走向不同的方向?波兰和斯洛伐克 2023 年大选及其后果

IF 3.1 1区 社会学 Q1 ECONOMICS
Tim Haughton, Karolina Pomorska, Darina Malová, Kevin Deegan-Krause
{"title":"走向不同的方向?波兰和斯洛伐克 2023 年大选及其后果","authors":"Tim Haughton,&nbsp;Karolina Pomorska,&nbsp;Darina Malová,&nbsp;Kevin Deegan-Krause","doi":"10.1111/jcms.13656","DOIUrl":null,"url":null,"abstract":"<p>Elections provide signals. They signal the state of public opinion, the robustness of a democracy and the direction of democratic travel. Poland and Slovakia went to the polls in the autumn of 2023 in parliamentary elections. In both cases, they were change elections marked by the electorate's reaction to the acts and performance of governing parties propelled into power at previous elections in the context of significant social and political disruption caused by the pandemic and Russia's full-scale invasion of Ukraine. But they also marked the return to power of prominent politicians whose domestic political careers had appeared to be over. Moreover, responding to the direction of travel their countries had been taking in previous years, the old–new politicians at the helm of their respective countries sought to chart a different course. This change of direction had significant ramifications for the state of democracy, the European Union (EU) and wider international politics. Furthermore, whilst the Slovak case offers additional insights into the causes and course of democratic backsliding that has been a prominent feature of Central European politics in recent times (e.g., Bakker and Sitter, <span>2022</span>; Bernhard, <span>2021</span>; Guasti and Bustikova, <span>2023</span>; Vachudova, <span>2020</span>), the Polish case provides pointers to the necessary ingredients for democratic resilience. In addition, both cases underscore the arguments about swerves and careening in the processes of democratization or autocratization (Cianetti and Hanley, <span>2021</span>). Indeed, Poland and Slovakia not only illuminate that the path towards or away from democracy is rarely linear, involving many contingencies along the way, but also illuminate that journeys may involve many changes of direction depending on whose hands are on the steering wheel, particularly when the fate of democracy itself becomes central to political contestation.</p><p>Three-time Slovak Prime Minister Robert Fico had looked a broken man in 2020. In 2018, the murder of a journalist and his fiancée, who had been investigating the murky links between politicians, organized crime and organs of the state, provoked an outcry and large-scale demonstrations. Fico stepped down as premier, although he remained as head of his party, Direction – Social Democracy (Smer – sociálna demokracia, Smer-SD). In the subsequent parliamentary elections in 2020, Fico was swept from power. Thanks in no small part to anti-corruption appeals, Igor Matovič's Ordinary People and Independent Personalities (Obyčajní ľudia a nezávislé osobnosti, OĽaNO) hoovered up a quarter of the vote and was able to form a four-party coalition with a constitutional majority (Haughton et al., <span>2022</span>). Moreover, in the aftermath of the election, several of Fico's closest lieutenants broke away to form a new party, Voice – Social Democracy (Hlas – sociálna demokracia, Hlas-SD), luring away many Smer-SD voters. But after a political career that looked to be dying in the spring of 2020, Fico returned to the prime ministerial chair after Smer-SD bounced back to win the most votes in the election 3 years later.</p><p>In Poland, Law and Justice (Prawo i Sprawiedliwość, PiS) and its leader Jarosław Kaczyński had dominated Polish politics for the 8 years prior to the 2023 elections. PiS and Kaczyński's great rival in Polish politics for much of the 21st century was the Civic Platform (Platforma Obywatelska, PO), led by Donald Tusk, who had also become Kaczyński's long-standing nemesis. Tusk, however, left Polish politics in 2014 to become European Council President, appearing to draw a line under his domestic political career. But in a surprising turn of events, he decided to return to Poland and lead PO in the forthcoming elections. In 2023, the party and its coalition allies mustered enough votes to remove PiS from power and ensure a triumphant return for Tusk to the post of prime minister.</p><p>Both elections, however, were about much more than the striking returns of former prime ministers. Not only did they highlight deep divisions in public opinion and mark the electorate's verdict on the governments formed after the previous elections, but depending on one's political stance, they ushered in a period of reversal, restoration or revenge politics, with profound consequences for democracy in both countries.</p><p>The elections were also defeats or victories for coalitions. Slovakia's anti-Fico coalition had fractured by 2023, and Poland's anti-PiS coalition managed to put aside differences to work together and mobilize a large turnout of voters. Moreover, the formation of the new governments owed much to the mechanics of the electoral systems. Slovakia's proportional electoral system operates with a 5% threshold for parties and a 7% threshold for coalitions of two or three parties, but the party lists are open, allowing preference votes to be cast for specific candidates. Poland's proportional representation system operates with a 5% threshold for parties and an 8% threshold for coalitions. Junior coalition partners were aided in both cases: in Slovakia, flexible lists helped one of Fico's coalition allies cross the threshold, and in Poland, a crucial campaigning decision to encourage voters to support a smaller electoral bloc helped ensure the anti-PiS forces mustered enough seats to form a new government.</p><p>This article begins by examining the election outcome in both cases. After exploring the similarities and differences of electoral politics, we examine the domestic implications of the elections, particularly what the new governments' opponents like to label as revenge and what their supporters prefer to label as the politics of restoration. We then examine the EU and wider international implications, particularly regarding the war in Ukraine, before concluding with some wider lessons for democratic backsliding and the resilience of democracy across Europe.</p><p>Although nominally ideologically different parties (one belonging to the European Conservatives and Reformists and the other a long-time member of the Party of European Socialists, albeit having been suspended in 2006 for 3 years), PiS and Smer-SD entered their respective electoral campaigns not only as central players on their political scenes but also as offering a strikingly similar pitch to the electorate. PiS had emerged at the beginning of the 21st century, quickly becoming the standard bearer of cultural conservatism, standing in opposition to the liberal Civic Platform. In its second spell in government from 2015 onwards, PiS not only pushed its socially conservative agenda, such as restricting women's reproductive rights and articulating an anti-LGBT agenda, but also pursued a strong welfarist agenda, for example, by increasing child benefits (Grzebalska and Pető, <span>2018</span>). Moreover, under the party's watch, Poland experienced democratic backsliding. Following the ‘Fidesz playbook’, under PiS's rule, Poland saw not only the replacement of judges and the undermining of judicial independence but also a significant slanting of the media landscape and the use of identity politics to label certain sections of society as un-Polish – a set of developments that was important in mobilizing votes for PiS's opponents (Bernhard, <span>2025</span>; Pirro and Stanley, <span>2022</span>).</p><p>PiS's socially conservative, national-oriented and economically somewhat redistributionist policies (with an electorate based in the poorer, rural areas) were strikingly similar to Smer-SD. Smer-SD has been on a long journey since it was founded by Robert Fico in 1999. Originally a challenger party out of the new party handbook offering the country a new direction (hence the name) combined with centrist economic and social policies, the party orientated itself as the standard bearer of the left-leaning alternatives to the neo-liberal policies of the 2002–2006 government (Haughton and Rybář, <span>2008</span>). The party's pursuit of power fuelled its shift in ideological stance towards a more conservative cultural stance after the migration crisis in 2015 (Malová and Dolný, <span>2016</span>). The anti-Western and conservative elements in its politics were reinforced after the more moderate figures broke away from Smer-SD to form Hlas-SD and were encapsulated by the rebranding of the party as Smer – slovenská sociálna demokracia, indicating both a Slovak version of social democracy and an explicit nationalist appeal.</p><p>Standing in opposition to PiS and Smer-SD were an array of parties that broadly fit under the labels of pro-European, market orientated and culturally liberal. The fact that not all parties fall comfortably under those labels helps explain the fragmentation of the party-political scenes in both countries, although personality conflicts also played a central role in explaining and fuelling the fragmentation. Crucially, in both Poland and Slovakia, support for PiS and Smer-SD ran at well below 50%. Their chances of returning to power, therefore, owed much to how the non-PiS and non-Smer-SD voters would cast their ballots and whether they would turn out at all. The results of the elections are shown in Tables 1 and 2.</p><p>The exceptional level of turnout for the Polish elections (74.4%) was significantly higher than the norm over the past three decades, when only around half the electorate cast their ballots. The high turnout pointed to the fact that this was much more of a mobilization election, although conversion played an important role. PiS sought to mobilize voters with its slogan, ‘The Safe Future of the Poles’, pointing not only to military safety in light of the Ukraine war but also to illegal immigration, crime and energy security. PiS saw its vote drop from 8 to 7.6 million votes, but given that PiS wins many of its votes from older cohorts of voters, some of that drop might have been a simple product of demographic trends. Nevertheless, significantly, it indicates that PiS largely managed to hold onto its voters after 8 years in government, and its defeat owed much to the mobilization of the party's opponents.