评论:随机试验的优先级;大卫·p·法灵顿对21世纪犯罪学的遗产:随着犯罪学研究向意识形态倾斜,随机实验是强化真正科学的关键。

IF 1.1 4区 医学 Q3 CRIMINOLOGY & PENOLOGY
David Weisburd
{"title":"评论:随机试验的优先级;大卫·p·法灵顿对21世纪犯罪学的遗产:随着犯罪学研究向意识形态倾斜,随机实验是强化真正科学的关键。","authors":"David Weisburd","doi":"10.1002/cbm.2371","DOIUrl":null,"url":null,"abstract":"<p>While randomized trials have become more common over the last quarter century, it remains the case that they are still rare relative to other approaches to assess programs or policies. Mazerolle et al. (<span>2023</span>), for example, identifies an upward trend in the use of randomized controlled trials in policing between 2004 and 2018, but shows that only 12% of all studies of evidence-based policing during that period used this method.</p><p>The increasing number of randomized trials that have been conducted in the 21st century in criminal justice suggests the practicality of carrying out randomized trials in a variety of areas in criminology. However, it is certainly still the case that many practitioners avoid randomized trials because of the constraints they often place on practitioner decision making (e.g. Clarke and Cornish <span>1972</span>). It is also the case that ethical and legal concerns often come up in developing such trials, as well as practical (financial and other) challenges around implementation of RCTs. David Farrington discussed alternative approaches when randomized trials are not an option, such as opting for within-individual analyses of crime causation (as opposed to between-individual analyses) based on high quality prospective longitudinal data (Farrington et al. <span>2002</span>). These can all be strong methods for drawing conclusions about programs or interventions, but Farrington saw it as critical for criminology as a science to prioritise randomized trials.</p><p>My observations of criminology as a discipline over the last few years lead me to another cause of resistance to randomized trials, which has not been noted as a key barrier to experimental research in the past. This is the turn towards ideology over science in criminology more generally. I do not have empirical data on this trend, but personal experience and conversations with colleagues lead me to the view that it has emerged as an important barrier to objective scientific work. An example of this was brought to my attention at a recent American Society of Criminology meeting at a panel I observed. One of the panelists, after noting that police and police research have become unpopular and stigmatised in criminology, stated that ‘it is clear from research that the police do not prevent crime’, continuing that only interventions relying on partnerships with the community prevent crime. I heartily agree that when the police partner with the community, they are likely to have greater crime prevention benefits. My colleagues and I have also produced evidence of this and argued for community/police partnerships over the years (e.g., see Braga and Weisburd <span>2010</span>). But there is also strong experimental evidence that the police can prevent crime when they simply increase patrol at crime hot spots without community involvement (Sherman and Weisburd <span>1995</span>; Braga et al. <span>2019</span>). This finding is well established, having been stated in two National Academy of Sciences panels (Frydl and Skogan <span>2004</span>; Weisburd and Majmundar <span>2018</span>), as well as a Campbell Systematic Review (Braga <span>2007</span>). But it does not fit what many criminologists want to be true about policing and crime control. This is an example of ideology overcoming science.</p><p>The concern I raise is that sometimes ideology, and what many criminologists want to believe, seems to have overcome scientific evidence. I always tell my students that ‘our job is to tell the truth’—to openly describe what the evidence says, and in this regard, to also be clear about the limitations of the evidence. Sometimes the evidence contradicts what we think is true, or what we would like to be true. But our obligation as scientists is to present the evidence, not what we would like the evidence to be. Sometimes the evidence does not fit what is popular or acceptable in a political context. This panel was just one small example of the ideological turn in criminology, but it seems to me to be part of a more general trend that places ideology before science.