{"title":"一类不平衡和变工况下滚动轴承故障诊断的联合协同自适应网络","authors":"Ye Li , Jingli Yang , Wenmin Wang , Tianyu Gao","doi":"10.1016/j.aei.2025.103931","DOIUrl":null,"url":null,"abstract":"<div><div>With the dynamic evolution of electromechanical equipment processing tasks, rolling bearing fault diagnosis is often hindered by variable operating conditions and imbalanced fault data, which compromise the recognition of minority fault types and cause significant domain shifts. Multi-source domain adaptation, by integrating data from multiple sources, can alleviate domain shifts and partially mitigate the class imbalance issues, but a dedicated class-aware mechanism is still needed to further enhance performance on minority fault classes. To jointly tackle these challenges, a joint collaborative adaptation network (JCAN) is developed within a multi-source domain adaptation framework that integrates transfer learning, information fusion, and class-aware techniques. Specifically, JCAN extracts domain-invariant features through adversarial training, and enhances sensitivity to underrepresented fault classes by class-aware technique. The adversarial framework comprises a complex convolutional feature extractor and a domain energy discriminator to facilitate cross-domain feature adaptation. Class attention mechanism and class-overlap optimization loss dynamically adjust the focus on imbalanced classes. Moreover, joint domain alignment mechanism minimizes distributional divergence between different domains to ensure consistent feature representation. Further, JCAN integrates multi-source domain information for collaborative decision, where a soft selection-based decision fusion strategy evaluates the source domain contributions, soft attenuating low-contribution sources during information fusion. Experiments on the Paderborn University (PU) and Mechanical Comprehensive Diagnosis Simulation Platform (MCDSP) bearing datasets validate the effectiveness of the proposed JCAN in fault diagnosis tasks under class imbalance and variable operating conditions, as well as the outperformance compared to advanced methods.</div></div>","PeriodicalId":50941,"journal":{"name":"Advanced Engineering Informatics","volume":"69 ","pages":"Article 103931"},"PeriodicalIF":9.9000,"publicationDate":"2025-10-07","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"A joint collaborative adaptation network for fault diagnosis of rolling bearing under class imbalance and variable operating conditions\",\"authors\":\"Ye Li , Jingli Yang , Wenmin Wang , Tianyu Gao\",\"doi\":\"10.1016/j.aei.2025.103931\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>With the dynamic evolution of electromechanical equipment processing tasks, rolling bearing fault diagnosis is often hindered by variable operating conditions and imbalanced fault data, which compromise the recognition of minority fault types and cause significant domain shifts. Multi-source domain adaptation, by integrating data from multiple sources, can alleviate domain shifts and partially mitigate the class imbalance issues, but a dedicated class-aware mechanism is still needed to further enhance performance on minority fault classes. To jointly tackle these challenges, a joint collaborative adaptation network (JCAN) is developed within a multi-source domain adaptation framework that integrates transfer learning, information fusion, and class-aware techniques. Specifically, JCAN extracts domain-invariant features through adversarial training, and enhances sensitivity to underrepresented fault classes by class-aware technique. The adversarial framework comprises a complex convolutional feature extractor and a domain energy discriminator to facilitate cross-domain feature adaptation. Class attention mechanism and class-overlap optimization loss dynamically adjust the focus on imbalanced classes. Moreover, joint domain alignment mechanism minimizes distributional divergence between different domains to ensure consistent feature representation. Further, JCAN integrates multi-source domain information for collaborative decision, where a soft selection-based decision fusion strategy evaluates the source domain contributions, soft attenuating low-contribution sources during information fusion. Experiments on the Paderborn University (PU) and Mechanical Comprehensive Diagnosis Simulation Platform (MCDSP) bearing datasets validate the effectiveness of the proposed JCAN in fault diagnosis tasks under class imbalance and variable operating conditions, as well as the outperformance compared to advanced methods.</div></div>\",\"PeriodicalId\":50941,\"journal\":{\"name\":\"Advanced Engineering Informatics\",\"volume\":\"69 \",\"pages\":\"Article 103931\"},\"PeriodicalIF\":9.9000,\"publicationDate\":\"2025-10-07\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Advanced Engineering Informatics\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S1474034625008249\",\"RegionNum\":1,\"RegionCategory\":\"工程技术\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Advanced Engineering Informatics","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S1474034625008249","RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE","Score":null,"Total":0}
A joint collaborative adaptation network for fault diagnosis of rolling bearing under class imbalance and variable operating conditions
With the dynamic evolution of electromechanical equipment processing tasks, rolling bearing fault diagnosis is often hindered by variable operating conditions and imbalanced fault data, which compromise the recognition of minority fault types and cause significant domain shifts. Multi-source domain adaptation, by integrating data from multiple sources, can alleviate domain shifts and partially mitigate the class imbalance issues, but a dedicated class-aware mechanism is still needed to further enhance performance on minority fault classes. To jointly tackle these challenges, a joint collaborative adaptation network (JCAN) is developed within a multi-source domain adaptation framework that integrates transfer learning, information fusion, and class-aware techniques. Specifically, JCAN extracts domain-invariant features through adversarial training, and enhances sensitivity to underrepresented fault classes by class-aware technique. The adversarial framework comprises a complex convolutional feature extractor and a domain energy discriminator to facilitate cross-domain feature adaptation. Class attention mechanism and class-overlap optimization loss dynamically adjust the focus on imbalanced classes. Moreover, joint domain alignment mechanism minimizes distributional divergence between different domains to ensure consistent feature representation. Further, JCAN integrates multi-source domain information for collaborative decision, where a soft selection-based decision fusion strategy evaluates the source domain contributions, soft attenuating low-contribution sources during information fusion. Experiments on the Paderborn University (PU) and Mechanical Comprehensive Diagnosis Simulation Platform (MCDSP) bearing datasets validate the effectiveness of the proposed JCAN in fault diagnosis tasks under class imbalance and variable operating conditions, as well as the outperformance compared to advanced methods.
期刊介绍:
Advanced Engineering Informatics is an international Journal that solicits research papers with an emphasis on 'knowledge' and 'engineering applications'. The Journal seeks original papers that report progress in applying methods of engineering informatics. These papers should have engineering relevance and help provide a scientific base for more reliable, spontaneous, and creative engineering decision-making. Additionally, papers should demonstrate the science of supporting knowledge-intensive engineering tasks and validate the generality, power, and scalability of new methods through rigorous evaluation, preferably both qualitatively and quantitatively. Abstracting and indexing for Advanced Engineering Informatics include Science Citation Index Expanded, Scopus and INSPEC.