\n1</p><p>Exit poll data indicate that the key to the victory of the opposition parties was their ability to mobilize voters who had not voted in 2019. Two thirds of those who had not voted 4 years previously plumped for the opposition.\n2 The increase in turnout was not just thanks to an urban-dwelling youth vote,\n3 although that group played an important role. Rather, voters in a range of age cohorts in both rural and urban areas across the country were mobilized to turn out to vote for the opposition (Szczerbiak, <span>2023</span>). The success of mobilizing voters owed much to the way the opposition framed the election. Given the actions of the PiS government and its meddling with Poland's democratic institutions and media landscape, its illiberal Eurosceptic rhetoric and stance, combined with its crass and crude propaganda, helped the opposition frame the election as the last chance to save Poland's democracy. Another term of the PiS government was portrayed as likely to lead to the complete removal of individual rights like abortion and would push Poland out of the EU.\n4 Tusk portrayed his own return to domestic Polish politics as driven by a desire to help save Poland from the fate continued PiS government would deliver.</p><p>Crucially, the mobilization of voters was not simply thanks to politicians but to civil society. Fear of what the PiS government was doing and would do if re-elected to women's rights and Poland's place in Europe were key mobilizing themes at the heart of a number of big demonstrations over several years that were themselves products of a sustained campaign of organization and mobilization (Bernhard, <span>2025</span>).</p><p>Smer-SD's success in Slovakia owed much to the way Fico framed the election as a verdict on the four parties that had formed the government in 2020. Despite beginning with 63% of the seats in parliament, the coalition government led by Igor Matovič's OĽaNO failed to last,\n5 losing a no confidence vote in December 2022 with the country governed by a technocratic government until the elections. Disagreements over policy priorities played their part in generating friction between the coalition partners, but so did Matovič's chaotic governing style and blunt rhetoric. Whilst the pantomime of politics was playing out in parliament and cabinet, ordinary Slovaks were confronted first by the pandemic, followed swiftly by inflation and a cost-of-living crisis after Russia's full-scale invasion of Ukraine.</p><p>Contrasting his previous periods in power, where he could point to significant levels of economic growth and welfare payments to poorer parts of society, with the experience of the Matovič government, Fico's core pitch to the electorate was to offer stability, <i>poriadok</i> [‘order’] and effective leadership. He focused on mobilizing his core voters, particularly older voters, with promises of higher pensions (which was also a key promise for his eventual coalition partners in Hlas-SD). But the Smer-SD campaign added to the mix an anti-immigration agenda that attracted some nationalist voters and trenchant criticism of the Slovak government's fulsome support of Ukraine. In TV debates, on Facebook and at campaign rallies, Fico promised not to send another bullet to Slovakia's neighbour in its war with Russia but rather to focus on the challenges facing ordinary Slovaks.\n6 This blend of socio-economic support, criticism of the Ukraine war and a promise of strong leadership was central to Fico's electoral success (Mikušovič and Kerekes, <span>2023</span>).</p><p>Whereas Smer-SD portrayed a return of Fico to power as an opportunity, the former prime minister's opponents sought to frame the election partly around a fear of Fico and what a new Smer-SD-led government would mean for Slovakia. Progressive Slovakia (Progresívne Slovensko, PS), which had narrowly missed out on parliamentary representation in 2020, rose steadily in the polls and became the most likely leader of an alternative government. PS's leader Michal Simečka pointed presciently to the dangers of Fico returning to power during interviews and the set piece leaders' debates.\n7 Not only were there warnings of a return to dodgy deals for the benefit of Fico and his associates, but question marks were raised about the continuation of several investigations into the shady activities of businessmen and politicians close to Smer-SD's leader. PS sought to project itself as a party equipped with expertise and ready to take on the burdens of governing. The party's rise in the polls in the months before polling day hinted that PS could benefit from a bandwagon effect, similar to OĽaNO's success in 2020. In the end, however, the anti-Fico vote remained divided. This was partly a product of the voters. PS's socially liberal stance had limited appeal in the heartlands of Slovakia, and Simečka's lack of executive experience underlined questions about his leadership abilities. But decisions by other politicians, particularly the creation of a flurry of new parties, also seemed to underline that party politics was mobilized more by personal ambition and a desire to be the top dog than to co-operate to defeat Fico.</p><p>In both Slovakia and Poland, the ability of Fico and Tusk to form governments owed much to the electoral success of their coalition partners and the functioning of the electoral systems. In Poland, the eventual government formed was a coalition of coalitions, providing a strong parallel to the victory of Slovakia's coalition of coalitions that removed the illiberal government of Vladimír Mečiar in 1998 (Fisher, <span>2006</span>). Tusk's PO joined forces with an array of smaller groups, including greens, Silesians and the party Nowoczesna (Modern), in the Civic Coalition (Koalicja Obywatelska, KO). A collection of left-wing parties assembled together in The Left (Lewica) coalition. But it was the third coalition, The Third Way (Trzecia Droga, TD), that was arguably decisive in the election. At the heart of TD was Poland 2050, initially created as a social movement in 2020 around the TV personality and co-host of <i>Poland's Got Talent</i>, Szymon Hołownia, and one of Poland's perennial parties, the Polish People's Party (Polskie Stronnictwo Ludowe, PSL). PSL was formally at the head of a coalition itself, meaning that in some senses, the government formed after the election was a coalition of coalitions of coalitions. As the name might suggest, Third Way sought to offer an alternative path to the two parties that had dominated Polish politics in the 21st century, although at the core of its pitch was a moderate social conservatism: more conservative than PO and more moderate than PiS.</p><p>The success of TD owed much not only to its moderate stance but also to a deliberate campaigning strategy by Tusk and his team. The polarized nature of Polish politics meant PiS voters who had lost faith in, or enthusiasm for, the Kaczyński project were highly unlikely to switch to support the Civic Coalition, even with Tusk promising to maintain a number of social benefits introduced by the PiS government, such as increased pay for teachers and others in the public sector, and unlock EU funds withheld due to concerns over democratic backsliding.\n8 Cognizant that TD would likely be necessary for any majority KO-led government, Tusk even encouraged some voters to cast their ballots for Third Way to help ensure it would cross the electoral threshold.\n9 There had been some discussion prior to the election of a joint list of the coalition partners, but Tusk and his allies opted instead for separate lists, albeit sending a strong signal they would form a coalition government if they won a sufficient number of seats in parliament.</p><p>The mechanics of the electoral system also played a key role in Fico's return to power. Slovakia operates ‘strongly flexible’ lists, with voters able to cast preference votes for up to four candidates (Däubler and Hix, <span>2018</span>). Any candidate who gets the preferences of more than 3% of voters for that electoral list gets bumped up the list. No fewer than 25 members of parliament (MPs) elected (one sixth of the entire total) owed their election to preference votes. Open lists provide the opportunity for party leaderships keen to boost their overall support to offer places to individuals and organizations. The most striking beneficiary of preference voting was the Slovak National Party (Slovenska národná strana, SNS). Although one of the perennial parties of Slovak politics, it had fallen below the electoral threshold in 2020 and showed little sign of bouncing back in any subsequent election. But the party leadership struck deals, offering places to former members of neo-fascist parties and various nationalist personalities, many of whom had prominent profiles in the alternative media/disinformation scene. The SNS electoral list crossed the threshold with 5.62% of the vote, but of the 10 new MPs, only one, the SNS party leader Andrej Danko, was a member of the party. SNS indicated its willingness to join a government with Fico, and within days, a three-party coalition had been formed.