{"title":"基于机器学习的卫星光谱数据中云滴数浓度和液态水路径的检索","authors":"Jessenia Gonzalez;Sudhakar Dipu;Gabriel Jimenez;Gustau Camps-Valls;Johannes Quaas","doi":"10.1109/JSTARS.2025.3601981","DOIUrl":null,"url":null,"abstract":"Accurate estimation of cloud microphysical properties, particularly the cloud droplet number concentration (<inline-formula><tex-math>$N_{\\mathrm{d}}$</tex-math></inline-formula>) and liquid water path (<inline-formula><tex-math>$L$</tex-math></inline-formula>), is essential for improving our understanding of aerosol-cloud interactions (ACI). Traditional satellite retrievals of these variables depend on assumptions that often lead to systematic errors. In this study, we present a machine learning (ML) framework that directly predicts <inline-formula><tex-math>$N_{\\mathrm{d}}$</tex-math></inline-formula> and <inline-formula><tex-math>$L$</tex-math></inline-formula> from satellite spectral reflectance and radiance data, thereby circumventing conventional assumptions in retrieval algorithms. We use data from ICOsahedral nonhydrostatic large Eddy simulations simulations and moderate resolution imaging spectroradiometer-like spectral channels to evaluate the relevance of spectral features using traditional statistical techniques and ML interpretability methods. Our results demonstrate that, using a neural network model, <inline-formula><tex-math>$L$</tex-math></inline-formula> can be accurately predicted using three spectral channels, achieving a coefficient of determination (<inline-formula><tex-math>$R^{2}$</tex-math></inline-formula>) of 0.93 and a normalized mean absolute error (nMAE) of approximately 16% . The prediction of <inline-formula><tex-math>$N_{\\mathrm{d}}$</tex-math></inline-formula> requires seven channels, achieving an <inline-formula><tex-math>$R^{2}$</tex-math></inline-formula> of 0.76 and an nMAE of approximately 26% . As expected, <inline-formula><tex-math>$N_{\\mathrm{d}}$</tex-math></inline-formula> requires a richer spectral representation than <inline-formula><tex-math>$L$</tex-math></inline-formula>. Our ML approach enables a more direct and flexible estimation of cloud properties by avoiding assumptions linked to intermediate retrieval variables. This framework offers new insights into spectral sensitivities and supports an alternative and potentially more robust assessment of ACI from satellite observations, potentially leading to improvements in climate model constraints.","PeriodicalId":13116,"journal":{"name":"IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing","volume":"18 ","pages":"21910-21922"},"PeriodicalIF":5.3000,"publicationDate":"2025-08-22","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://ieeexplore.ieee.org/stamp/stamp.jsp?tp=&arnumber=11134551","citationCount":"0","resultStr":"{\"title\":\"Machine Learning-Based Retrieval of Cloud Droplet Number Concentration and Liquid Water Path From Satellite Spectral Data\",\"authors\":\"Jessenia Gonzalez;Sudhakar Dipu;Gabriel Jimenez;Gustau Camps-Valls;Johannes Quaas\",\"doi\":\"10.1109/JSTARS.2025.3601981\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"Accurate estimation of cloud microphysical properties, particularly the cloud droplet number concentration (<inline-formula><tex-math>$N_{\\\\mathrm{d}}$</tex-math></inline-formula>) and liquid water path (<inline-formula><tex-math>$L$</tex-math></inline-formula>), is essential for improving our understanding of aerosol-cloud interactions (ACI). Traditional satellite retrievals of these variables depend on assumptions that often lead to systematic errors. In this study, we present a machine learning (ML) framework that directly predicts <inline-formula><tex-math>$N_{\\\\mathrm{d}}$</tex-math></inline-formula> and <inline-formula><tex-math>$L$</tex-math></inline-formula> from satellite spectral reflectance and radiance data, thereby circumventing conventional assumptions in retrieval algorithms. We use data from ICOsahedral nonhydrostatic large Eddy simulations simulations and moderate resolution imaging spectroradiometer-like spectral channels to evaluate the relevance of spectral features using traditional statistical techniques and ML interpretability methods. Our results demonstrate that, using a neural network model, <inline-formula><tex-math>$L$</tex-math></inline-formula> can be accurately predicted using three spectral channels, achieving a coefficient of determination (<inline-formula><tex-math>$R^{2}$</tex-math></inline-formula>) of 0.93 and a normalized mean absolute error (nMAE) of approximately 16% . The prediction of <inline-formula><tex-math>$N_{\\\\mathrm{d}}$</tex-math></inline-formula> requires seven channels, achieving an <inline-formula><tex-math>$R^{2}$</tex-math></inline-formula> of 0.76 and an nMAE of approximately 26% . As expected, <inline-formula><tex-math>$N_{\\\\mathrm{d}}$</tex-math></inline-formula> requires a richer spectral representation than <inline-formula><tex-math>$L$</tex-math></inline-formula>. Our ML approach enables a more direct and flexible estimation of cloud properties by avoiding assumptions linked to intermediate retrieval variables. This framework offers new insights into spectral sensitivities and supports an alternative and potentially more robust assessment of ACI from satellite observations, potentially leading to improvements in climate model constraints.