Ruixin Wang , Zhenghong Wu , Jiangfeng Fu , Han Zhang , Haidong Shao
{"title":"基于特征分解的通用无源域自适应机械故障诊断方法","authors":"Ruixin Wang , Zhenghong Wu , Jiangfeng Fu , Han Zhang , Haidong Shao","doi":"10.1016/j.eswa.2025.129986","DOIUrl":null,"url":null,"abstract":"<div><div>The rapid advancement of domain adaptation algorithms has significantly accelerated the deployment of intelligent diagnostic technologies. However, existing domain adaptation methods predominantly focus on closed-set fault diagnosis and rarely address data privacy concerns, limiting their applicability in industrial settings. To this end, a universal source-free domain adaptation method is proposed. Initially, a source model is pre-trained using labeled source data. This pre-trained model then processes the target data to decompose the target features into common class components and unknown class components, while simultaneously generating target prototypes and source anchors. Subsequently, the distribution of the unknown class components is estimated using a Gaussian mixture model with two components. Finally, a confidence estimation strategy is developed to derive instance-level decision boundaries by evaluating the distance between target prototypes and source anchors, thereby completing the classification task. Experimental results on gearbox and rolling bearing datasets demonstrate that our approach excels in handling fault diagnosis under varying conditions while ensuring data privacy.</div></div>","PeriodicalId":50461,"journal":{"name":"Expert Systems with Applications","volume":"299 ","pages":"Article 129986"},"PeriodicalIF":7.5000,"publicationDate":"2025-10-16","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Universal source-free domain adaptation method with feature decomposition for machinery fault diagnosis\",\"authors\":\"Ruixin Wang , Zhenghong Wu , Jiangfeng Fu , Han Zhang , Haidong Shao\",\"doi\":\"10.1016/j.eswa.2025.129986\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>The rapid advancement of domain adaptation algorithms has significantly accelerated the deployment of intelligent diagnostic technologies. However, existing domain adaptation methods predominantly focus on closed-set fault diagnosis and rarely address data privacy concerns, limiting their applicability in industrial settings. To this end, a universal source-free domain adaptation method is proposed. Initially, a source model is pre-trained using labeled source data. This pre-trained model then processes the target data to decompose the target features into common class components and unknown class components, while simultaneously generating target prototypes and source anchors. Subsequently, the distribution of the unknown class components is estimated using a Gaussian mixture model with two components. Finally, a confidence estimation strategy is developed to derive instance-level decision boundaries by evaluating the distance between target prototypes and source anchors, thereby completing the classification task. Experimental results on gearbox and rolling bearing datasets demonstrate that our approach excels in handling fault diagnosis under varying conditions while ensuring data privacy.</div></div>\",\"PeriodicalId\":50461,\"journal\":{\"name\":\"Expert Systems with Applications\",\"volume\":\"299 \",\"pages\":\"Article 129986\"},\"PeriodicalIF\":7.5000,\"publicationDate\":\"2025-10-16\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Expert Systems with Applications\",\"FirstCategoryId\":\"94\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0957417425036012\",\"RegionNum\":1,\"RegionCategory\":\"计算机科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Expert Systems with Applications","FirstCategoryId":"94","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0957417425036012","RegionNum":1,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE","Score":null,"Total":0}
Universal source-free domain adaptation method with feature decomposition for machinery fault diagnosis
The rapid advancement of domain adaptation algorithms has significantly accelerated the deployment of intelligent diagnostic technologies. However, existing domain adaptation methods predominantly focus on closed-set fault diagnosis and rarely address data privacy concerns, limiting their applicability in industrial settings. To this end, a universal source-free domain adaptation method is proposed. Initially, a source model is pre-trained using labeled source data. This pre-trained model then processes the target data to decompose the target features into common class components and unknown class components, while simultaneously generating target prototypes and source anchors. Subsequently, the distribution of the unknown class components is estimated using a Gaussian mixture model with two components. Finally, a confidence estimation strategy is developed to derive instance-level decision boundaries by evaluating the distance between target prototypes and source anchors, thereby completing the classification task. Experimental results on gearbox and rolling bearing datasets demonstrate that our approach excels in handling fault diagnosis under varying conditions while ensuring data privacy.
期刊介绍:
Expert Systems With Applications is an international journal dedicated to the exchange of information on expert and intelligent systems used globally in industry, government, and universities. The journal emphasizes original papers covering the design, development, testing, implementation, and management of these systems, offering practical guidelines. It spans various sectors such as finance, engineering, marketing, law, project management, information management, medicine, and more. The journal also welcomes papers on multi-agent systems, knowledge management, neural networks, knowledge discovery, data mining, and other related areas, excluding applications to military/defense systems.