</p><p>I have had a number of conversations with young colleagues over the last year in which I was struck by their feelings that reviewers were evaluating their papers with a bias towards a particular outcome or perspective. Often this involved showing the effects of race or stratification on outcomes, whereby they felt they were expected to come out with a particular set of findings. It is certainly the case that race and stratification are among the most important issues that America, and indeed other societies face, but if the perspective brought by these colleagues is right, then we will be farther away from addressing these problems because of a bias towards particular outcomes. This is a point made by Pattillo (<span>2021</span>) who argues that social scientists have focused too much on disadvantages of black people leading to reinforcing stereotypes, and have ignored strong evidence of specific advantages of Black communities. Science is about identifying as best as we can the ‘truth’, not about reinforcing particular political positions or beliefs.</p><p>It is important to note that our research proposal, while having implications for hot spots policing, and also for social interventions focused on crime hot spots, did not involve the police at all. Rather we proposed to collect crime data at a micro geographic unit of analysis to identify levels of crime concentrations in cities and what contributes to greater or lower intensities of crime concentration. This criticism did not prevent our project from being funded, but it was ‘an important’ criticism that we needed to respond to.</p><p>What is significant here is that the reviewer felt it important to raise these issues, and also did not feel at all constrained about detailing accusations about the police which fit a specific ideological view of policing. There is certainly much research detailing police abuse, but the comments here show little nuance about the world of policing. Moreover, the reviewer did not feel at all constrained about asking us to review whether our research in the past has been applied in an ethical and procedurally just manner. This is certainly an interesting question and one that my colleagues and I have delved into in an experimental field trial (Weisburd et al. <span>2022</span>) but requiring a review of past work in a proposal about something different certainly seems to be an ideological turn. Finally, the comments about enhancement of career are certainly outside the framework of a review. However, the funder clearly felt obligated to include these comments which itself raises questions about the pressure to be responsive to particular ideological perspectives in criminology.</p><p>I do not have empirical evidence of the devaluing of experimental work in criminology, but I have again heard from younger scholars who tell me that there has been a shift away from valuing strong experimental research and meta analyses of such research, towards ethnographic and qualitative research in criminology. I want to emphasise that such research is an important part of science, and in my view is complementary to randomized trials. For example, there is certainly a strong benefit to the inclusion of qualitative data in systematic reviews (Ajzenstadt <span>2016</span>). But such research is not a substitute for rigorous experimental trials of programme outcomes. Qualitative methods, for example, are key to developing understandings of the mechanisms that drive experiment findings and can provide important insights into questions that need to be addressed by criminologists. And they have much value outside of experimental paradigms. But what I am hearing is more of a push to devalue experimental research. The reaction to the ‘engineers view’ of experimental research as a path to advancing knowledge about what works (Stevenson <span>2023</span>) which argues that there cannot be an ‘evidence based’ approach built on experimental science, moves us to a criminology where ideology is on par with science. This directly contradicts David Farrington's legacy which called for us to prioritise experiments in evaluation research. We need to conduct rigorous experimental studies and be open to findings that depart from conventional wisdom!