减少被撤回科学成果的无意传播:RISRS 报告的建议。

IF 7.2 Q1 ETHICS
Jodi Schneider, Nathan D Woods, Randi Proescholdt
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引用次数: 0

摘要

背景:撤稿是一种提醒读者注意已发表的科学和学术记录中不可靠材料和其他问题的机制。被撤稿的出版物一般仍然可见并可检索,但撤稿的目的是将其从可引用的学术记录中 "删除"。然而,在实践中,一些被撤稿的文章仍被研究人员和公众视为有效内容,因为他们往往不知道撤稿一事。过去十年的研究发现了一些导致被撤研究无意传播的因素。减少被撤科学研究的无意传播》(Reducing the Inadvertent Spread of Retracted Science:研究与实施议程》(RISRS)项目的目标是为减少被撤科学研究的无意传播制定一个可操作的议程。这包括确定如何更全面地传播撤稿状况,以及确定哪些行动是可行的,并与在知识传播中发挥作用的特定利益相关者相关:这些建议是在长达一年的过程中提出的,其中包括对实证文献进行范围界定审查和连续几轮利益相关者咨询,最终于 2020 年 10 月至 11 月举办了由三部分组成的在线研讨会,汇集了 65 位不同的利益相关者,共同参与问题的解决和对话。利益相关者的角色包括出版商、编辑、研究人员、图书馆员、标准制定者、资助项目官员和技术专家,工作机构包括大学、政府机构、资助组织、出版社、图书馆、标准组织和技术提供商。研讨会的讨论以利益相关者访谈(N = 47)和利益相关者提供的原创讨论短文为基础。在线研讨会提出了一系列建议,以解决整个学术交流生态系统中撤稿研究的复杂问题:结果:RISRS 建议如下结果:RISRS 建议包括:(1) 制定系统的跨行业方法,确保向公众提供一致、标准化、可互操作和及时的撤稿信息;(2) 推荐所有利益相关者均可采用的撤稿类别/分类和相应的撤稿元数据分类法;(3) 制定协调撤稿流程的最佳实践,以实现及时、公平和公正的结果;(4) 向利益相关者宣传出版前和出版后的管理工作,包括学术记录的撤稿和更正:我们的利益相关者参与研究提出了 4 项建议,以解决无意中引用被撤稿研究的问题,并成立了一个工作小组,以制定《撤稿、删除和关注表达的沟通(CORREC)推荐实践》。还需要开展进一步的工作,以确定目前对撤稿的记录情况如何,代码和数据集的撤稿对相关出版物有何影响,以及确定撤稿元数据是否(未能)传播。所有这些工作的成果应能确保被撤回的论文不会在不知情的情况下被引用,并确保在科学以外的公共论坛上,被撤回的论文不会被视为有效的科学成果。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Reducing the Inadvertent Spread of Retracted Science: recommendations from the RISRS report.

Background: Retraction is a mechanism for alerting readers to unreliable material and other problems in the published scientific and scholarly record. Retracted publications generally remain visible and searchable, but the intention of retraction is to mark them as "removed" from the citable record of scholarship. However, in practice, some retracted articles continue to be treated by researchers and the public as valid content as they are often unaware of the retraction. Research over the past decade has identified a number of factors contributing to the unintentional spread of retracted research. The goal of the Reducing the Inadvertent Spread of Retracted Science: Shaping a Research and Implementation Agenda (RISRS) project was to develop an actionable agenda for reducing the inadvertent spread of retracted science. This included identifying how retraction status could be more thoroughly disseminated, and determining what actions are feasible and relevant for particular stakeholders who play a role in the distribution of knowledge.

Methods: These recommendations were developed as part of a year-long process that included a scoping review of empirical literature and successive rounds of stakeholder consultation, culminating in a three-part online workshop that brought together a diverse body of 65 stakeholders in October-November 2020 to engage in collaborative problem solving and dialogue. Stakeholders held roles such as publishers, editors, researchers, librarians, standards developers, funding program officers, and technologists and worked for institutions such as universities, governmental agencies, funding organizations, publishing houses, libraries, standards organizations, and technology providers. Workshop discussions were seeded by materials derived from stakeholder interviews (N = 47) and short original discussion pieces contributed by stakeholders. The online workshop resulted in a set of recommendations to address the complexities of retracted research throughout the scholarly communications ecosystem.

Results: The RISRS recommendations are: (1) Develop a systematic cross-industry approach to ensure the public availability of consistent, standardized, interoperable, and timely information about retractions; (2) Recommend a taxonomy of retraction categories/classifications and corresponding retraction metadata that can be adopted by all stakeholders; (3) Develop best practices for coordinating the retraction process to enable timely, fair, unbiased outcomes; and (4) Educate stakeholders about pre- and post-publication stewardship, including retraction and correction of the scholarly record.

Conclusions: Our stakeholder engagement study led to 4 recommendations to address inadvertent citation of retracted research, and formation of a working group to develop the Communication of Retractions, Removals, and Expressions of Concern (CORREC) Recommended Practice. Further work will be needed to determine how well retractions are currently documented, how retraction of code and datasets impacts related publications, and to identify if retraction metadata (fails to) propagate. Outcomes of all this work should lead to ensuring retracted papers are never cited without awareness of the retraction, and that, in public fora outside of science, retracted papers are not treated as valid scientific outputs.

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