\",\"PeriodicalId\":13116,\"journal\":{\"name\":\"IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing\",\"volume\":\"18 \",\"pages\":\"21910-21922\"},\"PeriodicalIF\":5.3000,\"publicationDate\":\"2025-08-22\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://ieeexplore.ieee.org/stamp/stamp.jsp?tp=&arnumber=11134551\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://ieeexplore.ieee.org/document/11134551/\",\"RegionNum\":2,\"RegionCategory\":\"地球科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"ENGINEERING, ELECTRICAL & ELECTRONIC\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing","FirstCategoryId":"5","ListUrlMain":"https://ieeexplore.ieee.org/document/11134551/","RegionNum":2,"RegionCategory":"地球科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ENGINEERING, ELECTRICAL & ELECTRONIC","Score":null,"Total":0}
Machine Learning-Based Retrieval of Cloud Droplet Number Concentration and Liquid Water Path From Satellite Spectral Data
Accurate estimation of cloud microphysical properties, particularly the cloud droplet number concentration ($N_{\mathrm{d}}$) and liquid water path ($L$), is essential for improving our understanding of aerosol-cloud interactions (ACI). Traditional satellite retrievals of these variables depend on assumptions that often lead to systematic errors. In this study, we present a machine learning (ML) framework that directly predicts $N_{\mathrm{d}}$ and $L$ from satellite spectral reflectance and radiance data, thereby circumventing conventional assumptions in retrieval algorithms. We use data from ICOsahedral nonhydrostatic large Eddy simulations simulations and moderate resolution imaging spectroradiometer-like spectral channels to evaluate the relevance of spectral features using traditional statistical techniques and ML interpretability methods. Our results demonstrate that, using a neural network model, $L$ can be accurately predicted using three spectral channels, achieving a coefficient of determination ($R^{2}$) of 0.93 and a normalized mean absolute error (nMAE) of approximately 16% . The prediction of $N_{\mathrm{d}}$ requires seven channels, achieving an $R^{2}$ of 0.76 and an nMAE of approximately 26% . As expected, $N_{\mathrm{d}}$ requires a richer spectral representation than $L$. Our ML approach enables a more direct and flexible estimation of cloud properties by avoiding assumptions linked to intermediate retrieval variables. This framework offers new insights into spectral sensitivities and supports an alternative and potentially more robust assessment of ACI from satellite observations, potentially leading to improvements in climate model constraints.
期刊介绍:
The IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing addresses the growing field of applications in Earth observations and remote sensing, and also provides a venue for the rapidly expanding special issues that are being sponsored by the IEEE Geosciences and Remote Sensing Society. The journal draws upon the experience of the highly successful “IEEE Transactions on Geoscience and Remote Sensing” and provide a complementary medium for the wide range of topics in applied earth observations. The ‘Applications’ areas encompasses the societal benefit areas of the Global Earth Observations Systems of Systems (GEOSS) program. Through deliberations over two years, ministers from 50 countries agreed to identify nine areas where Earth observation could positively impact the quality of life and health of their respective countries. Some of these are areas not traditionally addressed in the IEEE context. These include biodiversity, health and climate. Yet it is the skill sets of IEEE members, in areas such as observations, communications, computers, signal processing, standards and ocean engineering, that form the technical underpinnings of GEOSS. Thus, the Journal attracts a broad range of interests that serves both present members in new ways and expands the IEEE visibility into new areas.