Yushan Xie , Dazhuan Xu , Han Zhang , Jiaqi Li , Xiaofei Zhang
{"title":"均匀平面阵列二维方位估计:一种基于信息熵的封闭式性能边界框架","authors":"Yushan Xie , Dazhuan Xu , Han Zhang , Jiaqi Li , Xiaofei Zhang","doi":"10.1016/j.dsp.2025.105544","DOIUrl":null,"url":null,"abstract":"<div><div>The theoretical performance bound plays a pivotal role in parameter estimation by establishing benchmarks for evaluating the asymptotic efficiency of estimators. While the classical Cramér-Rao bound (CRB) in non-Bayesian frameworks maintains strict validity only in asymptotic regions, Bayesian approaches can construct globally tight bounds through prior information but suffer from computational bottlenecks induced by high-dimensional integrals and the absence of explicit expressions. This study proposes a novel entropy error bound (EEB) based on information entropy theory for two-dimensional (2D) joint direction of arrival (DOA) estimation and 1D independent estimation in uniform planar arrays (UPAs). By establishing a normalized differential entropy model under signal-to-noise ratio (SNR) partitioning, we derive closed-form analytical solutions for EEB with explicit expressions. These explicit characteristics quantitatively reveal the impact laws of the number of array elements, the root mean square aperture width, and the number of snapshots on estimation performance. Multi-scenario simulations validate that the proposed EEB maintains global tightness across various SNR conditions, thereby providing a universal performance benchmark for arbitrary parameter estimators.</div></div>","PeriodicalId":51011,"journal":{"name":"Digital Signal Processing","volume":"168 ","pages":"Article 105544"},"PeriodicalIF":3.0000,"publicationDate":"2025-08-21","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"2D DOA estimation for uniform planar array: A closed-form performance bound framework based on information entropy\",\"authors\":\"Yushan Xie , Dazhuan Xu , Han Zhang , Jiaqi Li , Xiaofei Zhang\",\"doi\":\"10.1016/j.dsp.2025.105544\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>The theoretical performance bound plays a pivotal role in parameter estimation by establishing benchmarks for evaluating the asymptotic efficiency of estimators. While the classical Cramér-Rao bound (CRB) in non-Bayesian frameworks maintains strict validity only in asymptotic regions, Bayesian approaches can construct globally tight bounds through prior information but suffer from computational bottlenecks induced by high-dimensional integrals and the absence of explicit expressions. This study proposes a novel entropy error bound (EEB) based on information entropy theory for two-dimensional (2D) joint direction of arrival (DOA) estimation and 1D independent estimation in uniform planar arrays (UPAs). By establishing a normalized differential entropy model under signal-to-noise ratio (SNR) partitioning, we derive closed-form analytical solutions for EEB with explicit expressions. These explicit characteristics quantitatively reveal the impact laws of the number of array elements, the root mean square aperture width, and the number of snapshots on estimation performance. Multi-scenario simulations validate that the proposed EEB maintains global tightness across various SNR conditions, thereby providing a universal performance benchmark for arbitrary parameter estimators.</div></div>\",\"PeriodicalId\":51011,\"journal\":{\"name\":\"Digital Signal Processing\",\"volume\":\"168 \",\"pages\":\"Article 105544\"},\"PeriodicalIF\":3.0000,\"publicationDate\":\"2025-08-21\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Digital Signal Processing\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S1051200425005664\",\"RegionNum\":3,\"RegionCategory\":\"工程技术\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q2\",\"JCRName\":\"ENGINEERING, ELECTRICAL & ELECTRONIC\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Digital Signal Processing","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S1051200425005664","RegionNum":3,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"ENGINEERING, ELECTRICAL & ELECTRONIC","Score":null,"Total":0}
2D DOA estimation for uniform planar array: A closed-form performance bound framework based on information entropy
The theoretical performance bound plays a pivotal role in parameter estimation by establishing benchmarks for evaluating the asymptotic efficiency of estimators. While the classical Cramér-Rao bound (CRB) in non-Bayesian frameworks maintains strict validity only in asymptotic regions, Bayesian approaches can construct globally tight bounds through prior information but suffer from computational bottlenecks induced by high-dimensional integrals and the absence of explicit expressions. This study proposes a novel entropy error bound (EEB) based on information entropy theory for two-dimensional (2D) joint direction of arrival (DOA) estimation and 1D independent estimation in uniform planar arrays (UPAs). By establishing a normalized differential entropy model under signal-to-noise ratio (SNR) partitioning, we derive closed-form analytical solutions for EEB with explicit expressions. These explicit characteristics quantitatively reveal the impact laws of the number of array elements, the root mean square aperture width, and the number of snapshots on estimation performance. Multi-scenario simulations validate that the proposed EEB maintains global tightness across various SNR conditions, thereby providing a universal performance benchmark for arbitrary parameter estimators.
期刊介绍:
Digital Signal Processing: A Review Journal is one of the oldest and most established journals in the field of signal processing yet it aims to be the most innovative. The Journal invites top quality research articles at the frontiers of research in all aspects of signal processing. Our objective is to provide a platform for the publication of ground-breaking research in signal processing with both academic and industrial appeal.
The journal has a special emphasis on statistical signal processing methodology such as Bayesian signal processing, and encourages articles on emerging applications of signal processing such as:
• big data• machine learning• internet of things• information security• systems biology and computational biology,• financial time series analysis,• autonomous vehicles,• quantum computing,• neuromorphic engineering,• human-computer interaction and intelligent user interfaces,• environmental signal processing,• geophysical signal processing including seismic signal processing,• chemioinformatics and bioinformatics,• audio, visual and performance arts,• disaster management and prevention,• renewable energy,