DeepVec: State-Vector Aware Test Case Selection for Enhancing Recurrent Neural Network

Deep Neural Networks (DNN) have realized significant achievements across various application domains. There is no doubt that testing and enhancing a pre-trained DNN that has been deployed in an application scenario is crucial, because it can reduce the failures of the DNN. DNN-driven software testing and enhancement require large amounts of labeled data. The high cost and inefficiency caused by the large volume of data of manual labeling, and the time consumption of testing all cases in real scenarios are unacceptable. Therefore, test case selection technologies are proposed to reduce the time cost by selecting and only labeling representative test cases without compromising testing performance. Test case selection based on neuron coverage (NC) or uncertainty metrics has achieved significant success in Convolutional Neural Networks (CNN) testing. However, it is challenging to transfer these methods to Recurrent Neural Networks (RNN), which excel at text tasks, due to the mismatch in model output formats and the reliance on image-specific characteristics. What’s more, balancing the execution cost and performance of the algorithm is also indispensable. In this paper, we propose a state-vector aware test case selection method for RNN models, namely DeepVec, which reduces the cost of data labeling and saves computing resources and balances the execution cost and performance. DeepVec selects data using uncertainty metric based on the norm of the output vector at each time step (i.e., state-vector), and similarity metric based on the direction angle of the state-vector. Because test cases with smaller state-vector norms often possess greater information entropy and similar changes of state-vector direction angle indicate similar RNN internal states. These metrics can be calculated with just a single inference, which gives it strong bug detection and model improvement capabilities. We evaluate DeepVec on five popular datasets, containing images and texts as well as commonly used 3 RNN classification models, and compare it with NC-based, uncertainty-based, and other black-box methods. Experimental results demonstrate that DeepVec achieves an average relative improvement of 12.5%-118.22% over baseline methods in selecting fault-revealing test cases with time costs reduced to only 1% to 1‱. At the same time, we find that the absolute accuracy improvement after retraining outperforms baseline methods by 0.29%-24.01% when selecting 15% data to retrain.