</p><p>Whilst the pre-election agreement meant the composition of the coalition government in Poland was clear once the results were known, the same was not true of Slovakia. Much hinged on the decision of former Prime Minister Peter Pellegrini and his party, Hlas-SD, which had broken away from Smer-SD after the 2020 election. Pellegrini had sought to project Hlas-SD as a moderate social democratic party, keen to tell diplomats and foreign politicians that they were distinct from Smer-SD and wanted Slovakia to be part of the European mainstream. Pellegrini's decision was going to be pivotal to the creation of any majority government. In the immediate days after the election, political circles and media coverage were awash with rumours and suggestions of deals and offers from both Fico and Simečka. Nonetheless, it became clear quite rapidly that Pellegrini and his party would return to the mother ship, at least in terms of coalition formation. Whether driven by a sense of ideological proximity, the likelihood Fico had some <i>kompromat</i> linked to personal peccadillos and less than angelic behaviour of Hlas-SD politicians when they were in Smer-SD, or that a PS-led government would likely be a more fractious and disputatious coalition, Pellegrini swiftly agreed to form a coalition with Smer-SD and SNS.</p><p>Both the Fico- and Tusk-led governments quickly embarked on what might be neutrally described as a rapid reversal of some of their predecessors' policies, but what supporters might label ‘restoration’ and opponents ‘revenge’ politics. Despite stressing socio-economic themes in the election campaign, the new Fico-led government's priorities appeared to be focused on judicial politics and self-protection. The police chief and several officials investigating allegations of criminal behaviour involving Fico and his associates were removed from office, followed by the replacement of the head of the security service a few months later. Moreover, much initial parliamentary time was taken up pushing through amendments to the criminal code involving a reduction of sentences for those found guilty of various crimes, including corruption and rape, and a shortening of the statute of limitations. Furthermore, the office of special prosecutor, designed to investigate high-profile crimes and headed by a former politician and critic of Fico, was abolished.</p><p>If the direction of travel in Slovakia was away from democratic norms in Poland, the stated aim – and indeed, the glue keeping the ideologically diverse coalition of coalitions together – was to restore democracy and reverse the 8 years of backsliding under PiS rule. But that raised profound questions surrounding the means by which those goals would be achieved. How far does a government seeking to reverse democratic backsliding have to employ some of the methods their opponents used in power? Employing an ‘iron broom’,\n10 the new government, for instance, replaced the management and supervisory boards of the state media company and state-owned Polish Press Agency, switched off the broadcast feed for the 24-h news channel ‘TVP Info’ and began a process of reforming the judiciary, where over 3000 judges had been nominated since PiS had it overhauled.</p><p>Indeed, both Poland and Slovakia highlight dilemmas for opponents of backsliding regimes: ignore past lawbreaking and risk its return or prosecute the backsliders' violations and risk accusations of politicizing the police and courts – a dilemma that is even stronger when the backsliders have themselves politicized the judicial system and induced their democratic opponents to cry foul. Moreover, when backsliders use legal means to lock in anti-democratic personnel and policies, they store up political resources for when they lose elections. Newly elected democrats again face a dilemma: allow their efforts at democratic reforms to be blocked by the previous government's holdover appointments, making them look impotent, or find sufficient justification for changing the rules of the game to replace them, thereby risking undermining their own democratic credentials. If backsliders can cast enough doubt on the democrats' commitment to the rule of law, then they may find it easier to return to office and continue their backsliding, now justified as the restoration of the rule of law.</p><p>Predictably, both new governments' changes provoked domestic backlash. In Poland, PiS politicians and supporters fulminated and protested. Kaczyński labelled Tusk a German agent and even likened him to Hitler.\n11 In Slovakia, with strong echoes of the reaction to the last time Fico was in power, the actions of the new government were met with a series of regular large-scale demonstrations across the country. But they also provoked sharp words from Brussels. EU Justice Commissioner Didier Reynders sent a letter in December asking the authorities not to abolish the prosecutor's office, and a motion criticizing the Fico government's steps was overwhelmingly passed by the European Parliament.\n12 Fico and his allies placed blame for the resolution and the threat of withholding EU funds at the door of opposition politicians from Slovakia who were accused of painting developments in the blackest of lights in EU circles.</p><p>Although the posts of president in Poland and Slovakia have limited powers, they can help delay or accelerate a government's agenda for change (Hloušek et al., <span>2013</span>). In the case of Poland, not only are the presidential powers notably stronger, particularly the three-fifths majority to overturn a veto, but also the president's competencies stretch into foreign policy. Both Polish President Andrzej Duda and his counterpart in Slovakia, Zuzana Čaputová, were political opponents of Tusk and Fico, respectively. Duda had been PiS's candidate in two elections, and Čaputová had been a member of PS, although both had formally renounced their party membership when they became head of state. Both presidents invited the leader of the party that had won the largest number of seats to form a government, which meant in Poland's case that despite the fact that PiS would not be able to muster a majority in parliament, the formal formation of the Tusk-led government was delayed by a fortnight. At a frosty meeting in the presidential palace, Čaputová, whom Fico had labelled an American agent, invited Fico to try to form a government, although, as noted above, a Smer-SD–Hlas-SD–SNS government looked likely but not certain in the immediate aftermath of the election.</p><p>In both Poland and Slovakia, the presidency played a role in obstructing or complicating the actions of the new government. Not only in a dramatic display of defiance did Duda allow two high-ranking PiS politicians convicted of abuse of power shelter in the presidential palace when the police had gone to their homes to arrest them, but he also sought to hinder the social agenda of the new government by vetoing a law liberalizing the use of the morning after pill. The need for a three-fifths majority in parliament to overturn a presidential veto meant that Duda had at his disposal a tool to hinder the new government until the end of his term in 2025. In Slovakia, Čaputová openly criticized the government for several of its priorities and for using accelerated procedures in parliament to ram home their changes. Moreover, she exercised her formal powers by referring the changes to the criminal code to the Constitutional Court, which found in her favour. Her actions only raised the stakes for the then-forthcoming presidential election. In the second round in April 2024, whereas Fico's preferred candidate Peter Pellegrini offered ‘pokoj’ [calm], his opponent in the second round, the former foreign minister and candidate backed by the opposition, Ivan Korčok, promised to be a bulwark against Fico. Pellegrini's victory seemed not only to confirm Slovakia's direction of travel but also to remove an actor with the potential to throw obstacles into the road.\n13</p><p>Post-election developments in Slovakia and Poland underscore the process and sequential nature of democratic backsliding and its reversal, shaped by constraints and opportunities. The new Fico government's decision to focus first on the judiciary and police had clear logic. One of the Matovič government's few successes was increasing the independence of investigative bodies, leading to many prosecutions of politicians and associates of the last Smer-SD-led government over corruption allegations. The new Fico government's almost immediate removal of personnel investigating these crimes and the abolition of the special prosecutor's office helped halt proceedings and sent out a strong signal about the limits of what the new government was willing to countenance. Moreover, the next step, changing the Criminal Code, would help to place a protective shield around less than angelic behaviour. Criticism of these steps and the decision of the Slovak Constitutional Court to block the legislation and stifle the new government's agenda were then met with accusations of unconstitutional behaviour and threats of dismissal. The criticisms were also levelled more generally at the media, which, after the first 6 months in government, became the next focus in Slovakia's illiberal turn as a new law overhauled the state broadcaster, creating a governing council predominated by government nominees. This new oversight body, combined with complaints of pressure placed on journalists on private TV stations and in newspapers, pointed to attempts to muffle or turn down the volume of criticism in the media. What is striking in the Polish case is that the desire to reverse the illiberalism of the previous 8 years does not involve a ‘U-turn’ in the strictest sense of sequencing. In fact, the initial steps in either direction are much the same: a focus on the judicial sphere and the media landscape.</p><p>Electoral and unexpected events underlined and reinforced divisions in both societies. Despite giving the impression it would be a priority, little progress was made on Tusk's promises on LGBT rights, including a formalization of LGBT partnerships and a law on hate speech that got stuck in the parliamentary freezer. The lack of progress owed something to the sheer size of the government's in-tray, but social conservatives in the coalition also had one eye on impending local and European elections. In Slovakia, the assassination attempt on Fico in May 2024 underscored the polarized nature of society. Close allies of Fico pointed fingers of blame at opposition politicians and the liberal media for fostering a hostile environment, whereas opposition voices expressed fears the shooting could be used to justify an acceleration of democratic erosion (Alderman and Haughton, <span>2024</span>).