</p><p>Randomized trials have particular value in evaluations of programs and treatments. Of course, not all randomized trials are carried out in ways that the benefits of randomisation are fully realized. For example, sometimes the procedures are not reliably followed, and in such cases the ability of a randomized trial to provide valid answers is challenged. In turn, sometimes randomized experiments cannot be widely generalised because of the specific samples that are examined. There are clear challenges when it comes to implementation of randomized trials in real life with high fidelity and, certainly, additional challenges when it comes to nuanced interpretations of relevant study findings (Jeffery et al. <span>2024</span>). However, randomized experiments carried out with fidelity and examining populations of interest provide conclusions that are less ambiguous and less threatened by researcher bias than other commonly used methods in criminology (Weisburd, Lum, and Petrosino <span>2001</span>). This was a point that David Farrington made throughout his career as he tried to encourage rigorous randomized trials.</p><p>David Farrington sought to create a stronger science in criminology, in which randomized trials would be prioritised in evaluations of programs and policies. This does not mean that he saw randomized trials as the only approach that should be valued. He was a strong supporter of longitudinal research and argued that when randomised trials are not an option, other analyses that mimic experiments—including within-individual analyses and propensity score matching—should be promoted in trying to establish the causes of crime (Farrington et al. <span>2020</span>). In the Babylonian Talmud, a sixth century compilation of Jewish law and ethics, we are told: ‘That you are not obligated to [complete the repair of the world], but you are not free to not contribute to that effort’ (Ethics of the Fathers 2:16). While there remains much work to be done, David Farrington's work has played a key part in advancing science in criminology.</p><p>The author declares no conflicts of interest.</p>","PeriodicalId":47362,"journal":{"name":"Criminal Behaviour and Mental Health","volume":"35 1","pages":"6-9"},"PeriodicalIF":1.1000,"publicationDate":"2025-01-09","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC11786926/pdf/","citationCount":"0","resultStr":"{\"title\":\"Commentary: Prioritising Randomized Trials; David P. Farrington's Legacy for Criminology in the 21st Century\",\"authors\":\"David Weisburd\",\"doi\":\"10.1002/cbm.2371\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>While randomized trials have become more common over the last quarter century, it remains the case that they are still rare relative to other approaches to assess programs or policies. Mazerolle et al. (<span>2023</span>), for example, identifies an upward trend in the use of randomized controlled trials in policing between 2004 and 2018, but shows that only 12% of all studies of evidence-based policing during that period used this method.</p><p>The increasing number of randomized trials that have been conducted in the 21st century in criminal justice suggests the practicality of carrying out randomized trials in a variety of areas in criminology. However, it is certainly still the case that many practitioners avoid randomized trials because of the constraints they often place on practitioner decision making (e.g. Clarke and Cornish <span>1972</span>). It is also the case that ethical and legal concerns often come up in developing such trials, as well as practical (financial and other) challenges around implementation of RCTs. David Farrington discussed alternative approaches when randomized trials are not an option, such as opting for within-individual analyses of crime causation (as opposed to between-individual analyses) based on high quality prospective longitudinal data (Farrington et al. <span>2002</span>). These can all be strong methods for drawing conclusions about programs or interventions, but Farrington saw it as critical for criminology as a science to prioritise randomized trials.