Federated learning for enhanced dose–volume parameter prediction with decentralized data

Background

The widespread adoption of knowledge-based planning in radiation oncology clinics is hindered by the lack of data and the difficulty associated with sharing medical data.

Purpose

This study aims to assess the feasibility of mitigating this challenge through federated learning (FL): a centralized model trained with distributed datasets, while keeping data localized and private.

Methods

This concept was tested using 273 prostate 45 Gy plans. The cases were split into a training set with 220 cases and a validation set with 53 cases. The training set was further separated into 10 subsets to simulate treatment plans from different clinics. A gradient-boosting model was used to predict bladder and rectum V_30Gy, V_35Gy, and V_40Gy. The Federated Averaging algorithm was employed to aggregate the individual model weights from distributed datasets. Grid search with five-fold in-training-set cross-validation was implemented to tune model hyperparameters. Additionally, we evaluated the robustness of the FL approach by varying the distribution of the training set data in several scenarios, including different number of sites and imbalanced data across sites.

Results

The mean absolute error (MAE) for the FL model (4.7% ± 2.9%) is significantly lower than individual models trained separately (6.5% ± 4.9%, p < 0.001) and similar to a traditional centralized model (4.4% ± 2.8%, p = 0.14). The federated model is robust to the number of subsets, showing MAE of 4.7% ± 3.2%, 4.8% ± 3.1%, 4.8% ± 2.9%, 4.5% ± 2.8%, 4.9% ± 3.3%, and 4.8% ± 3.1% for 5, 10, 15, 20, 25, and 30 subsets, respectively. For the two imbalanced datasets, the FL model achieves MAEs of 4.5% ± 2.9% and 5.6% ± 4.0%, non-inferior to the balanced data model. For all bladder and rectum metrics, the FL model significantly outperforms 36.7% of individual models.

Conclusions

This study demonstrates the potential advantages of implementing a federated model over training individual models: the proposed FL approach achieves similar prediction accuracy as a conventional model without requiring centralized data storage. Even when local models struggle to produce accurate predictions due to data scarcity, the federated model consistently maintains high performance.