{"title":"用于旋转机械故障智能诊断的可解释基学习自编码器","authors":"Hongkun Li , Chen Yang , Bo Han , Xiaoyu Cao","doi":"10.1016/j.knosys.2025.114687","DOIUrl":null,"url":null,"abstract":"<div><div>Deep learning has demonstrated powerful capabilities in fault diagnosis, yet the opaque nature of its internal decision-making severely limits its application in critical engineering scenarios. To address this issue, we propose IBL-AE (Interpretable Basis Learning Autoencoder), a novel deep learning architecture that integrates non-negative basis learning into an autoencoder framework for explainable fault classification. IBL-AE incorporates a non-negative decomposition module inspired by non-negative matrix factorization (NMF) within the latent space, enabling the learned features to be explicitly associated with physically interpretable basis components. Unlike post-hoc interpretability techniques, IBL-AE achieves inherent interpretability by design, as both the network weights and outputs can be visualized and directly linked to key frequency bands indicative of specific fault types. A classification module further utilizes the learned coefficients to make decisions in a human-understandable manner. Extensive experiments on three rotating machinery datasets demonstrate that IBL-AE not only achieves diagnostic accuracy, but also offers interpretable and physically meaningful insights into model behavior, paving the way for more trustworthy and practical deployment in industrial fault diagnosis.</div></div>","PeriodicalId":49939,"journal":{"name":"Knowledge-Based Systems","volume":"330 ","pages":"Article 114687"},"PeriodicalIF":7.6000,"publicationDate":"2025-10-21","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"IBL-AE: An interpretable base learning autoencoder for intelligent fault diagnosis of rotating machinery\",\"authors\":\"Hongkun Li , Chen Yang , Bo Han , Xiaoyu Cao\",\"doi\":\"10.1016/j.knosys.2025.114687\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>Deep learning has demonstrated powerful capabilities in fault diagnosis, yet the opaque nature of its internal decision-making severely limits its application in critical engineering scenarios. To address this issue, we propose IBL-AE (Interpretable Basis Learning Autoencoder), a novel deep learning architecture that integrates non-negative basis learning into an autoencoder framework for explainable fault classification. IBL-AE incorporates a non-negative decomposition module inspired by non-negative matrix factorization (NMF) within the latent space, enabling the learned features to be explicitly associated with physically interpretable basis components. Unlike post-hoc interpretability techniques, IBL-AE achieves inherent interpretability by design, as both the network weights and outputs can be visualized and directly linked to key frequency bands indicative of specific fault types. A classification module further utilizes the learned coefficients to make decisions in a human-understandable manner. Extensive experiments on three rotating machinery datasets demonstrate that IBL-AE not only achieves diagnostic accuracy, but also offers interpretable and physically meaningful insights into model behavior, paving the way for more trustworthy and practical deployment in industrial fault diagnosis.</div></div>\",\"PeriodicalId\":49939,\"journal\":{\"name\":\"Knowledge-Based Systems\",\"volume\":\"330 \",\"pages\":\"Article 114687\"},\"PeriodicalIF\":7.6000,\"publicationDate\":\"2025-10-21\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Knowledge-Based Systems\",\"FirstCategoryId\":\"94\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0950705125017265\",\"RegionNum\":1,\"RegionCategory\":\"计算机科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Knowledge-Based Systems","FirstCategoryId":"94","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0950705125017265","RegionNum":1,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE","Score":null,"Total":0}
IBL-AE: An interpretable base learning autoencoder for intelligent fault diagnosis of rotating machinery
Deep learning has demonstrated powerful capabilities in fault diagnosis, yet the opaque nature of its internal decision-making severely limits its application in critical engineering scenarios. To address this issue, we propose IBL-AE (Interpretable Basis Learning Autoencoder), a novel deep learning architecture that integrates non-negative basis learning into an autoencoder framework for explainable fault classification. IBL-AE incorporates a non-negative decomposition module inspired by non-negative matrix factorization (NMF) within the latent space, enabling the learned features to be explicitly associated with physically interpretable basis components. Unlike post-hoc interpretability techniques, IBL-AE achieves inherent interpretability by design, as both the network weights and outputs can be visualized and directly linked to key frequency bands indicative of specific fault types. A classification module further utilizes the learned coefficients to make decisions in a human-understandable manner. Extensive experiments on three rotating machinery datasets demonstrate that IBL-AE not only achieves diagnostic accuracy, but also offers interpretable and physically meaningful insights into model behavior, paving the way for more trustworthy and practical deployment in industrial fault diagnosis.
期刊介绍:
Knowledge-Based Systems, an international and interdisciplinary journal in artificial intelligence, publishes original, innovative, and creative research results in the field. It focuses on knowledge-based and other artificial intelligence techniques-based systems. The journal aims to support human prediction and decision-making through data science and computation techniques, provide a balanced coverage of theory and practical study, and encourage the development and implementation of knowledge-based intelligence models, methods, systems, and software tools. Applications in business, government, education, engineering, and healthcare are emphasized.