</p><p>My observations of criminology as a discipline over the last few years lead me to another cause of resistance to randomized trials, which has not been noted as a key barrier to experimental research in the past. This is the turn towards ideology over science in criminology more generally. I do not have empirical data on this trend, but personal experience and conversations with colleagues lead me to the view that it has emerged as an important barrier to objective scientific work. An example of this was brought to my attention at a recent American Society of Criminology meeting at a panel I observed. One of the panelists, after noting that police and police research have become unpopular and stigmatised in criminology, stated that ‘it is clear from research that the police do not prevent crime’, continuing that only interventions relying on partnerships with the community prevent crime. I heartily agree that when the police partner with the community, they are likely to have greater crime prevention benefits. My colleagues and I have also produced evidence of this and argued for community/police partnerships over the years (e.g., see Braga and Weisburd <span>2010</span>). But there is also strong experimental evidence that the police can prevent crime when they simply increase patrol at crime hot spots without community involvement (Sherman and Weisburd <span>1995</span>; Braga et al. <span>2019</span>). This finding is well established, having been stated in two National Academy of Sciences panels (Frydl and Skogan <span>2004</span>; Weisburd and Majmundar <span>2018</span>), as well as a Campbell Systematic Review (Braga <span>2007</span>). But it does not fit what many criminologists want to be true about policing and crime control. This is an example of ideology overcoming science.</p><p>The concern I raise is that sometimes ideology, and what many criminologists want to believe, seems to have overcome scientific evidence. I always tell my students that ‘our job is to tell the truth’—to openly describe what the evidence says, and in this regard, to also be clear about the limitations of the evidence. Sometimes the evidence contradicts what we think is true, or what we would like to be true. But our obligation as scientists is to present the evidence, not what we would like the evidence to be. Sometimes the evidence does not fit what is popular or acceptable in a political context. This panel was just one small example of the ideological turn in criminology, but it seems to me to be part of a more general trend that places ideology before science.</p><p>I have had a number of conversations with young colleagues over the last year in which I was struck by their feelings that reviewers were evaluating their papers with a bias towards a particular outcome or perspective. Often this involved showing the effects of race or stratification on outcomes, whereby they felt they were expected to come out with a particular set of findings. It is certainly the case that race and stratification are among the most important issues that America, and indeed other societies face, but if the perspective brought by these colleagues is right, then we will be farther away from addressing these problems because of a bias towards particular outcomes. This is a point made by Pattillo (<span>2021</span>) who argues that social scientists have focused too much on disadvantages of black people leading to reinforcing stereotypes, and have ignored strong evidence of specific advantages of Black communities. Science is about identifying as best as we can the ‘truth’, not about reinforcing particular political positions or beliefs.</p><p>It is important to note that our research proposal, while having implications for hot spots policing, and also for social interventions focused on crime hot spots, did not involve the police at all. Rather we proposed to collect crime data at a micro geographic unit of analysis to identify levels of crime concentrations in cities and what contributes to greater or lower intensities of crime concentration. This criticism did not prevent our project from being funded, but it was ‘an important’ criticism that we needed to respond to.</p><p>What is significant here is that the reviewer felt it important to raise these issues, and also did not feel at all constrained about detailing accusations about the police which fit a specific ideological view of policing. There is certainly much research detailing police abuse, but the comments here show little nuance about the world of policing. Moreover, the reviewer did not feel at all constrained about asking us to review whether our research in the past has been applied in an ethical and procedurally just manner. This is certainly an interesting question and one that my colleagues and I have delved into in an experimental field trial (Weisburd et al. <span>2022</span>) but requiring a review of past work in a proposal about something different certainly seems to be an ideological turn. Finally, the comments about enhancement of career are certainly outside the framework of a review. However, the funder clearly felt obligated to include these comments which itself raises questions about the pressure to be responsive to particular ideological perspectives in criminology.