</p><p>The war in Ukraine cast a long shadow over European politics in 2023. Despite deep divisions in domestic politics, thanks to geopolitical vulnerabilities linked to historical experiences, there was broad agreement amongst Polish parties that the country needed to stand on the side of Ukraine and against the threat posed by Russia. Given Tusk's stature in Brussels and good relations with key European politicians, his election meant that the voice of those calling for greater support for Ukraine within the EU was further strengthened in the European Council. In contrast, the election of the Smer-SD government in Slovakia indicated a weakening of the EU's support for Ukraine.</p><p>Slovakia had long harboured contrasting views on Russia, with clear pro-Russian sentiments being expressed by SNS and various neo-fascist politicians. Smer-SD's position had consistently been more ambiguous. As far back as 2006, Fico had emphasized in his election campaigns and his government's declarations that foreign policy should be directed to all four corners of the globe, not just the West (Marušiak et al., <span>2007</span>), a refrain he repeated in the 2023 campaign. But whilst in 2006, such language could be interpreted as a call for an outward-looking Slovakia, in 2023, it signalled sympathy towards Russia's side in the war.</p><p>Once in office the words and deeds of the new Fico government sent out mixed signals. On the one hand, Fico continued to use his campaigning line about not sending a single bullet to Ukraine but only offering aid to address the tragic human consequences of the war. Moreover, he spoke of the need for Ukraine to give up territory in order to end the war, and the new foreign minister, Juraj Blanár, was pictured shaking hands with his Russian counterpart, Sergey Lavrov, at an international conference. But these statements sat uncomfortably with a willingness to allow private firms (some of which had links to leading figures in Smer-SD) to continue to export arms to Ukraine\n14 and a joint meeting of the Slovak and Ukrainian governments in the eastern Slovak town of Michalovce in April, at which warm words were exchanged.\n15 Moreover, despite making strong critical noises about the war on the eve of European Council meetings, Fico tended to go along with the collective decisions reached, albeit with Slovakia taking a backseat. The mixed messages meant that under Fico, Slovakia had become an ‘unpredictable’ and unreliable player in the sphere of EU and foreign policy (Pisklová, <span>2024</span>; Strážay, <span>2023</span>).</p><p>Smer-SD's mixed signals can be partly explained by a balancing act: a desire to send a strong signal to a domestic audience whilst not proving to be such a troublesome player on the European stage. The explanation for Slovakia's stance under Fico, however, is also linked to deeper sets of vulnerabilities and how a power-seeking politician like Fico responds to those vulnerabilities. Over the course of its two decades of EU membership, Slovakia has offered challenges to EU policies in the fields of fiscal and foreign policies (Malová et al., <span>2005</span>), but as a small, landlocked, highly trade-dependent country, Slovakia has no real alternative to EU membership (Högenauer and Mišík, <span>2024</span>). Politicians may vent and criticize, but they are clear in stating where Slovakia's place unambiguously lies. Nonetheless, the Michalovce meeting arguably points to Fico's key motivations. The deals struck on energy, infrastructure and economic support for Ukraine's reconstruction have clear benefits for the Slovak economy and the business interests of individuals close to the prime minister. Fico's description of his planned trip to China as the ‘trip of the year’ only seemed to underline the priority of business interests.\n16</p><p>The new Slovak government did not just cause concerns in Brussels over the war in Ukraine; there were also fears the government's domestic agenda would create a new chapter in the EU's ‘autocracy problem’ with Fico posing similar rule of law challenges to Hungary's Viktor Orbán and Poland under PiS (Kelemen, <span>2024</span>). Loud critical voices, the threat of withholding funds and an overwhelming vote in the European Parliament [494 out of 630 members of the European Parliament (MEPs) supported the resolution] criticizing the changes to the Criminal Code, however, appeared to have no impact on the speed and direction of travel of Slovakia's new government.</p><p>In contrast, the new Polish government was greeted with a sigh of relief in Brussels, given both its domestic agenda and the expected engagement in EU policy-making,\n17 even more so in light of Poland's forthcoming presidency of the Council scheduled for the first half of 2025. As Slovakia was beginning to cause concerns, former European Council President Tusk was welcomed back to Brussels as a cure to the PiS-induced rule of law headache in Poland. The new Polish prime minister was able to deliver quickly on a promise to unlock EU funds, securing an initial €5 billion as an early Christmas present for his country. Moreover, the departure from the populist foreign policy approach to negotiations, which rested on the contestation of values as well as established ‘ways of doing things’ combined with the disruption of the daily conduct of negotiations, was welcomed in European circles (Juncos and Pomorska, <span>2021</span>, <span>2024</span>).</p><p>The Polish premier was not the only personnel change. An ‘iron broom’ also swept through the administration, with high-level changes also within the Polish representation to the EU, with Tusk's former chef de cabinet in the European Council, Piotr Serafin, put in charge. Moreover, Radek Sikorski, who returned as foreign minister, was quick to announce his intention to exchange 50 ambassadors. This plan, however, was complicated by the unwillingness of President Duda to co-operate.</p><p>What changed radically in the case of Poland was its reputational capital. Aside from Tusk's personal reputation in Brussels following his tenure as European Council president, his previous government had been mainly seen as constructive, including running a successful presidency in 2011 (Pomorska and Vanhoonacker, <span>2012</span>). With the new government, Poland also re-gained its full coalition capacity, which had been damaged during the PiS government. Nevertheless, Poland under Tusk will not be simply an acquiescent member state. Indeed, in areas such as migration or the environment and climate, it is likely to run against the majority of the other member states. Following the protests by Polish farmers on both the Green Deal and the liberalization of trade with Ukraine, for example, Tusk was quick to request that Poland be given exemptions from some provisions of the Green Deal.</p><p>The election of the new governments had consequences for regional groupings, both symbolically and substantially. Whilst the revival of the Weimar Triangle was emblematic of Poland's return to the European mainstream, it did not bring the same good news for the Visegrád Four. Weimar became a convenient platform for the new Polish government to improve relations with Germany and France, both of which became strained under PiS's rule. The practice of exchanging information and co-ordination before important meetings has been one of the main functions of Weimar within the EU, practices that looked set to return under Tusk. As a symbolic gesture, after visiting President Joe Biden in March 2024, Tusk called for an immediate follow-up within an extraordinary meeting of the Weimar Triangle. Moreover, whilst Poland and France announced they were working on signing an interstate treaty akin to the one France signed with Germany, Sikorski announced in Berlin that the ‘Polish-German partnership has to return to its normal state because we are a part of the same family’.\n18</p><p>But whilst there were smiles and handshakes when Tusk met Olaf Scholz and Emanuel Macron, despite some polite words and the articulation of common concerns about the Green Deal and migration, the press conference at the end of a Visegrád Four meeting in Prague in March 2024 exposed the deep divisions between the Czechs and Poles on the one hand and Hungary and Slovakia on the other.\n19 Although Poland and Slovakia had in some sense swapped places, this was just the latest iteration of what had been dubbed the ‘V 2 + 2’.\n20 In spring 2024, one of the most divisive issues remained sending arms to Ukraine,\n21 with both Hungary and Slovakia reluctant to support the efforts of the Czechs and the Poles. Visegrád may become an uncomfortable forum for Tusk if it is seen as providing additional legitimacy to Orbán. After all, Tusk himself emphasized at the summit that fundamental values like freedom, human rights and the rule of law were key when co-operation was established.\n22</p><p>In both Poland and Slovakia in 2023 voters signalled a desire for change, for renewal and for reversal, although some politicians took this as a cue for revenge. But the results also provided signals for actors in the fluid world of parties and electoral politics. Defeat provoked internal debates over strategy and the leadership of parties. The results and a subsequent decline in PiS's poll rating fuelled a flurry of speculation about the future role of Kaczyński, whereas the electoral success of TD led to Hołownia's star appearing to rise again in discussions of future presidential candidates. In Poland, ideological differences, particularly between the social liberals and social conservatives in the eclectic coalition, soon came to the fore, highlighting not only that there are both centrifugal and centripetal forces that will shape the coalition's longevity but also that democratic backsliding and conservative backlash are not simply two sides of the same coin (O'Dwyer, <span>2024</span>). Slovakia's own presidential elections in April 2024 seemingly confirmed that the course of Slovak politics was set for the foreseeable future. But Pellegrini's accession to the traditionally non-partisan presidency opened up existential questions over the future of Hlas-SD and indeed the coalition.