学的东西。这种历史主义的认识方法,一方面是文学的自我反思,另一方面是对科学的反思,必然意味着拒绝任何对文学艺术作品的普遍化方法。本文提出的理论历史决定论的前提是转向作者身份、文学作品和文本本身的时间限制、特定和各自的概念。 为了阐明我的观点,我将集中讨论人文历史上的一个关键概念和认知能力:创造性想象力。从认知科学的角度来研究想象力的历史方法——就像艾伦·理查森和马克·j·布鲁恩在浪漫主义研究领域所倡导的那样——是我的出发点。为了表达我的观点,我将关注三个历史上至关重要的阶段,因为它们是文学史和科学史的过渡时期:17世纪早期是科学革命的开始,浪漫主义时期是第二次科学革命,文学现代主义是我们当代科学世界观的形成阶段。这三个文学典范——莎士比亚、柯勒律治、乔伊斯——可以而且必须被视为他们那个时代的典范,以及带来文学变革的工具。与此同时,这些例子将作为手电筒来突出总体趋势。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Cognitive Literary Studies, Historicism, and the History of the Imagination
Abstract For the past two decades, the scholarly discussion about the merits of neuroscience and cognitive science for literary studies has been, in Germany at least, a rather heated affair. This debate, however, has been much less interdisciplinary than the subject matter would suggest and has mainly taken place within literary and cultural studies, often merely adapting scientific theories of the mind, the nervous system, and the brain, in order to make statements about either empathy within literary texts or the processes underlying their reception. The debate is, moreover, closely linked to a crisis of literary theory in general, especially regarding the demise of the postmodern deconstructionist paradigm and the call for a more scientific and factual approach to the object of study – literature. Since the 1990s at least, deconstruction has frequently been dismissed as a mere stance of scepticism and relativism verging on randomness. Ever since, Cognitive Literary Studies (CLS) has promised to provide a way out of the impasse by offering a more objective approach to literary artefacts based on scientific knowledge and therefore on hard scientific facts. In this paper I will argue that it is necessary not only to rely on present-day cognitive science but to historicise the relationship between literature and science as well. The need to historicise this relationship is part of a more encompassing claim. I believe it is necessary to focus on theory not as something external to, but as a self-reflexive aspect of, literature itself. This implies the need to investigate the mind and cognition only if it is part of the literary work’s self-reflexive scope within a given historical context. Historically, this reflexion presupposes a network in which scientific theories of the mind play a key role. My main example is the imagination. In this context, I will also focus on the rejection of dualism, or rather: the way that René Descartes’s philosophy, especially his distinction between res cogitans and res extensa, has been treated. One key argument in favour of CLS has been the stern denunciation of Cartesian Dualism – most famously described as Descartes’ Error by Antonio Damasio in his influential 1994 book. Diametrically opposed to this traditional dualist approach is embodied cognition, which Gerhard Lauer describes as the bedrock of the new interdisciplinary approach: »To put it bluntly, cognitive literary studies are ›against Cartesian interpretation‹« (Lauer 2009, 150). CLS is therefore constructed in strict opposition to a mind-and-body dualism dominant in Western thought ever since the first half of the seventeenth century – a dualism first of soul and body, and then, since the middle of the nineteenth century, of mind or cognition, on the one hand, and the brain on the other. Taking these developments into account, this paper takes its cue from another stance, however: the need to historicise the scientific and philosophical approaches to cognition instead. Recognising the historical importance of a dualist position, I argue, is essential for an understanding of the impact of scientific insights on literary artefacts at the time they were developed. One key problem within CLS has been the focus on the reception of literature to achieve universally valid insights into its nature. This universalising approach mainly has the aim »to release literary studies from its bourgeois conventions« (ibid., 152) in order to focus on ordinary reading experiences. The downside of this approach has been the prioritisation of rather simple fiction instead of more challenging works of literature – arguably representative of a more bourgeois tradition. A way out of this bias is to focus less on the reception – the reading process – rather than on the production of the text – and the way it is reflected within the text itself. This is only possible by means of an historicist agenda, as literature, consciously or not, always echoes and negotiates scientific insights of the day. An historicist approach also involves a focus on more demanding works of literature – poetry or avant-garde works of art –, as they challenge the boundaries of what literature is and can be. In essence, I put forward the conviction that this historicising approach to cognition within literature also implies a return to theory – as a self-reflexive part of literature itself and not something to be applied to it from without. This historicist approach to cognition as a self-reflexive aspect of literature, on the one hand, and a reflection on science, on the other, necessarily implies a rejection of any universalising approach to literary works of art. The theoretical historicism proposed in this paper presupposes a turn towards the time-bound and the particular, and respective conceptualisations of authorship, literary production, and the text itself. In order to make my point, I will focus on one key concept and cognitive faculty in the history of the humanities: the creative imagination. A historical approach to the imagination in the light of cognitive science – such as championed by Alan Richardson and Mark J. Bruhn in the field of Romantic Studies – thus serves as my starting point. To make my argument, I will focus on three historically crucial phases as they are periods of transition both within literary history and the history of science: the early seventeenth century as the beginning of the scientific revolution, the Romantic period as a second scientific revolution, and literary Modernism as the formative phase of our contemporary scientific worldview. All three literary examples – Shakespeare, Coleridge, Joyce – can and must be seen as paradigmatic of their age as well as instrumental in bringing about literary change. At the same time, these examples will serve as flashlights to highlight a general trend.
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来源期刊
Journal of Literary Theory
Journal of Literary Theory LITERARY THEORY & CRITICISM-
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