</p><p>I do not have empirical evidence of the devaluing of experimental work in criminology, but I have again heard from younger scholars who tell me that there has been a shift away from valuing strong experimental research and meta analyses of such research, towards ethnographic and qualitative research in criminology. I want to emphasise that such research is an important part of science, and in my view is complementary to randomized trials. For example, there is certainly a strong benefit to the inclusion of qualitative data in systematic reviews (Ajzenstadt <span>2016</span>). But such research is not a substitute for rigorous experimental trials of programme outcomes. Qualitative methods, for example, are key to developing understandings of the mechanisms that drive experiment findings and can provide important insights into questions that need to be addressed by criminologists. And they have much value outside of experimental paradigms. But what I am hearing is more of a push to devalue experimental research. The reaction to the ‘engineers view’ of experimental research as a path to advancing knowledge about what works (Stevenson <span>2023</span>) which argues that there cannot be an ‘evidence based’ approach built on experimental science, moves us to a criminology where ideology is on par with science. This directly contradicts David Farrington's legacy which called for us to prioritise experiments in evaluation research. We need to conduct rigorous experimental studies and be open to findings that depart from conventional wisdom!</p><p>Randomized trials have particular value in evaluations of programs and treatments. Of course, not all randomized trials are carried out in ways that the benefits of randomisation are fully realized. For example, sometimes the procedures are not reliably followed, and in such cases the ability of a randomized trial to provide valid answers is challenged. In turn, sometimes randomized experiments cannot be widely generalised because of the specific samples that are examined. There are clear challenges when it comes to implementation of randomized trials in real life with high fidelity and, certainly, additional challenges when it comes to nuanced interpretations of relevant study findings (Jeffery et al. <span>2024</span>). However, randomized experiments carried out with fidelity and examining populations of interest provide conclusions that are less ambiguous and less threatened by researcher bias than other commonly used methods in criminology (Weisburd, Lum, and Petrosino <span>2001</span>). This was a point that David Farrington made throughout his career as he tried to encourage rigorous randomized trials.</p><p>David Farrington sought to create a stronger science in criminology, in which randomized trials would be prioritised in evaluations of programs and policies. This does not mean that he saw randomized trials as the only approach that should be valued. He was a strong supporter of longitudinal research and argued that when randomised trials are not an option, other analyses that mimic experiments—including within-individual analyses and propensity score matching—should be promoted in trying to establish the causes of crime (Farrington et al. <span>2020</span>). In the Babylonian Talmud, a sixth century compilation of Jewish law and ethics, we are told: ‘That you are not obligated to [complete the repair of the world], but you are not free to not contribute to that effort’ (Ethics of the Fathers 2:16). While there remains much work to be done, David Farrington's work has played a key part in advancing science in criminology.</p><p>The author declares no conflicts of interest.</p>\",\"PeriodicalId\":47362,\"journal\":{\"name\":\"Criminal Behaviour and Mental Health\",\"volume\":\"35 1\",\"pages\":\"6-9\"},\"PeriodicalIF\":1.1000,\"publicationDate\":\"2025-01-09\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC11786926/pdf/\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Criminal Behaviour and Mental Health\",\"FirstCategoryId\":\"3\",\"ListUrlMain\":\"https://onlinelibrary.wiley.com/doi/10.1002/cbm.2371\",\"RegionNum\":4,\"RegionCategory\":\"医学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q3\",\"JCRName\":\"CRIMINOLOGY & PENOLOGY\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Criminal Behaviour and Mental Health","FirstCategoryId":"3","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1002/cbm.2371","RegionNum":4,"RegionCategory":"医学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"CRIMINOLOGY & PENOLOGY","Score":null,"Total":0}