</p><p>Despite the sharp change of direction after the elections, neither country's path is immutable. Decisions by government and opposition politicians and the response of the wider electorate in the coming months and years will shape the likelihood of tacking, veering and U-turns. But the experience of the first few months of the new governments indicates that it is easier to undermine liberal democracy than reconstruct it. Bulldozers and builders face different tasks and function in different ways.</p><p>More broadly, the election results in both countries underscored the increasingly common picture across Europe of complicated party systems. Within these fragmented and fluid party systems, there are sizeable slices of the electorate supportive of parties such as PiS and Smer-SD, but whether that translates into an ability to form governments still depends heavily on the choices of smaller and newer political actors in coalition formation.</p><p>Poland and Slovakia highlight three wider lessons for the study of democratic backsliding and resilience. First, electoral turnout matters. The Polish case underlines both the importance of civil society groups in mobilizing the electorate before and during election campaigns and the combination of urban-dwelling youth and middle-aged citizens in more rural areas turning out to vote. Second, the qualities of compromise, collaboration and self-limitation were necessary in the forging of a coalition that could end 8 years of PiS rule and halt Poland's illiberal and democratic slide. The recipe cooked up in Poland in 2023 – and indeed, the story of turnout – bore a strong resemblance to the coalition of coalitions elected in Slovakia in 1998. Moreover, the coalition's ongoing cohesion will determine whether the changes become entrenched or find themselves subject to overhaul. Third, Poland and Slovakia illuminate the means by which states seek to reverse direction along the liberal/illiberal path. The two cases show that judicial appointments and changes to the media landscape are clear priorities. For advocates of liberal democracy, developments in Slovakia show how quickly things can move in an unwelcome direction, whereas Poland indicates how the direction of travel can be changed, albeit in ways that raise questions about the means and ability to achieve the stated aims. Democracy is, as the Slovak cartoonist Shooty put it, ‘makačka’ (‘a difficult job’).\n23</p>","PeriodicalId":51369,"journal":{"name":"Jcms-Journal of Common Market Studies","volume":"62 S1","pages":"186-200"},"PeriodicalIF":3.1000,"publicationDate":"2024-07-28","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/jcms.13656","citationCount":"0","resultStr":"{\"title\":\"Going in Different Directions? The 2023 Elections in Poland and Slovakia and Their Aftermath\",\"authors\":\"Tim Haughton,&nbsp;Karolina Pomorska,&nbsp;Darina Malová,&nbsp;Kevin Deegan-Krause\",\"doi\":\"10.1111/jcms.13656\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>Elections provide signals. They signal the state of public opinion, the robustness of a democracy and the direction of democratic travel. Poland and Slovakia went to the polls in the autumn of 2023 in parliamentary elections. In both cases, they were change elections marked by the electorate's reaction to the acts and performance of governing parties propelled into power at previous elections in the context of significant social and political disruption caused by the pandemic and Russia's full-scale invasion of Ukraine. But they also marked the return to power of prominent politicians whose domestic political careers had appeared to be over. Moreover, responding to the direction of travel their countries had been taking in previous years, the old–new politicians at the helm of their respective countries sought to chart a different course. This change of direction had significant ramifications for the state of democracy, the European Union (EU) and wider international politics. Furthermore, whilst the Slovak case offers additional insights into the causes and course of democratic backsliding that has been a prominent feature of Central European politics in recent times (e.g., Bakker and Sitter, <span>2022</span>; Bernhard, <span>2021</span>; Guasti and Bustikova, <span>2023</span>; Vachudova, <span>2020</span>), the Polish case provides pointers to the necessary ingredients for democratic resilience. In addition, both cases underscore the arguments about swerves and careening in the processes of democratization or autocratization (Cianetti and Hanley, <span>2021</span>). Indeed, Poland and Slovakia not only illuminate that the path towards or away from democracy is rarely linear, involving many contingencies along the way, but also illuminate that journeys may involve many changes of direction depending on whose hands are on the steering wheel, particularly when the fate of democracy itself becomes central to political contestation.</p><p>Three-time Slovak Prime Minister Robert Fico had looked a broken man in 2020. In 2018, the murder of a journalist and his fiancée, who had been investigating the murky links between politicians, organized crime and organs of the state, provoked an outcry and large-scale demonstrations. Fico stepped down as premier, although he remained as head of his party, Direction – Social Democracy (Smer – sociálna demokracia, Smer-SD). In the subsequent parliamentary elections in 2020, Fico was swept from power. Thanks in no small part to anti-corruption appeals, Igor Matovič's Ordinary People and Independent Personalities (Obyčajní ľudia a nezávislé osobnosti, OĽaNO) hoovered up a quarter of the vote and was able to form a four-party coalition with a constitutional majority (Haughton et al., <span>2022</span>). Moreover, in the aftermath of the election, several of Fico's closest lieutenants broke away to form a new party, Voice – Social Democracy (Hlas – sociálna demokracia, Hlas-SD), luring away many Smer-SD voters. But after a political career that looked to be dying in the spring of 2020, Fico returned to the prime ministerial chair after Smer-SD bounced back to win the most votes in the election 3 years later.</p><p>In Poland, Law and Justice (Prawo i Sprawiedliwość, PiS) and its leader Jarosław Kaczyński had dominated Polish politics for the 8 years prior to the 2023 elections. PiS and Kaczyński's great rival in Polish politics for much of the 21st century was the Civic Platform (Platforma Obywatelska, PO), led by Donald Tusk, who had also become Kaczyński's long-standing nemesis. Tusk, however, left Polish politics in 2014 to become European Council President, appearing to draw a line under his domestic political career. But in a surprising turn of events, he decided to return to Poland and lead PO in the forthcoming elections. In 2023, the party and its coalition allies mustered enough votes to remove PiS from power and ensure a triumphant return for Tusk to the post of prime minister.</p><p>Both elections, however, were about much more than the striking returns of former prime ministers. Not only did they highlight deep divisions in public opinion and mark the electorate's verdict on the governments formed after the previous elections, but depending on one's political stance, they ushered in a period of reversal, restoration or revenge politics, with profound consequences for democracy in both countries.</p><p>The elections were also defeats or victories for coalitions. Slovakia's anti-Fico coalition had fractured by 2023, and Poland's anti-PiS coalition managed to put aside differences to work together and mobilize a large turnout of voters. Moreover, the formation of the new governments owed much to the mechanics of the electoral systems. Slovakia's proportional electoral system operates with a 5% threshold for parties and a 7% threshold for coalitions of two or three parties, but the party lists are open, allowing preference votes to be cast for specific candidates. Poland's proportional representation system operates with a 5% threshold for parties and an 8% threshold for coalitions. Junior coalition partners were aided in both cases: in Slovakia, flexible lists helped one of Fico's coalition allies cross the threshold, and in Poland, a crucial campaigning decision to encourage voters to support a smaller electoral bloc helped ensure the anti-PiS forces mustered enough seats to form a new government.</p><p>This article begins by examining the election outcome in both cases. After exploring the similarities and differences of electoral politics, we examine the domestic implications of the elections, particularly what the new governments' opponents like to label as revenge and what their supporters prefer to label as the politics of restoration. We then examine the EU and wider international implications, particularly regarding the war in Ukraine, before concluding with some wider lessons for democratic backsliding and the resilience of democracy across Europe.</p><p>Although nominally ideologically different parties (one belonging to the European Conservatives and Reformists and the other a long-time member of the Party of European Socialists, albeit having been suspended in 2006 for 3 years), PiS and Smer-SD entered their respective electoral campaigns not only as central players on their political scenes but also as offering a strikingly similar pitch to the electorate. PiS had emerged at the beginning of the 21st century, quickly becoming the standard bearer of cultural conservatism, standing in opposition to the liberal Civic Platform. In its second spell in government from 2015 onwards, PiS not only pushed its socially conservative agenda, such as restricting women's reproductive rights and articulating an anti-LGBT agenda, but also pursued a strong welfarist agenda, for example, by increasing child benefits (Grzebalska and Pető, <span>2018</span>). Moreover, under the party's watch, Poland experienced democratic backsliding. Following the ‘Fidesz playbook’, under PiS's rule, Poland saw not only the replacement of judges and the undermining of judicial independence but also a significant slanting of the media landscape and the use of identity politics to label certain sections of society as un-Polish – a set of developments that was important in mobilizing votes for PiS's opponents (Bernhard, <span>2025</span>; Pirro and Stanley, <span>2022</span>).