{"title":"基于频谱泄漏补偿的已知频率实值正弦波的无偏初始相位估计","authors":"Zhe Zhao , Linyue Zhang , Feng Zhang","doi":"10.1016/j.sigpro.2025.110227","DOIUrl":null,"url":null,"abstract":"<div><div>This paper investigates the problem of initial phase estimation for a real-valued sinusoidal signal with known frequency. We analyze the bias of the conventional maximum likelihood estimator (MLE) and show that it primarily arises from spectral leakage in the discrete Fourier transform (DFT). Based on this observation, we propose a novel unbiased estimator that eliminates the influence of spectral leakage, thereby achieving unbiased estimation of the initial phase. From a theoretical perspective, we prove that a statistic related to the proposed unbiased estimator is not complete. As a result, it is not possible to theoretically establish that the proposed estimator is the minimum variance unbiased estimator (MVUE) within the framework of the Lehmann–Scheffé theorem, due to the incompleteness of the statistic. Nevertheless, Monte Carlo simulations are conducted to evaluate the performance of the proposed estimator under various frequencies, initial phases, and signal-to-noise ratio (SNR) conditions. The results show that the proposed method consistently achieves unbiased estimation and yields a variance close to the Cramér–Rao lower bound (CRLB) in all tested scenarios.</div></div>","PeriodicalId":49523,"journal":{"name":"Signal Processing","volume":"239 ","pages":"Article 110227"},"PeriodicalIF":3.6000,"publicationDate":"2025-08-07","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Unbiased initial phase estimation for real-valued sinusoids with known frequency via spectral leakage compensation\",\"authors\":\"Zhe Zhao , Linyue Zhang , Feng Zhang\",\"doi\":\"10.1016/j.sigpro.2025.110227\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>This paper investigates the problem of initial phase estimation for a real-valued sinusoidal signal with known frequency. We analyze the bias of the conventional maximum likelihood estimator (MLE) and show that it primarily arises from spectral leakage in the discrete Fourier transform (DFT). Based on this observation, we propose a novel unbiased estimator that eliminates the influence of spectral leakage, thereby achieving unbiased estimation of the initial phase. From a theoretical perspective, we prove that a statistic related to the proposed unbiased estimator is not complete. As a result, it is not possible to theoretically establish that the proposed estimator is the minimum variance unbiased estimator (MVUE) within the framework of the Lehmann–Scheffé theorem, due to the incompleteness of the statistic. Nevertheless, Monte Carlo simulations are conducted to evaluate the performance of the proposed estimator under various frequencies, initial phases, and signal-to-noise ratio (SNR) conditions. The results show that the proposed method consistently achieves unbiased estimation and yields a variance close to the Cramér–Rao lower bound (CRLB) in all tested scenarios.</div></div>\",\"PeriodicalId\":49523,\"journal\":{\"name\":\"Signal Processing\",\"volume\":\"239 \",\"pages\":\"Article 110227\"},\"PeriodicalIF\":3.6000,\"publicationDate\":\"2025-08-07\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Signal Processing\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S016516842500341X\",\"RegionNum\":2,\"RegionCategory\":\"工程技术\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q2\",\"JCRName\":\"ENGINEERING, ELECTRICAL & ELECTRONIC\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Signal Processing","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S016516842500341X","RegionNum":2,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"ENGINEERING, ELECTRICAL & ELECTRONIC","Score":null,"Total":0}
Unbiased initial phase estimation for real-valued sinusoids with known frequency via spectral leakage compensation
This paper investigates the problem of initial phase estimation for a real-valued sinusoidal signal with known frequency. We analyze the bias of the conventional maximum likelihood estimator (MLE) and show that it primarily arises from spectral leakage in the discrete Fourier transform (DFT). Based on this observation, we propose a novel unbiased estimator that eliminates the influence of spectral leakage, thereby achieving unbiased estimation of the initial phase. From a theoretical perspective, we prove that a statistic related to the proposed unbiased estimator is not complete. As a result, it is not possible to theoretically establish that the proposed estimator is the minimum variance unbiased estimator (MVUE) within the framework of the Lehmann–Scheffé theorem, due to the incompleteness of the statistic. Nevertheless, Monte Carlo simulations are conducted to evaluate the performance of the proposed estimator under various frequencies, initial phases, and signal-to-noise ratio (SNR) conditions. The results show that the proposed method consistently achieves unbiased estimation and yields a variance close to the Cramér–Rao lower bound (CRLB) in all tested scenarios.
期刊介绍:
Signal Processing incorporates all aspects of the theory and practice of signal processing. It features original research work, tutorial and review articles, and accounts of practical developments. It is intended for a rapid dissemination of knowledge and experience to engineers and scientists working in the research, development or practical application of signal processing.
Subject areas covered by the journal include: Signal Theory; Stochastic Processes; Detection and Estimation; Spectral Analysis; Filtering; Signal Processing Systems; Software Developments; Image Processing; Pattern Recognition; Optical Signal Processing; Digital Signal Processing; Multi-dimensional Signal Processing; Communication Signal Processing; Biomedical Signal Processing; Geophysical and Astrophysical Signal Processing; Earth Resources Signal Processing; Acoustic and Vibration Signal Processing; Data Processing; Remote Sensing; Signal Processing Technology; Radar Signal Processing; Sonar Signal Processing; Industrial Applications; New Applications.