AI行为遵守MyHealth@EU框架:教程。

IF 6 2区 医学 Q1 HEALTH CARE SCIENCES & SERVICES
Monika Simjanoska Misheva, Dragan Shahpaski, Jovana Dobreva, Djansel Bukovec, Blagojche Gjorgjioski, Marjan Nikolov, Dalibor Frtunikj, Petre Lameski, Azir Aliu, Kostadin Mishev, Matjaž Gams
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引用次数: 0

摘要

背景:在完全符合MyHealth@EU框架之前,人工智能与临床工作流程的集成正在推进。虽然基于人工智能的临床决策支持系统(CDSS)在欧盟人工智能法案下被自动归类为高风险,但跨境卫生数据交换也必须满足MyHealth@EU互操作性要求。这就产生了双重合规挑战:AI法案规定的垂直安全和道德控制,以及通过OpenNCP网关强制执行的水平语义传输要求,其中许多网关仍在向生产准备阶段成熟。目的:本文提供了一个实用的、面向阶段的教程,使开发人员和提供者能够在进行MyHealth@EU互操作性测试之前嵌入AI Act保护措施。目标是展示如何在不破坏标准结构的情况下将特定于人工智能的元数据包含在HL7 CDA和FHIR消息中,确保人工智能辅助临床决策的合规性和可信度。监管基础:我们系统地分析了法规(EU) 2024/1689 (AI法案)和MyHealth@EU/OpenNCP技术规范,提取了一套协调一致的重叠义务。AI法案关于透明度、来源和健壮性的规定直接映射到MyHealth@EU工作流,确定传出消息必须记录AI参与、日志来源和触发验证的点。演练:为了操作此映射,我们提出了一个最小的扩展集,涵盖AI贡献状态、基本原理、风险分类和附件IV文档链接,以及基于阶段的合规检查表,该检查表将AI法案控制与MyHealth@EU合规步骤保持一致。举例说明:模拟的国际患者摘要(IPS)传输演示了CDA/FHIR扩展如何注释人工智能参与,OpenNCP如何处理这种丰富的有效载荷,以及另一个成员国的临床医生如何在保持向后兼容性的情况下看待结果。讨论:我们扩展了安全考虑(例如,OWASP GenAI风险,如即时注入和对抗性输入),持续的上市后风险评估,监控以及与MyHealth@EU事件聚合系统的一致性。限制反映了当前基础设施和法规的不成熟,并且在实际验证中等待关键依赖项的推出。结论:只有当AI法案的保障措施和MyHealth@EU互操作性规则从“第一天”就设计在一起时,支持AI的临床软件才能成功。本教程为开发人员提供了一个前瞻性的蓝图,可以减少重复工作,简化一致性测试,并尽早嵌入遵从性。虽然这一概念仍处于实践的早期阶段,但它代表了一个必要和有价值的方向,以确保未来的人工智能临床系统从一开始就能满足欧盟的监管要求。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
AI Act Compliance within the MyHealth@EU Framework: A Tutorial.

Unstructured: Background: The integration of AI into clinical workflows is advancing even before full compliance with the MyHealth@EU framework is achieved. While AI-based Clinical Decision Support Systems (CDSS) are automatically classified as high-risk under the EU AI Act, cross-border health data exchange must also satisfy MyHealth@EU interoperability requirements. This creates a dual-compliance challenge: vertical safety and ethics controls mandated by the AI Act, and horizontal semantic-transport requirements enforced through OpenNCP gateways, many of which are still maturing toward production readiness. Objective: This paper provides a practical, phase-oriented tutorial that enables developers and providers to embed AI Act safeguards before approaching MyHealth@EU interoperability tests. The goal is to show how AI-specific metadata can be included in HL7 CDA and FHIR messages without disrupting standard structures, ensuring both compliance and trustworthiness in AI-assisted clinical decisions. Regulatory foundations: We systematically analysed Regulation (EU) 2024/1689 (AI Act) and the MyHealth@EU/OpenNCP technical specifications, extracting a harmonised set of overlapping obligations. AI Act provisions on transparency, provenance, and robustness are mapped directly onto MyHealth@EU workflows, identifying the points where outgoing messages must record AI involvement, log provenance, and trigger validation. Walkthrough: To operationalise this mapping, we propose a minimal extension set, covering AI contribution status, rationale, risk classification, and Annex IV documentation links, together with a phase-based compliance checklist that aligns AI Act controls with MyHealth@EU conformance steps. Illustrative example: A simulated International Patient Summary (IPS) transmission demonstrates how CDA/FHIR extensions can annotate AI involvement, how OpenNCP processes such enriched payloads, and how clinicians in another Member State view the result with backward compatibility preserved. Discussion: We expand on security considerations (e.g., OWASP GenAI risks such as prompt injection and adversarial inputs), continuous post-market risk assessment, monitoring, and alignment with MyHealth@EU's incident aggregation system. Limitations reflect the immaturity of current infrastructures and regulations, with real-world validation pending the rollout of key dependencies. Conclusions: AI-enabled clinical software succeeds only when AI Act safeguards and MyHealth@EU interoperability rules are engineered together from "day zero." This tutorial provides developers with a forward-looking blueprint that reduces duplication of effort, streamlines conformance testing, and embeds compliance early. While the concept is still in its early phases of practice, it represents a necessary and worthwhile direction for ensuring that future AI-enabled clinical systems can meet both EU regulatory requirements from day one.

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来源期刊
CiteScore
14.40
自引率
5.40%
发文量
654
审稿时长
1 months
期刊介绍: The Journal of Medical Internet Research (JMIR) is a highly respected publication in the field of health informatics and health services. With a founding date in 1999, JMIR has been a pioneer in the field for over two decades. As a leader in the industry, the journal focuses on digital health, data science, health informatics, and emerging technologies for health, medicine, and biomedical research. It is recognized as a top publication in these disciplines, ranking in the first quartile (Q1) by Impact Factor. Notably, JMIR holds the prestigious position of being ranked #1 on Google Scholar within the "Medical Informatics" discipline.
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