</p><p>PiS's socially conservative, national-oriented and economically somewhat redistributionist policies (with an electorate based in the poorer, rural areas) were strikingly similar to Smer-SD. Smer-SD has been on a long journey since it was founded by Robert Fico in 1999. Originally a challenger party out of the new party handbook offering the country a new direction (hence the name) combined with centrist economic and social policies, the party orientated itself as the standard bearer of the left-leaning alternatives to the neo-liberal policies of the 2002–2006 government (Haughton and Rybář, <span>2008</span>). The party's pursuit of power fuelled its shift in ideological stance towards a more conservative cultural stance after the migration crisis in 2015 (Malová and Dolný, <span>2016</span>). The anti-Western and conservative elements in its politics were reinforced after the more moderate figures broke away from Smer-SD to form Hlas-SD and were encapsulated by the rebranding of the party as Smer – slovenská sociálna demokracia, indicating both a Slovak version of social democracy and an explicit nationalist appeal.</p><p>Standing in opposition to PiS and Smer-SD were an array of parties that broadly fit under the labels of pro-European, market orientated and culturally liberal. The fact that not all parties fall comfortably under those labels helps explain the fragmentation of the party-political scenes in both countries, although personality conflicts also played a central role in explaining and fuelling the fragmentation. Crucially, in both Poland and Slovakia, support for PiS and Smer-SD ran at well below 50%. Their chances of returning to power, therefore, owed much to how the non-PiS and non-Smer-SD voters would cast their ballots and whether they would turn out at all. The results of the elections are shown in Tables 1 and 2.</p><p>The exceptional level of turnout for the Polish elections (74.4%) was significantly higher than the norm over the past three decades, when only around half the electorate cast their ballots. The high turnout pointed to the fact that this was much more of a mobilization election, although conversion played an important role. PiS sought to mobilize voters with its slogan, ‘The Safe Future of the Poles’, pointing not only to military safety in light of the Ukraine war but also to illegal immigration, crime and energy security. PiS saw its vote drop from 8 to 7.6 million votes, but given that PiS wins many of its votes from older cohorts of voters, some of that drop might have been a simple product of demographic trends. Nevertheless, significantly, it indicates that PiS largely managed to hold onto its voters after 8 years in government, and its defeat owed much to the mobilization of the party's opponents.\\n1</p><p>Exit poll data indicate that the key to the victory of the opposition parties was their ability to mobilize voters who had not voted in 2019. Two thirds of those who had not voted 4 years previously plumped for the opposition.\\n2 The increase in turnout was not just thanks to an urban-dwelling youth vote,\\n3 although that group played an important role. Rather, voters in a range of age cohorts in both rural and urban areas across the country were mobilized to turn out to vote for the opposition (Szczerbiak, <span>2023</span>). The success of mobilizing voters owed much to the way the opposition framed the election. Given the actions of the PiS government and its meddling with Poland's democratic institutions and media landscape, its illiberal Eurosceptic rhetoric and stance, combined with its crass and crude propaganda, helped the opposition frame the election as the last chance to save Poland's democracy. Another term of the PiS government was portrayed as likely to lead to the complete removal of individual rights like abortion and would push Poland out of the EU.\\n4 Tusk portrayed his own return to domestic Polish politics as driven by a desire to help save Poland from the fate continued PiS government would deliver.</p><p>Crucially, the mobilization of voters was not simply thanks to politicians but to civil society. Fear of what the PiS government was doing and would do if re-elected to women's rights and Poland's place in Europe were key mobilizing themes at the heart of a number of big demonstrations over several years that were themselves products of a sustained campaign of organization and mobilization (Bernhard, <span>2025</span>).</p><p>Smer-SD's success in Slovakia owed much to the way Fico framed the election as a verdict on the four parties that had formed the government in 2020. Despite beginning with 63% of the seats in parliament, the coalition government led by Igor Matovič's OĽaNO failed to last,\\n5 losing a no confidence vote in December 2022 with the country governed by a technocratic government until the elections. Disagreements over policy priorities played their part in generating friction between the coalition partners, but so did Matovič's chaotic governing style and blunt rhetoric. Whilst the pantomime of politics was playing out in parliament and cabinet, ordinary Slovaks were confronted first by the pandemic, followed swiftly by inflation and a cost-of-living crisis after Russia's full-scale invasion of Ukraine.</p><p>Contrasting his previous periods in power, where he could point to significant levels of economic growth and welfare payments to poorer parts of society, with the experience of the Matovič government, Fico's core pitch to the electorate was to offer stability, <i>poriadok</i> [‘order’] and effective leadership. He focused on mobilizing his core voters, particularly older voters, with promises of higher pensions (which was also a key promise for his eventual coalition partners in Hlas-SD). But the Smer-SD campaign added to the mix an anti-immigration agenda that attracted some nationalist voters and trenchant criticism of the Slovak government's fulsome support of Ukraine. In TV debates, on Facebook and at campaign rallies, Fico promised not to send another bullet to Slovakia's neighbour in its war with Russia but rather to focus on the challenges facing ordinary Slovaks.\\n6 This blend of socio-economic support, criticism of the Ukraine war and a promise of strong leadership was central to Fico's electoral success (Mikušovič and Kerekes, <span>2023</span>).</p><p>Whereas Smer-SD portrayed a return of Fico to power as an opportunity, the former prime minister's opponents sought to frame the election partly around a fear of Fico and what a new Smer-SD-led government would mean for Slovakia. Progressive Slovakia (Progresívne Slovensko, PS), which had narrowly missed out on parliamentary representation in 2020, rose steadily in the polls and became the most likely leader of an alternative government. PS's leader Michal Simečka pointed presciently to the dangers of Fico returning to power during interviews and the set piece leaders' debates.\\n7 Not only were there warnings of a return to dodgy deals for the benefit of Fico and his associates, but question marks were raised about the continuation of several investigations into the shady activities of businessmen and politicians close to Smer-SD's leader. PS sought to project itself as a party equipped with expertise and ready to take on the burdens of governing. The party's rise in the polls in the months before polling day hinted that PS could benefit from a bandwagon effect, similar to OĽaNO's success in 2020. In the end, however, the anti-Fico vote remained divided. This was partly a product of the voters. PS's socially liberal stance had limited appeal in the heartlands of Slovakia, and Simečka's lack of executive experience underlined questions about his leadership abilities. But decisions by other politicians, particularly the creation of a flurry of new parties, also seemed to underline that party politics was mobilized more by personal ambition and a desire to be the top dog than to co-operate to defeat Fico.</p><p>In both Slovakia and Poland, the ability of Fico and Tusk to form governments owed much to the electoral success of their coalition partners and the functioning of the electoral systems. In Poland, the eventual government formed was a coalition of coalitions, providing a strong parallel to the victory of Slovakia's coalition of coalitions that removed the illiberal government of Vladimír Mečiar in 1998 (Fisher, <span>2006</span>). Tusk's PO joined forces with an array of smaller groups, including greens, Silesians and the party Nowoczesna (Modern), in the Civic Coalition (Koalicja Obywatelska, KO). A collection of left-wing parties assembled together in The Left (Lewica) coalition. But it was the third coalition, The Third Way (Trzecia Droga, TD), that was arguably decisive in the election. At the heart of TD was Poland 2050, initially created as a social movement in 2020 around the TV personality and co-host of <i>Poland's Got Talent</i>, Szymon Hołownia, and one of Poland's perennial parties, the Polish People's Party (Polskie Stronnictwo Ludowe, PSL). PSL was formally at the head of a coalition itself, meaning that in some senses, the government formed after the election was a coalition of coalitions of coalitions. As the name might suggest, Third Way sought to offer an alternative path to the two parties that had dominated Polish politics in the 21st century, although at the core of its pitch was a moderate social conservatism: more conservative than PO and more moderate than PiS.</p><p>The success of TD owed much not only to its moderate stance but also to a deliberate campaigning strategy by Tusk and his team. The polarized nature of Polish politics meant PiS voters who had lost faith in, or enthusiasm for, the Kaczyński project were highly unlikely to switch to support the Civic Coalition, even with Tusk promising to maintain a number of social benefits introduced by the PiS government, such as increased pay for teachers and others in the public sector, and unlock EU funds withheld due to concerns over democratic backsliding.