{"title":"基于广义分布匹配测度的深度迁移学习旋转机械故障诊断","authors":"Peng Zhu;Sai Ma;Qinkai Han;Fulei Chu","doi":"10.1109/TII.2025.3529924","DOIUrl":null,"url":null,"abstract":"Diagnostic models based on deep transfer learning hold the potential to apply diagnostic knowledge across relevant machinery. However, existing methods suffer from several drawbacks. First, the random initialization of convolutional kernels lacks interpretability and may lead to suboptimal solutions, affecting diagnostic accuracy and training convergence. Second, treating all channels equally limits the ability of the model to capture crucial information. Third, traditional domain alignment methods do not effectively utilize high-order features for matching global or local feature information. To address these issues, a novel domain adaptation method named multiorder statistics matching sparse wavelet convolutional neural network (MSM-SWCNN) is proposed in this article. In MSM-SWCNN, a multichannel feature extraction module is proposed to utilize sparse wavelet convolutional kernels for comprehensive feature extraction from both time and frequency domain. In addition, a novel generalized distribution matching measure is proposed to align features and distribution between two domains. For eight transfer tasks in two datasets of bearings and gears, the diagnostic accuracy can reach more than 96.6%. The results demonstrate that the proposed method outperforms other methods for rotating machinery fault diagnosis.","PeriodicalId":13301,"journal":{"name":"IEEE Transactions on Industrial Informatics","volume":"21 4","pages":"3515-3524"},"PeriodicalIF":9.9000,"publicationDate":"2025-01-27","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Deep Transfer Learning With Generalized Distribution Matching Measure for Rotating Machinery Fault Diagnosis\",\"authors\":\"Peng Zhu;Sai Ma;Qinkai Han;Fulei Chu\",\"doi\":\"10.1109/TII.2025.3529924\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"Diagnostic models based on deep transfer learning hold the potential to apply diagnostic knowledge across relevant machinery. However, existing methods suffer from several drawbacks. First, the random initialization of convolutional kernels lacks interpretability and may lead to suboptimal solutions, affecting diagnostic accuracy and training convergence. Second, treating all channels equally limits the ability of the model to capture crucial information. Third, traditional domain alignment methods do not effectively utilize high-order features for matching global or local feature information. To address these issues, a novel domain adaptation method named multiorder statistics matching sparse wavelet convolutional neural network (MSM-SWCNN) is proposed in this article. In MSM-SWCNN, a multichannel feature extraction module is proposed to utilize sparse wavelet convolutional kernels for comprehensive feature extraction from both time and frequency domain. In addition, a novel generalized distribution matching measure is proposed to align features and distribution between two domains. For eight transfer tasks in two datasets of bearings and gears, the diagnostic accuracy can reach more than 96.6%. The results demonstrate that the proposed method outperforms other methods for rotating machinery fault diagnosis.\",\"PeriodicalId\":13301,\"journal\":{\"name\":\"IEEE Transactions on Industrial Informatics\",\"volume\":\"21 4\",\"pages\":\"3515-3524\"},\"PeriodicalIF\":9.9000,\"publicationDate\":\"2025-01-27\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"IEEE Transactions on Industrial Informatics\",\"FirstCategoryId\":\"94\",\"ListUrlMain\":\"https://ieeexplore.ieee.org/document/10854989/\",\"RegionNum\":1,\"RegionCategory\":\"计算机科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"AUTOMATION & CONTROL SYSTEMS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"IEEE Transactions on Industrial Informatics","FirstCategoryId":"94","ListUrlMain":"https://ieeexplore.ieee.org/document/10854989/","RegionNum":1,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
Deep Transfer Learning With Generalized Distribution Matching Measure for Rotating Machinery Fault Diagnosis
Diagnostic models based on deep transfer learning hold the potential to apply diagnostic knowledge across relevant machinery. However, existing methods suffer from several drawbacks. First, the random initialization of convolutional kernels lacks interpretability and may lead to suboptimal solutions, affecting diagnostic accuracy and training convergence. Second, treating all channels equally limits the ability of the model to capture crucial information. Third, traditional domain alignment methods do not effectively utilize high-order features for matching global or local feature information. To address these issues, a novel domain adaptation method named multiorder statistics matching sparse wavelet convolutional neural network (MSM-SWCNN) is proposed in this article. In MSM-SWCNN, a multichannel feature extraction module is proposed to utilize sparse wavelet convolutional kernels for comprehensive feature extraction from both time and frequency domain. In addition, a novel generalized distribution matching measure is proposed to align features and distribution between two domains. For eight transfer tasks in two datasets of bearings and gears, the diagnostic accuracy can reach more than 96.6%. The results demonstrate that the proposed method outperforms other methods for rotating machinery fault diagnosis.
期刊介绍:
The IEEE Transactions on Industrial Informatics is a multidisciplinary journal dedicated to publishing technical papers that connect theory with practical applications of informatics in industrial settings. It focuses on the utilization of information in intelligent, distributed, and agile industrial automation and control systems. The scope includes topics such as knowledge-based and AI-enhanced automation, intelligent computer control systems, flexible and collaborative manufacturing, industrial informatics in software-defined vehicles and robotics, computer vision, industrial cyber-physical and industrial IoT systems, real-time and networked embedded systems, security in industrial processes, industrial communications, systems interoperability, and human-machine interaction.