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摘要

虽然在过去的25年里,随机试验变得越来越普遍,但相对于其他评估项目或政策的方法,它们仍然很少见。例如,Mazerolle等人(2023)发现,2004年至2018年期间,警务中使用随机对照试验的趋势呈上升趋势,但表明在此期间,所有循证警务研究中只有12%使用了这种方法。21世纪在刑事司法领域进行的越来越多的随机试验表明,在犯罪学的各个领域进行随机试验是可行的。然而,由于随机试验经常对从业者的决策施加限制,许多从业者避免随机试验的情况仍然存在(例如Clarke和Cornish 1972)。此外,在开展此类试验的过程中,经常会出现伦理和法律问题,以及围绕随机对照试验实施的实际(财务和其他)挑战。David Farrington在无法进行随机试验时讨论了其他方法,例如选择基于高质量前瞻性纵向数据的犯罪因果关系的个体内部分析(而不是个体之间的分析)(Farrington et al. 2002)。这些都是得出有关项目或干预措施结论的有力方法,但法林顿认为,作为一门科学,优先考虑随机试验对犯罪学至关重要。在过去的几年里,我对犯罪学作为一门学科的观察使我发现了对随机试验的抵制的另一个原因,这在过去并没有被认为是实验研究的一个关键障碍。在犯罪学中,这是一种意识形态而非科学的转变。我没有关于这一趋势的经验数据,但个人经验和与同事的交谈使我认为,它已经成为客观科学工作的一个重要障碍。在最近的一次美国犯罪学学会(American Society of Criminology)会议上,我观察了一个小组,引起了我的注意。在注意到警察和警察研究在犯罪学中变得不受欢迎和污名化之后,一位小组成员指出,“从研究中可以清楚地看出,警察并不能预防犯罪”,并继续说,只有依靠与社区合作的干预才能预防犯罪。我由衷地同意,当警察与社区合作时,他们可能会有更大的预防犯罪的好处。多年来,我和我的同事也提出了这方面的证据,并主张建立社区/警察合作伙伴关系(例如,见Braga和Weisburd 2010)。但也有强有力的实验证据表明,如果警察在没有社区参与的情况下,在犯罪热点地区增加巡逻,就可以预防犯罪(Sherman and Weisburd 1995;Braga et al. 2019)。这一发现得到了充分的证实,并在美国国家科学院的两个小组中得到了陈述(Frydl和Skogan 2004;Weisburd and Majmundar 2018),以及Campbell系统评论(Braga 2007)。但这并不符合许多犯罪学家对警察和犯罪控制的真实看法。这是意识形态战胜科学的一个例子。我所担心的是,有时意识形态,以及许多犯罪学家想要相信的东西,似乎已经超越了科学证据。我总是告诉我的学生,‘我们的工作是讲真话’——公开地描述证据所说的,在这方面,也要清楚证据的局限性。有时候,证据与我们认为的真实或我们希望的真实相矛盾。但作为科学家,我们的义务是提供证据,而不是我们希望的证据是什么。有时,证据并不符合政治背景下的流行或可接受的观点。这个小组只是犯罪学意识形态转变的一个小例子,但在我看来,这似乎是将意识形态置于科学之上的更大趋势的一部分。在过去的一年里,我与一些年轻的同事进行了多次交谈,在交谈中,我被他们的感受所震惊,他们认为审稿人在评估他们的论文时,偏向于某一特定的结果或观点。这通常涉及显示种族或阶层对结果的影响,因此他们觉得自己有望得出一组特定的发现。当然,种族和阶层分化是美国乃至其他社会面临的最重要问题之一,但如果这些同事提出的观点是正确的,那么由于对特定结果的偏见,我们将离解决这些问题更远。这是Pattillo(2021)提出的观点,他认为社会科学家过于关注黑人的劣势,导致刻板印象的强化,而忽视了黑人社区特定优势的有力证据。 科学是关于尽可能地确定“真相”,而不是关于加强特定的政治立场或信仰。值得注意的是,我们的研究建议虽然对热点警务有影响,也对关注犯罪热点的社会干预有影响,但根本没有涉及警察。相反,我们建议以微观地理分析单位收集犯罪数据,以确定城市犯罪集中的水平,以及导致犯罪集中程度更高或更低的因素。这些批评并没有阻止我们的项目获得资助,但这是我们需要回应的“重要”批评。值得注意的是,评论者认为提出这些问题很重要,而且完全不觉得有必要详细说明对警察的指控,因为这些指控符合警察的特定意识形态观点。当然有很多关于警察滥用职权的研究,但这里的评论几乎没有显示出警务世界的细微差别。此外,审稿人在要求我们审查我们过去的研究是否以道德和程序公正的方式应用时,并没有感到任何约束。这当然是一个有趣的问题,也是我和我的同事在一个试验场试验中深入研究的问题(Weisburd et al. 2022),但要求在一项不同的提案中回顾过去的工作,显然似乎是一种意识形态的转变。最后,关于提升职业生涯的评论当然不在审查的框架之内。然而,资助者显然感到有义务将这些评论包括在内,这本身就提出了对犯罪学中特定意识形态观点作出反应的压力的问题。我没有犯罪学实验工作贬值的经验证据,但我再次听到年轻学者告诉我,人们已经从重视强有力的实验研究和此类研究的元分析转向重视犯罪学的民族志和定性研究。我想强调的是,这类研究是科学的重要组成部分,在我看来,它是对随机试验的补充。例如,在系统评价中包含定性数据肯定有很大的好处(Ajzenstadt 2016)。但这类研究不能替代对项目成果进行严格的实验试验。例如,定性方法是发展对驱动实验结果的机制的理解的关键,并且可以为需要由犯罪学家解决的问题提供重要见解。它们在实验范式之外也有很多价值。但我听到的更多的是推动实验性研究贬值。对实验研究的“工程师观点”的反应是一种推进关于什么是有效的知识的途径(Stevenson 2023),它认为不可能有一种建立在实验科学上的“基于证据的”方法,这将我们推向了意识形态与科学同等重要的犯罪学。这直接与大卫·法灵顿的遗产相矛盾,他呼吁我们在评估研究中优先考虑实验。我们需要进行严格的实验研究,并对与传统智慧不同的发现持开放态度!随机试验在评估项目和治疗方面具有特殊的价值。当然,并不是所有的随机试验都能充分发挥随机化的好处。例如,有时程序不能可靠地遵循,在这种情况下,随机试验提供有效答案的能力受到挑战。反过来,有时随机实验不能被广泛推广,因为被检查的特定样本。当涉及到在现实生活中实施高保真度的随机试验时,存在明显的挑战,当然,当涉及到对相关研究结果的细微解释时,还存在额外的挑战(Jeffery et al. 2024)。然而,与犯罪学中其他常用的方法相比,采用忠实度随机实验并检查感兴趣的人群,得出的结论不那么模棱两可,也不太受研究者偏见的威胁(Weisburd, Lum, and Petrosino, 2001)。这是大卫·法灵顿在他的职业生涯中一直强调的一点,他试图鼓励严格的随机试验。大卫·法灵顿(David Farrington)试图在犯罪学中建立一门更强大的科学,在这门科学中,随机试验将优先用于评估项目和政策。这并不意味着他认为随机试验是唯一值得重视的方法。他是纵向研究的坚定支持者,并认为当随机试验无法选择时,应该推广其他模拟实验的分析——包括个体内部分析和倾向评分匹配——以试图确定犯罪的原因(Farrington et al. 2020)。 在六世纪的犹太律法和伦理汇编《巴比伦塔木德》(Babylonian Talmud)中,我们被告知:“你没有义务(完成世界的修复),但你也不能自由地不为此做出贡献”(《教父伦理》2:16)。虽然还有很多工作要做,但大卫·法灵顿的工作在推进犯罪学科学方面发挥了关键作用。作者声明无利益冲突。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Commentary: Prioritising Randomized Trials; David P. Farrington's Legacy for Criminology in the 21st Century

While randomized trials have become more common over the last quarter century, it remains the case that they are still rare relative to other approaches to assess programs or policies. Mazerolle et al. (2023), for example, identifies an upward trend in the use of randomized controlled trials in policing between 2004 and 2018, but shows that only 12% of all studies of evidence-based policing during that period used this method.