\\n8 Cognizant that TD would likely be necessary for any majority KO-led government, Tusk even encouraged some voters to cast their ballots for Third Way to help ensure it would cross the electoral threshold.\\n9 There had been some discussion prior to the election of a joint list of the coalition partners, but Tusk and his allies opted instead for separate lists, albeit sending a strong signal they would form a coalition government if they won a sufficient number of seats in parliament.</p><p>The mechanics of the electoral system also played a key role in Fico's return to power. Slovakia operates ‘strongly flexible’ lists, with voters able to cast preference votes for up to four candidates (Däubler and Hix, <span>2018</span>). Any candidate who gets the preferences of more than 3% of voters for that electoral list gets bumped up the list. No fewer than 25 members of parliament (MPs) elected (one sixth of the entire total) owed their election to preference votes. Open lists provide the opportunity for party leaderships keen to boost their overall support to offer places to individuals and organizations. The most striking beneficiary of preference voting was the Slovak National Party (Slovenska národná strana, SNS). Although one of the perennial parties of Slovak politics, it had fallen below the electoral threshold in 2020 and showed little sign of bouncing back in any subsequent election. But the party leadership struck deals, offering places to former members of neo-fascist parties and various nationalist personalities, many of whom had prominent profiles in the alternative media/disinformation scene. The SNS electoral list crossed the threshold with 5.62% of the vote, but of the 10 new MPs, only one, the SNS party leader Andrej Danko, was a member of the party. SNS indicated its willingness to join a government with Fico, and within days, a three-party coalition had been formed.</p><p>Whilst the pre-election agreement meant the composition of the coalition government in Poland was clear once the results were known, the same was not true of Slovakia. Much hinged on the decision of former Prime Minister Peter Pellegrini and his party, Hlas-SD, which had broken away from Smer-SD after the 2020 election. Pellegrini had sought to project Hlas-SD as a moderate social democratic party, keen to tell diplomats and foreign politicians that they were distinct from Smer-SD and wanted Slovakia to be part of the European mainstream. Pellegrini's decision was going to be pivotal to the creation of any majority government. In the immediate days after the election, political circles and media coverage were awash with rumours and suggestions of deals and offers from both Fico and Simečka. Nonetheless, it became clear quite rapidly that Pellegrini and his party would return to the mother ship, at least in terms of coalition formation. Whether driven by a sense of ideological proximity, the likelihood Fico had some <i>kompromat</i> linked to personal peccadillos and less than angelic behaviour of Hlas-SD politicians when they were in Smer-SD, or that a PS-led government would likely be a more fractious and disputatious coalition, Pellegrini swiftly agreed to form a coalition with Smer-SD and SNS.</p><p>Both the Fico- and Tusk-led governments quickly embarked on what might be neutrally described as a rapid reversal of some of their predecessors' policies, but what supporters might label ‘restoration’ and opponents ‘revenge’ politics. Despite stressing socio-economic themes in the election campaign, the new Fico-led government's priorities appeared to be focused on judicial politics and self-protection. The police chief and several officials investigating allegations of criminal behaviour involving Fico and his associates were removed from office, followed by the replacement of the head of the security service a few months later. Moreover, much initial parliamentary time was taken up pushing through amendments to the criminal code involving a reduction of sentences for those found guilty of various crimes, including corruption and rape, and a shortening of the statute of limitations. Furthermore, the office of special prosecutor, designed to investigate high-profile crimes and headed by a former politician and critic of Fico, was abolished.</p><p>If the direction of travel in Slovakia was away from democratic norms in Poland, the stated aim – and indeed, the glue keeping the ideologically diverse coalition of coalitions together – was to restore democracy and reverse the 8 years of backsliding under PiS rule. But that raised profound questions surrounding the means by which those goals would be achieved. How far does a government seeking to reverse democratic backsliding have to employ some of the methods their opponents used in power? Employing an ‘iron broom’,\\n10 the new government, for instance, replaced the management and supervisory boards of the state media company and state-owned Polish Press Agency, switched off the broadcast feed for the 24-h news channel ‘TVP Info’ and began a process of reforming the judiciary, where over 3000 judges had been nominated since PiS had it overhauled.</p><p>Indeed, both Poland and Slovakia highlight dilemmas for opponents of backsliding regimes: ignore past lawbreaking and risk its return or prosecute the backsliders' violations and risk accusations of politicizing the police and courts – a dilemma that is even stronger when the backsliders have themselves politicized the judicial system and induced their democratic opponents to cry foul. Moreover, when backsliders use legal means to lock in anti-democratic personnel and policies, they store up political resources for when they lose elections. Newly elected democrats again face a dilemma: allow their efforts at democratic reforms to be blocked by the previous government's holdover appointments, making them look impotent, or find sufficient justification for changing the rules of the game to replace them, thereby risking undermining their own democratic credentials. If backsliders can cast enough doubt on the democrats' commitment to the rule of law, then they may find it easier to return to office and continue their backsliding, now justified as the restoration of the rule of law.</p><p>Predictably, both new governments' changes provoked domestic backlash. In Poland, PiS politicians and supporters fulminated and protested. Kaczyński labelled Tusk a German agent and even likened him to Hitler.\\n11 In Slovakia, with strong echoes of the reaction to the last time Fico was in power, the actions of the new government were met with a series of regular large-scale demonstrations across the country. But they also provoked sharp words from Brussels. EU Justice Commissioner Didier Reynders sent a letter in December asking the authorities not to abolish the prosecutor's office, and a motion criticizing the Fico government's steps was overwhelmingly passed by the European Parliament.\\n12 Fico and his allies placed blame for the resolution and the threat of withholding EU funds at the door of opposition politicians from Slovakia who were accused of painting developments in the blackest of lights in EU circles.</p><p>Although the posts of president in Poland and Slovakia have limited powers, they can help delay or accelerate a government's agenda for change (Hloušek et al., <span>2013</span>). In the case of Poland, not only are the presidential powers notably stronger, particularly the three-fifths majority to overturn a veto, but also the president's competencies stretch into foreign policy. Both Polish President Andrzej Duda and his counterpart in Slovakia, Zuzana Čaputová, were political opponents of Tusk and Fico, respectively. Duda had been PiS's candidate in two elections, and Čaputová had been a member of PS, although both had formally renounced their party membership when they became head of state. Both presidents invited the leader of the party that had won the largest number of seats to form a government, which meant in Poland's case that despite the fact that PiS would not be able to muster a majority in parliament, the formal formation of the Tusk-led government was delayed by a fortnight. At a frosty meeting in the presidential palace, Čaputová, whom Fico had labelled an American agent, invited Fico to try to form a government, although, as noted above, a Smer-SD–Hlas-SD–SNS government looked likely but not certain in the immediate aftermath of the election.</p><p>In both Poland and Slovakia, the presidency played a role in obstructing or complicating the actions of the new government. Not only in a dramatic display of defiance did Duda allow two high-ranking PiS politicians convicted of abuse of power shelter in the presidential palace when the police had gone to their homes to arrest them, but he also sought to hinder the social agenda of the new government by vetoing a law liberalizing the use of the morning after pill. The need for a three-fifths majority in parliament to overturn a presidential veto meant that Duda had at his disposal a tool to hinder the new government until the end of his term in 2025. In Slovakia, Čaputová openly criticized the government for several of its priorities and for using accelerated procedures in parliament to ram home their changes. Moreover, she exercised her formal powers by referring the changes to the criminal code to the Constitutional Court, which found in her favour. Her actions only raised the stakes for the then-forthcoming presidential election. In the second round in April 2024, whereas Fico's preferred candidate Peter Pellegrini offered ‘pokoj’ [calm], his opponent in the second round, the former foreign minister and candidate backed by the opposition, Ivan Korčok, promised to be a bulwark against Fico. Pellegrini's victory seemed not only to confirm Slovakia's direction of travel but also to remove an actor with the potential to throw obstacles into the road.