Maiying Zhong , Xiaoqiang Zhu , Shuai Liu , Qing-Long Han , Donghua Zhou
{"title":"一类非线性离散时间系统动态事件触发H∞滤波的Krein空间方法","authors":"Maiying Zhong , Xiaoqiang Zhu , Shuai Liu , Qing-Long Han , Donghua Zhou","doi":"10.1016/j.automatica.2025.112343","DOIUrl":null,"url":null,"abstract":"<div><div>This paper investigates the problem of <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> filtering for a class of nonlinear discrete time systems under a dynamic event-triggered scheme. First, a new general form of event-triggered filters is considered so that the filtering error system achieves full decoupling from the so-called event-triggered transmission error, which is the major concern of <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> filtering performance degradation caused by an event-triggering mechanism. Moreover, the design of the event-triggered <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> filter and event-triggering mechanism can be carried out independently. Second, the event-triggered <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> nonlinear filtering is formulated as a problem of indefinite quadratic form minimum, and a Krein space-based approach is proposed for the design of the event-triggered <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> filter. Based on the first-order Taylor approximation, sufficient and necessary conditions for the existence of a dynamic event-triggered <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> filter are derived by employing Krein space projection, and a feasible solution is given in terms of Riccati recursions for guaranteeing the prescribed <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> performance. Third, an algorithm with time-update and event-update recursions is also provided to perform the dynamic event-triggered <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> nonlinear filtering. It is shown that the proposed Krein space-based approach is computational attractive and easy to implement. Finally, a three-tank system is considered as an illustrative example to demonstrate the effectiveness of the proposed approach.</div></div>","PeriodicalId":55413,"journal":{"name":"Automatica","volume":"177 ","pages":"Article 112343"},"PeriodicalIF":4.8000,"publicationDate":"2025-04-26","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Krein space-based approach to dynamic event-triggered H∞ filtering for a class of nonlinear discrete time systems\",\"authors\":\"Maiying Zhong , Xiaoqiang Zhu , Shuai Liu , Qing-Long Han , Donghua Zhou\",\"doi\":\"10.1016/j.automatica.2025.112343\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>This paper investigates the problem of <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> filtering for a class of nonlinear discrete time systems under a dynamic event-triggered scheme. First, a new general form of event-triggered filters is considered so that the filtering error system achieves full decoupling from the so-called event-triggered transmission error, which is the major concern of <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> filtering performance degradation caused by an event-triggering mechanism. Moreover, the design of the event-triggered <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> filter and event-triggering mechanism can be carried out independently. Second, the event-triggered <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> nonlinear filtering is formulated as a problem of indefinite quadratic form minimum, and a Krein space-based approach is proposed for the design of the event-triggered <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> filter. Based on the first-order Taylor approximation, sufficient and necessary conditions for the existence of a dynamic event-triggered <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> filter are derived by employing Krein space projection, and a feasible solution is given in terms of Riccati recursions for guaranteeing the prescribed <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> performance. Third, an algorithm with time-update and event-update recursions is also provided to perform the dynamic event-triggered <span><math><msub><mrow><mi>H</mi></mrow><mrow><mi>∞</mi></mrow></msub></math></span> nonlinear filtering. It is shown that the proposed Krein space-based approach is computational attractive and easy to implement. Finally, a three-tank system is considered as an illustrative example to demonstrate the effectiveness of the proposed approach.</div></div>\",\"PeriodicalId\":55413,\"journal\":{\"name\":\"Automatica\",\"volume\":\"177 \",\"pages\":\"Article 112343\"},\"PeriodicalIF\":4.8000,\"publicationDate\":\"2025-04-26\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Automatica\",\"FirstCategoryId\":\"94\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0005109825002365\",\"RegionNum\":2,\"RegionCategory\":\"计算机科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"AUTOMATION & CONTROL SYSTEMS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Automatica","FirstCategoryId":"94","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0005109825002365","RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
Krein space-based approach to dynamic event-triggered H∞ filtering for a class of nonlinear discrete time systems
This paper investigates the problem of filtering for a class of nonlinear discrete time systems under a dynamic event-triggered scheme. First, a new general form of event-triggered filters is considered so that the filtering error system achieves full decoupling from the so-called event-triggered transmission error, which is the major concern of filtering performance degradation caused by an event-triggering mechanism. Moreover, the design of the event-triggered filter and event-triggering mechanism can be carried out independently. Second, the event-triggered nonlinear filtering is formulated as a problem of indefinite quadratic form minimum, and a Krein space-based approach is proposed for the design of the event-triggered filter. Based on the first-order Taylor approximation, sufficient and necessary conditions for the existence of a dynamic event-triggered filter are derived by employing Krein space projection, and a feasible solution is given in terms of Riccati recursions for guaranteeing the prescribed performance. Third, an algorithm with time-update and event-update recursions is also provided to perform the dynamic event-triggered nonlinear filtering. It is shown that the proposed Krein space-based approach is computational attractive and easy to implement. Finally, a three-tank system is considered as an illustrative example to demonstrate the effectiveness of the proposed approach.
期刊介绍:
Automatica is a leading archival publication in the field of systems and control. The field encompasses today a broad set of areas and topics, and is thriving not only within itself but also in terms of its impact on other fields, such as communications, computers, biology, energy and economics. Since its inception in 1963, Automatica has kept abreast with the evolution of the field over the years, and has emerged as a leading publication driving the trends in the field.
After being founded in 1963, Automatica became a journal of the International Federation of Automatic Control (IFAC) in 1969. It features a characteristic blend of theoretical and applied papers of archival, lasting value, reporting cutting edge research results by authors across the globe. It features articles in distinct categories, including regular, brief and survey papers, technical communiqués, correspondence items, as well as reviews on published books of interest to the readership. It occasionally publishes special issues on emerging new topics or established mature topics of interest to a broad audience.
Automatica solicits original high-quality contributions in all the categories listed above, and in all areas of systems and control interpreted in a broad sense and evolving constantly. They may be submitted directly to a subject editor or to the Editor-in-Chief if not sure about the subject area. Editorial procedures in place assure careful, fair, and prompt handling of all submitted articles. Accepted papers appear in the journal in the shortest time feasible given production time constraints.