{"title":"基于MCNN-Transformer集成学习的空气处理机组故障诊断","authors":"Yin Xia, Danhong Zhang, Chenyu Liu, Zhiqiang Cao, Yixin Su, Yuhang Chen","doi":"10.1016/j.jprocont.2025.103526","DOIUrl":null,"url":null,"abstract":"<div><div>The Air Handling Units (AHU) in Heating Ventilation and Air Conditioning (HVAC) systems regulates air temperature and humidity to ensure indoor air quality and thermal comfort. Fault diagnosis of AHU is critical for reducing energy consumption and maintaining system performance. However, data noise and missing values introduce considerable uncertainty into AHU fault diagnosis, while most existing methods do not utilize time-series models and thus neglect the extraction of temporal features and the modeling of long-range dependencies. This limitation hinders the effective capture of fault evolution and long-term correlations, making it difficult to meet dynamic real-time requirements under complex operating conditions. To address these challenges, this paper proposes an ensemble learning framework that integrates Dempster–Shafer (DS) theory with a Multi-Channel Convolutional Neural Network and Transformer (MCNN-Transformer) model, aiming to enhance generalization and improve diagnostic performance. The DS theory combines the strengths of Random Forest, Pearson Correlation, and Mutual Information, effectively mitigating uncertainty and noise in fault feature data by fusing multi-source information. The MCNN-Transformer integrates multi-scale convolutional layers with a self-attention mechanism, enabling effective extraction of features across multiple temporal scales and modeling of long-range dependencies. Experimental results show that the proposed MCNN-Transformer framework achieves high efficiency and strong generalization capability, reaching a fault diagnosis accuracy of 99.2%, a precision of 0.992, a recall of 0.992, and an F1 score of 0.991, significantly outperforming traditional models. 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引用次数: 0
摘要
HVAC (Heating Ventilation and Air Conditioning)系统中的AHU (Air Handling Units)通过调节空气温度和湿度,保证室内空气质量和热舒适性。AHU的故障诊断对于降低能耗、维护系统性能至关重要。然而,数据噪声和缺失值给AHU故障诊断带来了相当大的不确定性,而大多数现有方法没有利用时间序列模型,从而忽略了时间特征的提取和远程依赖关系的建模。这一限制阻碍了故障演变和长期相关性的有效捕获,使其难以满足复杂操作条件下的动态实时要求。为了解决这些挑战,本文提出了一个集成学习框架,该框架将Dempster-Shafer (DS)理论与多通道卷积神经网络和变压器(MCNN-Transformer)模型相结合,旨在增强泛化和提高诊断性能。DS理论结合了随机森林、Pearson相关和互信息的优势,通过融合多源信息,有效地降低了故障特征数据中的不确定性和噪声。MCNN-Transformer将多尺度卷积层与自关注机制集成在一起,能够跨多个时间尺度有效地提取特征,并对远程依赖关系进行建模。实验结果表明,所提出的MCNN-Transformer框架效率高,泛化能力强,故障诊断准确率为99.2%,精密度为0.992,召回率为0.992,F1分数为0.991,显著优于传统模型。此外,模型精度曲线稳定性的提高进一步证明了模型的鲁棒性。
Fault diagnosis of air handling units based on an MCNN-Transformer ensemble learning
The Air Handling Units (AHU) in Heating Ventilation and Air Conditioning (HVAC) systems regulates air temperature and humidity to ensure indoor air quality and thermal comfort. Fault diagnosis of AHU is critical for reducing energy consumption and maintaining system performance. However, data noise and missing values introduce considerable uncertainty into AHU fault diagnosis, while most existing methods do not utilize time-series models and thus neglect the extraction of temporal features and the modeling of long-range dependencies. This limitation hinders the effective capture of fault evolution and long-term correlations, making it difficult to meet dynamic real-time requirements under complex operating conditions. To address these challenges, this paper proposes an ensemble learning framework that integrates Dempster–Shafer (DS) theory with a Multi-Channel Convolutional Neural Network and Transformer (MCNN-Transformer) model, aiming to enhance generalization and improve diagnostic performance. The DS theory combines the strengths of Random Forest, Pearson Correlation, and Mutual Information, effectively mitigating uncertainty and noise in fault feature data by fusing multi-source information. The MCNN-Transformer integrates multi-scale convolutional layers with a self-attention mechanism, enabling effective extraction of features across multiple temporal scales and modeling of long-range dependencies. Experimental results show that the proposed MCNN-Transformer framework achieves high efficiency and strong generalization capability, reaching a fault diagnosis accuracy of 99.2%, a precision of 0.992, a recall of 0.992, and an F1 score of 0.991, significantly outperforming traditional models. Moreover, the improved stability of the model’s accuracy curve further demonstrates its robustness.
期刊介绍:
This international journal covers the application of control theory, operations research, computer science and engineering principles to the solution of process control problems. In addition to the traditional chemical processing and manufacturing applications, the scope of process control problems involves a wide range of applications that includes energy processes, nano-technology, systems biology, bio-medical engineering, pharmaceutical processing technology, energy storage and conversion, smart grid, and data analytics among others.
Papers on the theory in these areas will also be accepted provided the theoretical contribution is aimed at the application and the development of process control techniques.
Topics covered include:
• Control applications• Process monitoring• Plant-wide control• Process control systems• Control techniques and algorithms• Process modelling and simulation• Design methods
Advanced design methods exclude well established and widely studied traditional design techniques such as PID tuning and its many variants. Applications in fields such as control of automotive engines, machinery and robotics are not deemed suitable unless a clear motivation for the relevance to process control is provided.