先申请专利,后发问:专利法中的道德与生物技术。

William and Mary law review Pub Date : 2003-12-01
Margo A Bagley
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引用次数: 0

摘要

这篇文章探讨了美国以“先专利后提问”的方法确定哪些客体应当获得专利保护。在这种方法下,美国专利商标局(USPTO或代理机构)对“太阳下人类制造的任何东西”颁发专利,并且在某种程度上专利的主题具有足够的争议性,国会在评估是否应该对此类干预颁发专利时采取回顾性行动。这种做法对道德上有争议的生物技术专利有重要的影响,特别是对美国社会来说。多年来,司法创造的“道德效用”原则充当了专利主体资格的一种看门人。该原则允许美国专利商标局和法院以这些发明不“有用”为借口,拒绝对道德上有争议的主题的专利。然而,大门目前无人看管。道德实用主义的消亡,以及对专利资格主题范围的广泛司法解释的结合,导致美国专利商标局或法院实际上没有任何依据可以拒绝对道德上有争议但在其他方面可获得专利的主题提供专利保护。这是如此,尽管原子能机构的立场声明与此相反。生物技术是一个产生许多道德上有争议的发明的领域。在一系列道德上有争议的生物技术专利的发布之后,国会一直处于反应模式,这些专利包括转基因动物、外科手术方法和克隆人类的方法。由于对专利资格没有法定限制,并且在专利颁发后,国会的行动变得复杂,因此决定专利资格的不是人民的代表国会。相反,是专利申请人,科学发明人,通过他们向美国专利商标局提交的申请的内容来决定重大的公共政策问题。本文探讨了美国是如何走到这一步的,揭示了“专利优先”方法的潜在问题,并分析了其他一些国家采用的“先问问题,再申请专利”方法的利弊。这篇文章的结论是,对道德上有争议的生物技术主题授予专利,然后询问这些发明是否应该获得专利,这对美国及其专利制度来说是一项糟糕的政策,并为国会成功地保护专利资格大门提出了可行的、积极的方法。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Patent first, ask questions later: morality and biotechnology in patent law.

This Article explores the U.S. "patent first, ask questions later" approach to determining what subject matter should receive patent protection. Under this approach, the U.S. Patent and Trademark Office (USPTO or the Agency) issues patents on "anything under the sun made by man," and to the extent a patent's subject matter is sufficiently controversial, Congress acts retrospectively in assessing whether patents should issue on such interventions. This practice has important ramifications for morally controversial biotechnology patents specifically, and for American society generally. For many years a judicially created "moral utility" doctrine served as a type of gatekeeper of patent subject matter eligibility. The doctrine allowed both the USTPO and courts to deny patents on morally controversial subject matter under the fiction that such inventions were not "useful." The gate, however, is currently untended. A combination of the demise of the moral utility doctrine, along with expansive judicial interpretations of the scope of patent-eligible subject matter, has resulted in virtually no basis on which the USTPO or courts can deny patent protection to morally controversial, but otherwise patentable, subject matter. This is so despite position statements by the Agency to the contrary. Biotechnology is an area in which many morally controversial inventions are generated. Congress has been in react-mode following the issuance of a stream of morally controversial biotech patents, including patents on transgenic animals, surgical methods, and methods of cloning humans. With no statutory limits on patent eligibility, and with myriad concerns complicating congressional action following a patent's issuance, it is not Congress, the representative of the people, determining patent eligibility. Instead, it is patent applicants, scientific inventors, who are deciding matters of high public policy through the contents of the applications they file with the USTPO. This Article explores how the United States has come to be in this position, exposes latent problems with the "patent first" approach, and considers the benefits and disadvantages of the "ask questions first, patents later" approaches employed by some other countries. The Article concludes that granting patents on morally controversial biotech subject matter and then asking whether such inventions should be patentable is bad policy for the United States and its patent system, and posits workable, proactive ways for Congress to successfully guard the patent-eligibility gate.

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