Yule Zhang , Hao Zhou , Junpeng Shi , Guimei Zheng , Guoping Hu , Yuwei Song , Fei Zhang
{"title":"非均匀噪声环境下增益相位误差稀疏阵列的到达方向估计","authors":"Yule Zhang , Hao Zhou , Junpeng Shi , Guimei Zheng , Guoping Hu , Yuwei Song , Fei Zhang","doi":"10.1016/j.sigpro.2025.109940","DOIUrl":null,"url":null,"abstract":"<div><div>The emerging sparse arrays achieve enhanced direction of arrival (DOA) estimation by flexibly deploying sensors and fully extracting the structural information contained in the incident sources. However, the existing DOA estimation algorithms for sparse arrays typically yield satisfactory performance only in ideal or single non-ideal scenarios. In this work, we address the issue of DOA estimation for sparse arrays under the coexistence of gain-phase errors and nonuniform noise. The analysis of the negative impact of these two types of non-idealities on virtual array processing motivates us to develop new algorithm. Specifically, with the perturbation of gain-phase errors, a least squares optimization program is first constructed to solve the nonuniform noise power. Then, based on the initial gain errors obtained by exploiting the diagonal entries in the denoised covariance matrix, we implement the iterative estimation of DOAs and gain-phase errors with the aid of the eigenstructure-based subspace approach. To improve the DOA estimation accuracy, we formulate the difference coarray interpolation problem and introduce the truncated nuclear norm minimization to recover the missing information. The developed algorithm can overcome the effects of gain-phase errors and nonuniform noise simultaneously. Numerical simulations demonstrate that the developed algorithm outperforms its competitors.</div></div>","PeriodicalId":49523,"journal":{"name":"Signal Processing","volume":"233 ","pages":"Article 109940"},"PeriodicalIF":3.4000,"publicationDate":"2025-02-14","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Direction of arrival estimation for sparse arrays with gain-phase errors in nonuniform noise environment\",\"authors\":\"Yule Zhang , Hao Zhou , Junpeng Shi , Guimei Zheng , Guoping Hu , Yuwei Song , Fei Zhang\",\"doi\":\"10.1016/j.sigpro.2025.109940\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>The emerging sparse arrays achieve enhanced direction of arrival (DOA) estimation by flexibly deploying sensors and fully extracting the structural information contained in the incident sources. However, the existing DOA estimation algorithms for sparse arrays typically yield satisfactory performance only in ideal or single non-ideal scenarios. In this work, we address the issue of DOA estimation for sparse arrays under the coexistence of gain-phase errors and nonuniform noise. The analysis of the negative impact of these two types of non-idealities on virtual array processing motivates us to develop new algorithm. Specifically, with the perturbation of gain-phase errors, a least squares optimization program is first constructed to solve the nonuniform noise power. Then, based on the initial gain errors obtained by exploiting the diagonal entries in the denoised covariance matrix, we implement the iterative estimation of DOAs and gain-phase errors with the aid of the eigenstructure-based subspace approach. To improve the DOA estimation accuracy, we formulate the difference coarray interpolation problem and introduce the truncated nuclear norm minimization to recover the missing information. The developed algorithm can overcome the effects of gain-phase errors and nonuniform noise simultaneously. Numerical simulations demonstrate that the developed algorithm outperforms its competitors.</div></div>\",\"PeriodicalId\":49523,\"journal\":{\"name\":\"Signal Processing\",\"volume\":\"233 \",\"pages\":\"Article 109940\"},\"PeriodicalIF\":3.4000,\"publicationDate\":\"2025-02-14\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Signal Processing\",\"FirstCategoryId\":\"5\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0165168425000556\",\"RegionNum\":2,\"RegionCategory\":\"工程技术\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q2\",\"JCRName\":\"ENGINEERING, ELECTRICAL & ELECTRONIC\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Signal Processing","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0165168425000556","RegionNum":2,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"ENGINEERING, ELECTRICAL & ELECTRONIC","Score":null,"Total":0}
Direction of arrival estimation for sparse arrays with gain-phase errors in nonuniform noise environment
The emerging sparse arrays achieve enhanced direction of arrival (DOA) estimation by flexibly deploying sensors and fully extracting the structural information contained in the incident sources. However, the existing DOA estimation algorithms for sparse arrays typically yield satisfactory performance only in ideal or single non-ideal scenarios. In this work, we address the issue of DOA estimation for sparse arrays under the coexistence of gain-phase errors and nonuniform noise. The analysis of the negative impact of these two types of non-idealities on virtual array processing motivates us to develop new algorithm. Specifically, with the perturbation of gain-phase errors, a least squares optimization program is first constructed to solve the nonuniform noise power. Then, based on the initial gain errors obtained by exploiting the diagonal entries in the denoised covariance matrix, we implement the iterative estimation of DOAs and gain-phase errors with the aid of the eigenstructure-based subspace approach. To improve the DOA estimation accuracy, we formulate the difference coarray interpolation problem and introduce the truncated nuclear norm minimization to recover the missing information. The developed algorithm can overcome the effects of gain-phase errors and nonuniform noise simultaneously. Numerical simulations demonstrate that the developed algorithm outperforms its competitors.
期刊介绍:
Signal Processing incorporates all aspects of the theory and practice of signal processing. It features original research work, tutorial and review articles, and accounts of practical developments. It is intended for a rapid dissemination of knowledge and experience to engineers and scientists working in the research, development or practical application of signal processing.
Subject areas covered by the journal include: Signal Theory; Stochastic Processes; Detection and Estimation; Spectral Analysis; Filtering; Signal Processing Systems; Software Developments; Image Processing; Pattern Recognition; Optical Signal Processing; Digital Signal Processing; Multi-dimensional Signal Processing; Communication Signal Processing; Biomedical Signal Processing; Geophysical and Astrophysical Signal Processing; Earth Resources Signal Processing; Acoustic and Vibration Signal Processing; Data Processing; Remote Sensing; Signal Processing Technology; Radar Signal Processing; Sonar Signal Processing; Industrial Applications; New Applications.