深度神经网络中的虫洞动力学。

IF 8.9 1区 计算机科学 Q1 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE
Yen-Lung Lai, Zhe Jin
{"title":"深度神经网络中的虫洞动力学。","authors":"Yen-Lung Lai, Zhe Jin","doi":"10.1109/TNNLS.2025.3591614","DOIUrl":null,"url":null,"abstract":"<p><p>This work investigates the generalization behavior of deep neural networks (DNNs), focusing on the phenomenon of \"fooling examples,\" where DNNs confidently classify inputs that appear random or unstructured to humans. To explore this phenomenon, we introduce an analytical framework based on maximum likelihood estimation (MLE), without adhering to conventional numerical approaches that rely on gradient-based optimization and explicit labels. Our analysis reveals that DNNs operating in an overparameterized regime exhibit a collapse in the output feature space. While this collapse improves network generalization, adding more layers eventually leads to a state of degeneracy, where the model learns trivial solutions by mapping distinct inputs to the same output, resulting in zero loss. Further investigation demonstrates that this degeneracy can be bypassed using our newly derived \"wormhole\" solution. The wormhole solution, when applied to arbitrary fooling examples, reconciles meaningful labels with random ones and provides a novel perspective on shortcut learning. These findings offer deeper insights into DNN generalization and highlight directions for future research on learning dynamics in unsupervised settings to bridge the gap between theory and practice.</p>","PeriodicalId":13303,"journal":{"name":"IEEE transactions on neural networks and learning systems","volume":"PP ","pages":""},"PeriodicalIF":8.9000,"publicationDate":"2025-08-18","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Wormhole Dynamics in Deep Neural Networks.\",\"authors\":\"Yen-Lung Lai, Zhe Jin\",\"doi\":\"10.1109/TNNLS.2025.3591614\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p><p>This work investigates the generalization behavior of deep neural networks (DNNs), focusing on the phenomenon of \\\"fooling examples,\\\" where DNNs confidently classify inputs that appear random or unstructured to humans. To explore this phenomenon, we introduce an analytical framework based on maximum likelihood estimation (MLE), without adhering to conventional numerical approaches that rely on gradient-based optimization and explicit labels. Our analysis reveals that DNNs operating in an overparameterized regime exhibit a collapse in the output feature space. While this collapse improves network generalization, adding more layers eventually leads to a state of degeneracy, where the model learns trivial solutions by mapping distinct inputs to the same output, resulting in zero loss. Further investigation demonstrates that this degeneracy can be bypassed using our newly derived \\\"wormhole\\\" solution. The wormhole solution, when applied to arbitrary fooling examples, reconciles meaningful labels with random ones and provides a novel perspective on shortcut learning. These findings offer deeper insights into DNN generalization and highlight directions for future research on learning dynamics in unsupervised settings to bridge the gap between theory and practice.</p>\",\"PeriodicalId\":13303,\"journal\":{\"name\":\"IEEE transactions on neural networks and learning systems\",\"volume\":\"PP \",\"pages\":\"\"},\"PeriodicalIF\":8.9000,\"publicationDate\":\"2025-08-18\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"IEEE transactions on neural networks and learning systems\",\"FirstCategoryId\":\"94\",\"ListUrlMain\":\"https://doi.org/10.1109/TNNLS.2025.3591614\",\"RegionNum\":1,\"RegionCategory\":\"计算机科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"IEEE transactions on neural networks and learning systems","FirstCategoryId":"94","ListUrlMain":"https://doi.org/10.1109/TNNLS.2025.3591614","RegionNum":1,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE","Score":null,"Total":0}
引用次数: 0

摘要

这项工作调查了深度神经网络(dnn)的泛化行为,重点关注“愚弄示例”现象,其中dnn自信地对人类看起来随机或非结构化的输入进行分类。为了探索这一现象,我们引入了一个基于最大似然估计(MLE)的分析框架,而不是坚持依赖基于梯度的优化和显式标签的传统数值方法。我们的分析表明,在过度参数化状态下操作的dnn在输出特征空间中表现出崩溃。虽然这种崩溃改善了网络的泛化,但增加更多的层最终会导致退化状态,在这种状态下,模型通过将不同的输入映射到相同的输出来学习平凡的解,从而导致零损失。进一步的研究表明,使用我们新导出的“虫洞”解决方案可以绕过这种简并。虫洞解决方案,当应用于任意愚弄的例子时,调和了有意义的标签和随机的标签,并提供了一种新的捷径学习视角。这些发现为深度神经网络泛化提供了更深入的见解,并为无监督环境下学习动力学的未来研究指明了方向,以弥合理论与实践之间的差距。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Wormhole Dynamics in Deep Neural Networks.

This work investigates the generalization behavior of deep neural networks (DNNs), focusing on the phenomenon of "fooling examples," where DNNs confidently classify inputs that appear random or unstructured to humans. To explore this phenomenon, we introduce an analytical framework based on maximum likelihood estimation (MLE), without adhering to conventional numerical approaches that rely on gradient-based optimization and explicit labels. Our analysis reveals that DNNs operating in an overparameterized regime exhibit a collapse in the output feature space. While this collapse improves network generalization, adding more layers eventually leads to a state of degeneracy, where the model learns trivial solutions by mapping distinct inputs to the same output, resulting in zero loss. Further investigation demonstrates that this degeneracy can be bypassed using our newly derived "wormhole" solution. The wormhole solution, when applied to arbitrary fooling examples, reconciles meaningful labels with random ones and provides a novel perspective on shortcut learning. These findings offer deeper insights into DNN generalization and highlight directions for future research on learning dynamics in unsupervised settings to bridge the gap between theory and practice.

求助全文
通过发布文献求助,成功后即可免费获取论文全文。 去求助
来源期刊
IEEE transactions on neural networks and learning systems
IEEE transactions on neural networks and learning systems COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE-COMPUTER SCIENCE, HARDWARE & ARCHITECTURE
CiteScore
23.80
自引率
9.60%
发文量
2102
审稿时长
3-8 weeks
期刊介绍: The focus of IEEE Transactions on Neural Networks and Learning Systems is to present scholarly articles discussing the theory, design, and applications of neural networks as well as other learning systems. The journal primarily highlights technical and scientific research in this domain.
×
引用
GB/T 7714-2015
复制
MLA
复制
APA
复制
导出至
BibTeX EndNote RefMan NoteFirst NoteExpress
×
提示
您的信息不完整,为了账户安全,请先补充。
现在去补充
×
提示
您因"违规操作"
具体请查看互助需知
我知道了
×
提示
确定
请完成安全验证×
copy
已复制链接
快去分享给好友吧!
我知道了
右上角分享
点击右上角分享
0
联系我们:info@booksci.cn Book学术提供免费学术资源搜索服务,方便国内外学者检索中英文文献。致力于提供最便捷和优质的服务体验。 Copyright © 2023 布克学术 All rights reserved.
京ICP备2023020795号-1
ghs 京公网安备 11010802042870号
Book学术文献互助
Book学术文献互助群
群 号:604180095
Book学术官方微信