The increasing number of randomized trials that have been conducted in the 21st century in criminal justice suggests the practicality of carrying out randomized trials in a variety of areas in criminology. However, it is certainly still the case that many practitioners avoid randomized trials because of the constraints they often place on practitioner decision making (e.g. Clarke and Cornish 1972). It is also the case that ethical and legal concerns often come up in developing such trials, as well as practical (financial and other) challenges around implementation of RCTs. David Farrington discussed alternative approaches when randomized trials are not an option, such as opting for within-individual analyses of crime causation (as opposed to between-individual analyses) based on high quality prospective longitudinal data (Farrington et al. 2002). These can all be strong methods for drawing conclusions about programs or interventions, but Farrington saw it as critical for criminology as a science to prioritise randomized trials.

My observations of criminology as a discipline over the last few years lead me to another cause of resistance to randomized trials, which has not been noted as a key barrier to experimental research in the past. This is the turn towards ideology over science in criminology more generally. I do not have empirical data on this trend, but personal experience and conversations with colleagues lead me to the view that it has emerged as an important barrier to objective scientific work. An example of this was brought to my attention at a recent American Society of Criminology meeting at a panel I observed. One of the panelists, after noting that police and police research have become unpopular and stigmatised in criminology, stated that ‘it is clear from research that the police do not prevent crime’, continuing that only interventions relying on partnerships with the community prevent crime. I heartily agree that when the police partner with the community, they are likely to have greater crime prevention benefits. My colleagues and I have also produced evidence of this and argued for community/police partnerships over the years (e.g., see Braga and Weisburd 2010). But there is also strong experimental evidence that the police can prevent crime when they simply increase patrol at crime hot spots without community involvement (Sherman and Weisburd 1995; Braga et al. 2019). This finding is well established, having been stated in two National Academy of Sciences panels (Frydl and Skogan 2004; Weisburd and Majmundar 2018), as well as a Campbell Systematic Review (Braga 2007). But it does not fit what many criminologists want to be true about policing and crime control. This is an example of ideology overcoming science.

The concern I raise is that sometimes ideology, and what many criminologists want to believe, seems to have overcome scientific evidence. I always tell my students that ‘our job is to tell the truth’—to openly describe what the evidence says, and in this regard, to also be clear about the limitations of the evidence. Sometimes the evidence contradicts what we think is true, or what we would like to be true. But our obligation as scientists is to present the evidence, not what we would like the evidence to be. Sometimes the evidence does not fit what is popular or acceptable in a political context. This panel was just one small example of the ideological turn in criminology, but it seems to me to be part of a more general trend that places ideology before science.

I have had a number of conversations with young colleagues over the last year in which I was struck by their feelings that reviewers were evaluating their papers with a bias towards a particular outcome or perspective. Often this involved showing the effects of race or stratification on outcomes, whereby they felt they were expected to come out with a particular set of findings. It is certainly the case that race and stratification are among the most important issues that America, and indeed other societies face, but if the perspective brought by these colleagues is right, then we will be farther away from addressing these problems because of a bias towards particular outcomes. This is a point made by Pattillo (2021) who argues that social scientists have focused too much on disadvantages of black people leading to reinforcing stereotypes, and have ignored strong evidence of specific advantages of Black communities. Science is about identifying as best as we can the ‘truth’, not about reinforcing particular political positions or beliefs.

