Kaixiang Zhang , Zhaojian Li , Yongqiang Wang , Nan Li
{"title":"通过仿射掩蔽保护隐私的非线性云模型预测控制","authors":"Kaixiang Zhang , Zhaojian Li , Yongqiang Wang , Nan Li","doi":"10.1016/j.automatica.2024.111939","DOIUrl":null,"url":null,"abstract":"<div><div>With the advent of 5G technology that presents enhanced communication reliability and ultra-low latency, there is renewed interest in employing cloud computing to perform high performance but computationally expensive control schemes like nonlinear model predictive control (MPC). Such a cloud-based control scheme, however, requires data sharing between the plant (agent) and the cloud, which raises privacy concerns. This is because privacy-sensitive information such as system states and control inputs has to be sent to/from the cloud and thus can be leaked to attackers for various malicious activities. In this paper, we develop a simple yet effective affine masking strategy for privacy-preserving nonlinear MPC. Specifically, we consider external eavesdroppers or honest-but-curious cloud servers that wiretap the communication channel and intend to infer the plant’s information including state information and control inputs. An affine transformation-based privacy-preservation mechanism is designed to mask the true states and control signals while reformulating the original MPC problem into a different but equivalent form. We show that the proposed privacy scheme does not affect the MPC performance and it preserves the privacy of the plant such that the eavesdropper is unable to identify the actual value or even estimate a rough range of the private state and input signals. The proposed method is further extended to achieve privacy preservation in cloud-based output-feedback MPC. Simulations are performed to demonstrate the efficacy of the developed approaches.</div></div>","PeriodicalId":55413,"journal":{"name":"Automatica","volume":"171 ","pages":"Article 111939"},"PeriodicalIF":4.8000,"publicationDate":"2024-09-23","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.sciencedirect.com/science/article/pii/S0005109824004333/pdfft?md5=84e1c2afaefd4d14ab609e6faa1f5a7f&pid=1-s2.0-S0005109824004333-main.pdf","citationCount":"0","resultStr":"{\"title\":\"Privacy-preserving nonlinear cloud-based model predictive control via affine masking\",\"authors\":\"Kaixiang Zhang , Zhaojian Li , Yongqiang Wang , Nan Li\",\"doi\":\"10.1016/j.automatica.2024.111939\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><div>With the advent of 5G technology that presents enhanced communication reliability and ultra-low latency, there is renewed interest in employing cloud computing to perform high performance but computationally expensive control schemes like nonlinear model predictive control (MPC). Such a cloud-based control scheme, however, requires data sharing between the plant (agent) and the cloud, which raises privacy concerns. This is because privacy-sensitive information such as system states and control inputs has to be sent to/from the cloud and thus can be leaked to attackers for various malicious activities. In this paper, we develop a simple yet effective affine masking strategy for privacy-preserving nonlinear MPC. Specifically, we consider external eavesdroppers or honest-but-curious cloud servers that wiretap the communication channel and intend to infer the plant’s information including state information and control inputs. An affine transformation-based privacy-preservation mechanism is designed to mask the true states and control signals while reformulating the original MPC problem into a different but equivalent form. We show that the proposed privacy scheme does not affect the MPC performance and it preserves the privacy of the plant such that the eavesdropper is unable to identify the actual value or even estimate a rough range of the private state and input signals. The proposed method is further extended to achieve privacy preservation in cloud-based output-feedback MPC. Simulations are performed to demonstrate the efficacy of the developed approaches.</div></div>\",\"PeriodicalId\":55413,\"journal\":{\"name\":\"Automatica\",\"volume\":\"171 \",\"pages\":\"Article 111939\"},\"PeriodicalIF\":4.8000,\"publicationDate\":\"2024-09-23\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://www.sciencedirect.com/science/article/pii/S0005109824004333/pdfft?md5=84e1c2afaefd4d14ab609e6faa1f5a7f&pid=1-s2.0-S0005109824004333-main.pdf\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Automatica\",\"FirstCategoryId\":\"94\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0005109824004333\",\"RegionNum\":2,\"RegionCategory\":\"计算机科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"AUTOMATION & CONTROL SYSTEMS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Automatica","FirstCategoryId":"94","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0005109824004333","RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
Privacy-preserving nonlinear cloud-based model predictive control via affine masking
With the advent of 5G technology that presents enhanced communication reliability and ultra-low latency, there is renewed interest in employing cloud computing to perform high performance but computationally expensive control schemes like nonlinear model predictive control (MPC). Such a cloud-based control scheme, however, requires data sharing between the plant (agent) and the cloud, which raises privacy concerns. This is because privacy-sensitive information such as system states and control inputs has to be sent to/from the cloud and thus can be leaked to attackers for various malicious activities. In this paper, we develop a simple yet effective affine masking strategy for privacy-preserving nonlinear MPC. Specifically, we consider external eavesdroppers or honest-but-curious cloud servers that wiretap the communication channel and intend to infer the plant’s information including state information and control inputs. An affine transformation-based privacy-preservation mechanism is designed to mask the true states and control signals while reformulating the original MPC problem into a different but equivalent form. We show that the proposed privacy scheme does not affect the MPC performance and it preserves the privacy of the plant such that the eavesdropper is unable to identify the actual value or even estimate a rough range of the private state and input signals. The proposed method is further extended to achieve privacy preservation in cloud-based output-feedback MPC. Simulations are performed to demonstrate the efficacy of the developed approaches.
期刊介绍:
Automatica is a leading archival publication in the field of systems and control. The field encompasses today a broad set of areas and topics, and is thriving not only within itself but also in terms of its impact on other fields, such as communications, computers, biology, energy and economics. Since its inception in 1963, Automatica has kept abreast with the evolution of the field over the years, and has emerged as a leading publication driving the trends in the field.
After being founded in 1963, Automatica became a journal of the International Federation of Automatic Control (IFAC) in 1969. It features a characteristic blend of theoretical and applied papers of archival, lasting value, reporting cutting edge research results by authors across the globe. It features articles in distinct categories, including regular, brief and survey papers, technical communiqués, correspondence items, as well as reviews on published books of interest to the readership. It occasionally publishes special issues on emerging new topics or established mature topics of interest to a broad audience.
Automatica solicits original high-quality contributions in all the categories listed above, and in all areas of systems and control interpreted in a broad sense and evolving constantly. They may be submitted directly to a subject editor or to the Editor-in-Chief if not sure about the subject area. Editorial procedures in place assure careful, fair, and prompt handling of all submitted articles. Accepted papers appear in the journal in the shortest time feasible given production time constraints.