{"title":"BFFN:用于公平面部表情识别的新型平衡特征融合网络","authors":"","doi":"10.1016/j.engappai.2024.109277","DOIUrl":null,"url":null,"abstract":"<div><p>Facial expression recognition (FER) technology has become increasingly mature and applicable in recent years. However, it still suffers from the bias of expression class, which can lead to unfair decisions for certain expression classes in applications. This study aims to mitigate expression class bias through both pre-processing and in-processing approaches. First, we analyze the output of existing models and demonstrate the existence of obvious class bias, particularly for underrepresented expressions. Second, we develop a class-balanced dataset constructed through data generation, mitigating unfairness at the data level. Then, we propose the Balanced Feature Fusion Network (BFFN), a class fairness-enhancing network. The BFFN mitigates the class bias by adding facial action units (AU) to enrich expression-related features and allocating weights in the AU feature fusion process to improve the extraction ability of underrepresented expression features. Finally, extensive experiments on datasets (RAF-DB and AffectNet) provide evidence that our BFFN outperforms existing FER models, improving the fairness by at least 16%.</p></div>","PeriodicalId":50523,"journal":{"name":"Engineering Applications of Artificial Intelligence","volume":null,"pages":null},"PeriodicalIF":7.5000,"publicationDate":"2024-09-13","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"BFFN: A novel balanced feature fusion network for fair facial expression recognition\",\"authors\":\"\",\"doi\":\"10.1016/j.engappai.2024.109277\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><p>Facial expression recognition (FER) technology has become increasingly mature and applicable in recent years. However, it still suffers from the bias of expression class, which can lead to unfair decisions for certain expression classes in applications. This study aims to mitigate expression class bias through both pre-processing and in-processing approaches. First, we analyze the output of existing models and demonstrate the existence of obvious class bias, particularly for underrepresented expressions. Second, we develop a class-balanced dataset constructed through data generation, mitigating unfairness at the data level. Then, we propose the Balanced Feature Fusion Network (BFFN), a class fairness-enhancing network. The BFFN mitigates the class bias by adding facial action units (AU) to enrich expression-related features and allocating weights in the AU feature fusion process to improve the extraction ability of underrepresented expression features. Finally, extensive experiments on datasets (RAF-DB and AffectNet) provide evidence that our BFFN outperforms existing FER models, improving the fairness by at least 16%.</p></div>\",\"PeriodicalId\":50523,\"journal\":{\"name\":\"Engineering Applications of Artificial Intelligence\",\"volume\":null,\"pages\":null},\"PeriodicalIF\":7.5000,\"publicationDate\":\"2024-09-13\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Engineering Applications of Artificial Intelligence\",\"FirstCategoryId\":\"94\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0952197624014350\",\"RegionNum\":2,\"RegionCategory\":\"计算机科学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"AUTOMATION & CONTROL SYSTEMS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Engineering Applications of Artificial Intelligence","FirstCategoryId":"94","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0952197624014350","RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"AUTOMATION & CONTROL SYSTEMS","Score":null,"Total":0}
引用次数: 0
摘要
近年来,面部表情识别(FER)技术已经变得越来越成熟和适用。然而,它仍然受到表情类别偏差的影响,在应用中可能导致对某些表情类别做出不公平的决定。本研究旨在通过预处理和内部处理两种方法来减轻表达类别偏差。首先,我们分析了现有模型的输出,证明存在明显的类别偏差,尤其是对于代表性不足的表达。其次,我们开发了一种通过数据生成构建的类平衡数据集,在数据层面上减轻了不公平现象。然后,我们提出了平衡特征融合网络(BFFN)--一种增强类公平性的网络。BFFN 通过添加面部动作单元(AU)来丰富表情相关特征,并在 AU 特征融合过程中分配权重以提高代表性不足的表情特征的提取能力,从而减轻了类别偏差。最后,在数据集(RAF-DB 和 AffectNet)上进行的大量实验证明,我们的 BFFN 优于现有的 FER 模型,其公平性至少提高了 16%。
BFFN: A novel balanced feature fusion network for fair facial expression recognition
Facial expression recognition (FER) technology has become increasingly mature and applicable in recent years. However, it still suffers from the bias of expression class, which can lead to unfair decisions for certain expression classes in applications. This study aims to mitigate expression class bias through both pre-processing and in-processing approaches. First, we analyze the output of existing models and demonstrate the existence of obvious class bias, particularly for underrepresented expressions. Second, we develop a class-balanced dataset constructed through data generation, mitigating unfairness at the data level. Then, we propose the Balanced Feature Fusion Network (BFFN), a class fairness-enhancing network. The BFFN mitigates the class bias by adding facial action units (AU) to enrich expression-related features and allocating weights in the AU feature fusion process to improve the extraction ability of underrepresented expression features. Finally, extensive experiments on datasets (RAF-DB and AffectNet) provide evidence that our BFFN outperforms existing FER models, improving the fairness by at least 16%.
期刊介绍:
Artificial Intelligence (AI) is pivotal in driving the fourth industrial revolution, witnessing remarkable advancements across various machine learning methodologies. AI techniques have become indispensable tools for practicing engineers, enabling them to tackle previously insurmountable challenges. Engineering Applications of Artificial Intelligence serves as a global platform for the swift dissemination of research elucidating the practical application of AI methods across all engineering disciplines. Submitted papers are expected to present novel aspects of AI utilized in real-world engineering applications, validated using publicly available datasets to ensure the replicability of research outcomes. Join us in exploring the transformative potential of AI in engineering.