It is important to note that our research proposal, while having implications for hot spots policing, and also for social interventions focused on crime hot spots, did not involve the police at all. Rather we proposed to collect crime data at a micro geographic unit of analysis to identify levels of crime concentrations in cities and what contributes to greater or lower intensities of crime concentration. This criticism did not prevent our project from being funded, but it was ‘an important’ criticism that we needed to respond to.

What is significant here is that the reviewer felt it important to raise these issues, and also did not feel at all constrained about detailing accusations about the police which fit a specific ideological view of policing. There is certainly much research detailing police abuse, but the comments here show little nuance about the world of policing. Moreover, the reviewer did not feel at all constrained about asking us to review whether our research in the past has been applied in an ethical and procedurally just manner. This is certainly an interesting question and one that my colleagues and I have delved into in an experimental field trial (Weisburd et al. 2022) but requiring a review of past work in a proposal about something different certainly seems to be an ideological turn. Finally, the comments about enhancement of career are certainly outside the framework of a review. However, the funder clearly felt obligated to include these comments which itself raises questions about the pressure to be responsive to particular ideological perspectives in criminology.

I do not have empirical evidence of the devaluing of experimental work in criminology, but I have again heard from younger scholars who tell me that there has been a shift away from valuing strong experimental research and meta analyses of such research, towards ethnographic and qualitative research in criminology. I want to emphasise that such research is an important part of science, and in my view is complementary to randomized trials. For example, there is certainly a strong benefit to the inclusion of qualitative data in systematic reviews (Ajzenstadt 2016). But such research is not a substitute for rigorous experimental trials of programme outcomes. Qualitative methods, for example, are key to developing understandings of the mechanisms that drive experiment findings and can provide important insights into questions that need to be addressed by criminologists. And they have much value outside of experimental paradigms. But what I am hearing is more of a push to devalue experimental research. The reaction to the ‘engineers view’ of experimental research as a path to advancing knowledge about what works (Stevenson 2023) which argues that there cannot be an ‘evidence based’ approach built on experimental science, moves us to a criminology where ideology is on par with science. This directly contradicts David Farrington's legacy which called for us to prioritise experiments in evaluation research. We need to conduct rigorous experimental studies and be open to findings that depart from conventional wisdom!

Randomized trials have particular value in evaluations of programs and treatments. Of course, not all randomized trials are carried out in ways that the benefits of randomisation are fully realized. For example, sometimes the procedures are not reliably followed, and in such cases the ability of a randomized trial to provide valid answers is challenged. In turn, sometimes randomized experiments cannot be widely generalised because of the specific samples that are examined. There are clear challenges when it comes to implementation of randomized trials in real life with high fidelity and, certainly, additional challenges when it comes to nuanced interpretations of relevant study findings (Jeffery et al. 2024). However, randomized experiments carried out with fidelity and examining populations of interest provide conclusions that are less ambiguous and less threatened by researcher bias than other commonly used methods in criminology (Weisburd, Lum, and Petrosino 2001). This was a point that David Farrington made throughout his career as he tried to encourage rigorous randomized trials.

David Farrington sought to create a stronger science in criminology, in which randomized trials would be prioritised in evaluations of programs and policies. This does not mean that he saw randomized trials as the only approach that should be valued. He was a strong supporter of longitudinal research and argued that when randomised trials are not an option, other analyses that mimic experiments—including within-individual analyses and propensity score matching—should be promoted in trying to establish the causes of crime (Farrington et al. 2020). In the Babylonian Talmud, a sixth century compilation of Jewish law and ethics, we are told: ‘That you are not obligated to [complete the repair of the world], but you are not free to not contribute to that effort’ (Ethics of the Fathers 2:16). While there remains much work to be done, David Farrington's work has played a key part in advancing science in criminology.

The author declares no conflicts of interest.

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来源期刊
CiteScore
1.60
自引率
0.00%
发文量
40
期刊介绍: Criminal Behaviour & Mental Health – CBMH – aims to publish original material on any aspect of the relationship between mental state and criminal behaviour. Thus, we are interested in mental mechanisms associated with offending, regardless of whether the individual concerned has a mental disorder or not. We are interested in factors that influence such relationships, and particularly welcome studies about pathways into and out of crime. These will include studies of normal and abnormal development, of mental disorder and how that may lead to offending for a subgroup of sufferers, together with information about factors which mediate such a relationship.
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