{"title":"可持续发展目标下考虑碳税的供应链低碳研发战略","authors":"Jiasen Sun, Pengpeng Yuan, Guo Li","doi":"10.1007/s10479-025-06775-6","DOIUrl":null,"url":null,"abstract":"<div><p>Reducing carbon emissions in the manufacturing sector is an important pathway to achieving sustainable development goals (SDGs). Anchored in SDG 13, this study focuses on the operational and low-carbon research and development (R&D) issues faced by firms in a supply chain, comprising one supplier and one manufacturer, in two scenarios: cooperative decision making and independent decision making. The independent decision-making scenario is classified into three modes: supplier-independent R&D, manufacturer-independent R&D, and two firms simultaneously R&D. First, this study evaluates the various modes with regard to unit abatement levels, corporate profits, environmental impact, and consumer surplus. Next, the analysis investigates the influence of carbon tax and R&D cost coefficient on equilibrium strategy. Our findings indicate that under the cooperative mode, when the cost coefficient is below a certain threshold, a high carbon tax can effectively incentivize both firms to increase their carbon reduction efforts, thereby enhancing the overall profitability of the supply chain and advancing the achievement of the SDG 13. The simultaneous independent R&D can enable all parties to obtain a high unit abatement level than when a single firm conducts independent R&D. In addition, the simultaneous R&D mode of two firms can generate higher profits and consumer surplus than the R&D mode of a single firm, and can bring higher total supply chain profits than the cooperative mode when the R&D cost is low. After extending modes to the case where the two firms cooperate only in the field of R&D, this study finds that the unit abatement level reaches the maximum.</p></div>","PeriodicalId":8215,"journal":{"name":"Annals of Operations Research","volume":"352 1-2","pages":"295 - 324"},"PeriodicalIF":4.5000,"publicationDate":"2025-08-13","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Supply chain low-carbon R&D strategy considering carbon tax under the sustainable development goals\",\"authors\":\"Jiasen Sun, Pengpeng Yuan, Guo Li\",\"doi\":\"10.1007/s10479-025-06775-6\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><p>Reducing carbon emissions in the manufacturing sector is an important pathway to achieving sustainable development goals (SDGs). Anchored in SDG 13, this study focuses on the operational and low-carbon research and development (R&D) issues faced by firms in a supply chain, comprising one supplier and one manufacturer, in two scenarios: cooperative decision making and independent decision making. The independent decision-making scenario is classified into three modes: supplier-independent R&D, manufacturer-independent R&D, and two firms simultaneously R&D. First, this study evaluates the various modes with regard to unit abatement levels, corporate profits, environmental impact, and consumer surplus. Next, the analysis investigates the influence of carbon tax and R&D cost coefficient on equilibrium strategy. Our findings indicate that under the cooperative mode, when the cost coefficient is below a certain threshold, a high carbon tax can effectively incentivize both firms to increase their carbon reduction efforts, thereby enhancing the overall profitability of the supply chain and advancing the achievement of the SDG 13. The simultaneous independent R&D can enable all parties to obtain a high unit abatement level than when a single firm conducts independent R&D. In addition, the simultaneous R&D mode of two firms can generate higher profits and consumer surplus than the R&D mode of a single firm, and can bring higher total supply chain profits than the cooperative mode when the R&D cost is low. After extending modes to the case where the two firms cooperate only in the field of R&D, this study finds that the unit abatement level reaches the maximum.</p></div>\",\"PeriodicalId\":8215,\"journal\":{\"name\":\"Annals of Operations Research\",\"volume\":\"352 1-2\",\"pages\":\"295 - 324\"},\"PeriodicalIF\":4.5000,\"publicationDate\":\"2025-08-13\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Annals of Operations Research\",\"FirstCategoryId\":\"91\",\"ListUrlMain\":\"https://link.springer.com/article/10.1007/s10479-025-06775-6\",\"RegionNum\":3,\"RegionCategory\":\"管理学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"OPERATIONS RESEARCH & MANAGEMENT SCIENCE\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Annals of Operations Research","FirstCategoryId":"91","ListUrlMain":"https://link.springer.com/article/10.1007/s10479-025-06775-6","RegionNum":3,"RegionCategory":"管理学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"OPERATIONS RESEARCH & MANAGEMENT SCIENCE","Score":null,"Total":0}
Supply chain low-carbon R&D strategy considering carbon tax under the sustainable development goals
Reducing carbon emissions in the manufacturing sector is an important pathway to achieving sustainable development goals (SDGs). Anchored in SDG 13, this study focuses on the operational and low-carbon research and development (R&D) issues faced by firms in a supply chain, comprising one supplier and one manufacturer, in two scenarios: cooperative decision making and independent decision making. The independent decision-making scenario is classified into three modes: supplier-independent R&D, manufacturer-independent R&D, and two firms simultaneously R&D. First, this study evaluates the various modes with regard to unit abatement levels, corporate profits, environmental impact, and consumer surplus. Next, the analysis investigates the influence of carbon tax and R&D cost coefficient on equilibrium strategy. Our findings indicate that under the cooperative mode, when the cost coefficient is below a certain threshold, a high carbon tax can effectively incentivize both firms to increase their carbon reduction efforts, thereby enhancing the overall profitability of the supply chain and advancing the achievement of the SDG 13. The simultaneous independent R&D can enable all parties to obtain a high unit abatement level than when a single firm conducts independent R&D. In addition, the simultaneous R&D mode of two firms can generate higher profits and consumer surplus than the R&D mode of a single firm, and can bring higher total supply chain profits than the cooperative mode when the R&D cost is low. After extending modes to the case where the two firms cooperate only in the field of R&D, this study finds that the unit abatement level reaches the maximum.
期刊介绍:
The Annals of Operations Research publishes peer-reviewed original articles dealing with key aspects of operations research, including theory, practice, and computation. The journal publishes full-length research articles, short notes, expositions and surveys, reports on computational studies, and case studies that present new and innovative practical applications.
In addition to regular issues, the journal publishes periodic special volumes that focus on defined fields of operations research, ranging from the highly theoretical to the algorithmic and the applied. These volumes have one or more Guest Editors who are responsible for collecting the papers and overseeing the refereeing process.