Jiuen Xu;Yinyin Zhao;Xuejian Li;Lujin Lv;Jiacong Yu;Meixuan Song;Lei Huang;Fangjie Mao;Huaqiang Du
{"title":"基于无人机-激光雷达集成学习模型提高杉木人工林胸径反演精度","authors":"Jiuen Xu;Yinyin Zhao;Xuejian Li;Lujin Lv;Jiacong Yu;Meixuan Song;Lei Huang;Fangjie Mao;Huaqiang Du","doi":"10.1109/JSTARS.2025.3560704","DOIUrl":null,"url":null,"abstract":"Diameter at breast height (DBH) is a fundamental measurement indicator in forest resource surveys. This study explores the use of uncrewed aerial vehicle light detection and ranging (UAV-LiDAR) for individual tree DBH inversion in Chinese fir (<italic>Cunninghamia lanceolata</i>) plantations with complex terrain and rich understory vegetation, and compares the results with those from Backpack-LiDAR. First, individual tree segmentation was performed on the UAV-LiDAR point cloud data from the study area, and individual tree point cloud feature variables were extracted by applying different height thresholds. Then, three types of models—statistical model multiple linear regression (MLR), traditional machine learning models including K-nearest neighbor regression and support vector regression, and ensemble learning models including random forest, extreme gradient boosting, and categorical boosting (CatBoost)—were employed for DBH inversion. The results show that: 1) Using data above a 5-m height threshold effectively reduces interference from understory vegetation; 2) Key feature variables, such as canopy volume (V), tree height (Hmax), the interquartile range of cumulative height percentiles (AIHiq), and canopy area (S), significantly affect DBH inversion, with V contributing 25% to the feature importance; 3) Ensemble learning models, particularly CatBoost, outperform the other models, achieving an <italic>R</i><sup>2</sup> of 0.81% —14.1% higher than MLR; 4) DBH inversion closely matches field observed data, and UAV-LiDAR performs better than Backpack-LiDAR in complex forest environments. This study provides an efficient and cost-effective approach to forest resource monitoring.","PeriodicalId":13116,"journal":{"name":"IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing","volume":"18 ","pages":"10846-10863"},"PeriodicalIF":4.7000,"publicationDate":"2025-04-14","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://ieeexplore.ieee.org/stamp/stamp.jsp?tp=&arnumber=10964709","citationCount":"0","resultStr":"{\"title\":\"Improving Chinese Fir Plantations DBH Inversion Accuracy Using Ensemble Learning Models Base on UAV-LiDAR\",\"authors\":\"Jiuen Xu;Yinyin Zhao;Xuejian Li;Lujin Lv;Jiacong Yu;Meixuan Song;Lei Huang;Fangjie Mao;Huaqiang Du\",\"doi\":\"10.1109/JSTARS.2025.3560704\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"Diameter at breast height (DBH) is a fundamental measurement indicator in forest resource surveys. This study explores the use of uncrewed aerial vehicle light detection and ranging (UAV-LiDAR) for individual tree DBH inversion in Chinese fir (<italic>Cunninghamia lanceolata</i>) plantations with complex terrain and rich understory vegetation, and compares the results with those from Backpack-LiDAR. First, individual tree segmentation was performed on the UAV-LiDAR point cloud data from the study area, and individual tree point cloud feature variables were extracted by applying different height thresholds. Then, three types of models—statistical model multiple linear regression (MLR), traditional machine learning models including K-nearest neighbor regression and support vector regression, and ensemble learning models including random forest, extreme gradient boosting, and categorical boosting (CatBoost)—were employed for DBH inversion. The results show that: 1) Using data above a 5-m height threshold effectively reduces interference from understory vegetation; 2) Key feature variables, such as canopy volume (V), tree height (Hmax), the interquartile range of cumulative height percentiles (AIHiq), and canopy area (S), significantly affect DBH inversion, with V contributing 25% to the feature importance; 3) Ensemble learning models, particularly CatBoost, outperform the other models, achieving an <italic>R</i><sup>2</sup> of 0.81% —14.1% higher than MLR; 4) DBH inversion closely matches field observed data, and UAV-LiDAR performs better than Backpack-LiDAR in complex forest environments. This study provides an efficient and cost-effective approach to forest resource monitoring.\",\"PeriodicalId\":13116,\"journal\":{\"name\":\"IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing\",\"volume\":\"18 \",\"pages\":\"10846-10863\"},\"PeriodicalIF\":4.7000,\"publicationDate\":\"2025-04-14\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://ieeexplore.ieee.org/stamp/stamp.jsp?tp=&arnumber=10964709\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://ieeexplore.ieee.org/document/10964709/\",\"RegionNum\":2,\"RegionCategory\":\"地球科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"ENGINEERING, ELECTRICAL & ELECTRONIC\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing","FirstCategoryId":"5","ListUrlMain":"https://ieeexplore.ieee.org/document/10964709/","RegionNum":2,"RegionCategory":"地球科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ENGINEERING, ELECTRICAL & ELECTRONIC","Score":null,"Total":0}
Improving Chinese Fir Plantations DBH Inversion Accuracy Using Ensemble Learning Models Base on UAV-LiDAR
Diameter at breast height (DBH) is a fundamental measurement indicator in forest resource surveys. This study explores the use of uncrewed aerial vehicle light detection and ranging (UAV-LiDAR) for individual tree DBH inversion in Chinese fir (Cunninghamia lanceolata) plantations with complex terrain and rich understory vegetation, and compares the results with those from Backpack-LiDAR. First, individual tree segmentation was performed on the UAV-LiDAR point cloud data from the study area, and individual tree point cloud feature variables were extracted by applying different height thresholds. Then, three types of models—statistical model multiple linear regression (MLR), traditional machine learning models including K-nearest neighbor regression and support vector regression, and ensemble learning models including random forest, extreme gradient boosting, and categorical boosting (CatBoost)—were employed for DBH inversion. The results show that: 1) Using data above a 5-m height threshold effectively reduces interference from understory vegetation; 2) Key feature variables, such as canopy volume (V), tree height (Hmax), the interquartile range of cumulative height percentiles (AIHiq), and canopy area (S), significantly affect DBH inversion, with V contributing 25% to the feature importance; 3) Ensemble learning models, particularly CatBoost, outperform the other models, achieving an R2 of 0.81% —14.1% higher than MLR; 4) DBH inversion closely matches field observed data, and UAV-LiDAR performs better than Backpack-LiDAR in complex forest environments. This study provides an efficient and cost-effective approach to forest resource monitoring.
期刊介绍:
The IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing addresses the growing field of applications in Earth observations and remote sensing, and also provides a venue for the rapidly expanding special issues that are being sponsored by the IEEE Geosciences and Remote Sensing Society. The journal draws upon the experience of the highly successful “IEEE Transactions on Geoscience and Remote Sensing” and provide a complementary medium for the wide range of topics in applied earth observations. The ‘Applications’ areas encompasses the societal benefit areas of the Global Earth Observations Systems of Systems (GEOSS) program. Through deliberations over two years, ministers from 50 countries agreed to identify nine areas where Earth observation could positively impact the quality of life and health of their respective countries. Some of these are areas not traditionally addressed in the IEEE context. These include biodiversity, health and climate. Yet it is the skill sets of IEEE members, in areas such as observations, communications, computers, signal processing, standards and ocean engineering, that form the technical underpinnings of GEOSS. Thus, the Journal attracts a broad range of interests that serves both present members in new ways and expands the IEEE visibility into new areas.