Hongfeng Tao , Yuan Huang , Tao Liu , Wojciech Paszke
{"title":"基于强化学习的非重复不确定性非线性批处理库普曼算子迭代学习控制","authors":"Hongfeng Tao , Yuan Huang , Tao Liu , Wojciech Paszke","doi":"10.1016/j.jprocont.2025.103402","DOIUrl":null,"url":null,"abstract":"<div><div>To tackle the time and batchwise uncertainty often involved in nonlinear batch process, this paper proposes a deep reinforcement learning (DRL) based ILC scheme via Koopman operator. Using the Koopman operator, the original nonlinear system is reformulated into a high-dimensional linear space form. Then, a DRL agent with neural network is introduced into the 2D ILC framework to compensate for non-repetitive uncertainty. Correspondingly, a synthetic 2D ILC-DRL scheme is designed to improve the system tracking performance against time and batchwise uncertainty. Meanwhile, the convergence conditions of the proposed ILC scheme are analyzed with a proof through the linear matrix inequality. An illustrative example of continuous stirring tank reactor (CSTR) demonstrates that the established high-dimensional linear model can ensure good accuracy compared to the original nonlinear process model, with an output error of smaller than 5%. Moreover, the tracking error is significantly reduced over 90% by the reinforcement learning based ILC in comparison with the recently developed dynamic iterative linearization and PD-type ILC methods.</div></div>","PeriodicalId":50079,"journal":{"name":"Journal of Process Control","volume":"148 ","pages":"Article 103402"},"PeriodicalIF":3.3000,"publicationDate":"2025-03-03","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Reinforcement learning based iterative learning control for nonlinear batch process with non-repetitive uncertainty via Koopman operator\",\"authors\":\"Hongfeng Tao , Yuan Huang , Tao Liu , Wojciech Paszke\",\"doi\":\"10.1016/j.jprocont.2025.103402\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>To tackle the time and batchwise uncertainty often involved in nonlinear batch process, this paper proposes a deep reinforcement learning (DRL) based ILC scheme via Koopman operator. Using the Koopman operator, the original nonlinear system is reformulated into a high-dimensional linear space form. Then, a DRL agent with neural network is introduced into the 2D ILC framework to compensate for non-repetitive uncertainty. Correspondingly, a synthetic 2D ILC-DRL scheme is designed to improve the system tracking performance against time and batchwise uncertainty. Meanwhile, the convergence conditions of the proposed ILC scheme are analyzed with a proof through the linear matrix inequality. An illustrative example of continuous stirring tank reactor (CSTR) demonstrates that the established high-dimensional linear model can ensure good accuracy compared to the original nonlinear process model, with an output error of smaller than 5%. Moreover, the tracking error is significantly reduced over 90% by the reinforcement learning based ILC in comparison with the recently developed dynamic iterative linearization and PD-type ILC methods.</div></div>\",\"PeriodicalId\":50079,\"journal\":{\"name\":\"Journal of Process Control\",\"volume\":\"148 \",\"pages\":\"Article 103402\"},\"PeriodicalIF\":3.3000,\"publicationDate\":\"2025-03-03\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Journal of Process Control\",\"FirstCategoryId\":\"94\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0959152425000307\",\"RegionNum\":2,\"RegionCategory\":\"计算机科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q2\",\"JCRName\":\"AUTOMATION & CONTROL SYSTEMS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Process Control","FirstCategoryId":"94","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0959152425000307","RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
Reinforcement learning based iterative learning control for nonlinear batch process with non-repetitive uncertainty via Koopman operator
To tackle the time and batchwise uncertainty often involved in nonlinear batch process, this paper proposes a deep reinforcement learning (DRL) based ILC scheme via Koopman operator. Using the Koopman operator, the original nonlinear system is reformulated into a high-dimensional linear space form. Then, a DRL agent with neural network is introduced into the 2D ILC framework to compensate for non-repetitive uncertainty. Correspondingly, a synthetic 2D ILC-DRL scheme is designed to improve the system tracking performance against time and batchwise uncertainty. Meanwhile, the convergence conditions of the proposed ILC scheme are analyzed with a proof through the linear matrix inequality. An illustrative example of continuous stirring tank reactor (CSTR) demonstrates that the established high-dimensional linear model can ensure good accuracy compared to the original nonlinear process model, with an output error of smaller than 5%. Moreover, the tracking error is significantly reduced over 90% by the reinforcement learning based ILC in comparison with the recently developed dynamic iterative linearization and PD-type ILC methods.
期刊介绍:
This international journal covers the application of control theory, operations research, computer science and engineering principles to the solution of process control problems. In addition to the traditional chemical processing and manufacturing applications, the scope of process control problems involves a wide range of applications that includes energy processes, nano-technology, systems biology, bio-medical engineering, pharmaceutical processing technology, energy storage and conversion, smart grid, and data analytics among others.
Papers on the theory in these areas will also be accepted provided the theoretical contribution is aimed at the application and the development of process control techniques.
Topics covered include:
• Control applications• Process monitoring• Plant-wide control• Process control systems• Control techniques and algorithms• Process modelling and simulation• Design methods
Advanced design methods exclude well established and widely studied traditional design techniques such as PID tuning and its many variants. Applications in fields such as control of automotive engines, machinery and robotics are not deemed suitable unless a clear motivation for the relevance to process control is provided.