\\n13</p><p>Post-election developments in Slovakia and Poland underscore the process and sequential nature of democratic backsliding and its reversal, shaped by constraints and opportunities. The new Fico government's decision to focus first on the judiciary and police had clear logic. One of the Matovič government's few successes was increasing the independence of investigative bodies, leading to many prosecutions of politicians and associates of the last Smer-SD-led government over corruption allegations. The new Fico government's almost immediate removal of personnel investigating these crimes and the abolition of the special prosecutor's office helped halt proceedings and sent out a strong signal about the limits of what the new government was willing to countenance. Moreover, the next step, changing the Criminal Code, would help to place a protective shield around less than angelic behaviour. Criticism of these steps and the decision of the Slovak Constitutional Court to block the legislation and stifle the new government's agenda were then met with accusations of unconstitutional behaviour and threats of dismissal. The criticisms were also levelled more generally at the media, which, after the first 6 months in government, became the next focus in Slovakia's illiberal turn as a new law overhauled the state broadcaster, creating a governing council predominated by government nominees. This new oversight body, combined with complaints of pressure placed on journalists on private TV stations and in newspapers, pointed to attempts to muffle or turn down the volume of criticism in the media. What is striking in the Polish case is that the desire to reverse the illiberalism of the previous 8 years does not involve a ‘U-turn’ in the strictest sense of sequencing. In fact, the initial steps in either direction are much the same: a focus on the judicial sphere and the media landscape.</p><p>Electoral and unexpected events underlined and reinforced divisions in both societies. Despite giving the impression it would be a priority, little progress was made on Tusk's promises on LGBT rights, including a formalization of LGBT partnerships and a law on hate speech that got stuck in the parliamentary freezer. The lack of progress owed something to the sheer size of the government's in-tray, but social conservatives in the coalition also had one eye on impending local and European elections. In Slovakia, the assassination attempt on Fico in May 2024 underscored the polarized nature of society. Close allies of Fico pointed fingers of blame at opposition politicians and the liberal media for fostering a hostile environment, whereas opposition voices expressed fears the shooting could be used to justify an acceleration of democratic erosion (Alderman and Haughton, <span>2024</span>).</p><p>The war in Ukraine cast a long shadow over European politics in 2023. Despite deep divisions in domestic politics, thanks to geopolitical vulnerabilities linked to historical experiences, there was broad agreement amongst Polish parties that the country needed to stand on the side of Ukraine and against the threat posed by Russia. Given Tusk's stature in Brussels and good relations with key European politicians, his election meant that the voice of those calling for greater support for Ukraine within the EU was further strengthened in the European Council. In contrast, the election of the Smer-SD government in Slovakia indicated a weakening of the EU's support for Ukraine.</p><p>Slovakia had long harboured contrasting views on Russia, with clear pro-Russian sentiments being expressed by SNS and various neo-fascist politicians. Smer-SD's position had consistently been more ambiguous. As far back as 2006, Fico had emphasized in his election campaigns and his government's declarations that foreign policy should be directed to all four corners of the globe, not just the West (Marušiak et al., <span>2007</span>), a refrain he repeated in the 2023 campaign. But whilst in 2006, such language could be interpreted as a call for an outward-looking Slovakia, in 2023, it signalled sympathy towards Russia's side in the war.</p><p>Once in office the words and deeds of the new Fico government sent out mixed signals. On the one hand, Fico continued to use his campaigning line about not sending a single bullet to Ukraine but only offering aid to address the tragic human consequences of the war. Moreover, he spoke of the need for Ukraine to give up territory in order to end the war, and the new foreign minister, Juraj Blanár, was pictured shaking hands with his Russian counterpart, Sergey Lavrov, at an international conference. But these statements sat uncomfortably with a willingness to allow private firms (some of which had links to leading figures in Smer-SD) to continue to export arms to Ukraine\\n14 and a joint meeting of the Slovak and Ukrainian governments in the eastern Slovak town of Michalovce in April, at which warm words were exchanged.\\n15 Moreover, despite making strong critical noises about the war on the eve of European Council meetings, Fico tended to go along with the collective decisions reached, albeit with Slovakia taking a backseat. The mixed messages meant that under Fico, Slovakia had become an ‘unpredictable’ and unreliable player in the sphere of EU and foreign policy (Pisklová, <span>2024</span>; Strážay, <span>2023</span>).</p><p>Smer-SD's mixed signals can be partly explained by a balancing act: a desire to send a strong signal to a domestic audience whilst not proving to be such a troublesome player on the European stage. The explanation for Slovakia's stance under Fico, however, is also linked to deeper sets of vulnerabilities and how a power-seeking politician like Fico responds to those vulnerabilities. Over the course of its two decades of EU membership, Slovakia has offered challenges to EU policies in the fields of fiscal and foreign policies (Malová et al., <span>2005</span>), but as a small, landlocked, highly trade-dependent country, Slovakia has no real alternative to EU membership (Högenauer and Mišík, <span>2024</span>). Politicians may vent and criticize, but they are clear in stating where Slovakia's place unambiguously lies. Nonetheless, the Michalovce meeting arguably points to Fico's key motivations. The deals struck on energy, infrastructure and economic support for Ukraine's reconstruction have clear benefits for the Slovak economy and the business interests of individuals close to the prime minister. Fico's description of his planned trip to China as the ‘trip of the year’ only seemed to underline the priority of business interests.\\n16</p><p>The new Slovak government did not just cause concerns in Brussels over the war in Ukraine; there were also fears the government's domestic agenda would create a new chapter in the EU's ‘autocracy problem’ with Fico posing similar rule of law challenges to Hungary's Viktor Orbán and Poland under PiS (Kelemen, <span>2024</span>). Loud critical voices, the threat of withholding funds and an overwhelming vote in the European Parliament [494 out of 630 members of the European Parliament (MEPs) supported the resolution] criticizing the changes to the Criminal Code, however, appeared to have no impact on the speed and direction of travel of Slovakia's new government.</p><p>In contrast, the new Polish government was greeted with a sigh of relief in Brussels, given both its domestic agenda and the expected engagement in EU policy-making,\\n17 even more so in light of Poland's forthcoming presidency of the Council scheduled for the first half of 2025. As Slovakia was beginning to cause concerns, former European Council President Tusk was welcomed back to Brussels as a cure to the PiS-induced rule of law headache in Poland. The new Polish prime minister was able to deliver quickly on a promise to unlock EU funds, securing an initial €5 billion as an early Christmas present for his country. Moreover, the departure from the populist foreign policy approach to negotiations, which rested on the contestation of values as well as established ‘ways of doing things’ combined with the disruption of the daily conduct of negotiations, was welcomed in European circles (Juncos and Pomorska, <span>2021</span>, <span>2024</span>).</p><p>The Polish premier was not the only personnel change. An ‘iron broom’ also swept through the administration, with high-level changes also within the Polish representation to the EU, with Tusk's former chef de cabinet in the European Council, Piotr Serafin, put in charge. Moreover, Radek Sikorski, who returned as foreign minister, was quick to announce his intention to exchange 50 ambassadors. This plan, however, was complicated by the unwillingness of President Duda to co-operate.</p><p>What changed radically in the case of Poland was its reputational capital. Aside from Tusk's personal reputation in Brussels following his tenure as European Council president, his previous government had been mainly seen as constructive, including running a successful presidency in 2011 (Pomorska and Vanhoonacker, <span>2012</span>). With the new government, Poland also re-gained its full coalition capacity, which had been damaged during the PiS government. Nevertheless, Poland under Tusk will not be simply an acquiescent member state. Indeed, in areas such as migration or the environment and climate, it is likely to run against the majority of the other member states. Following the protests by Polish farmers on both the Green Deal and the liberalization of trade with Ukraine, for example, Tusk was quick to request that Poland be given exemptions from some provisions of the Green Deal.</p><p>The election of the new governments had consequences for regional groupings, both symbolically and substantially. Whilst the revival of the Weimar Triangle was emblematic of Poland's return to the European mainstream, it did not bring the same good news for the Visegrád Four. Weimar became a convenient platform for the new Polish government to improve relations with Germany and France, both of which became strained under PiS's rule. The practice of exchanging information and co-ordination before important meetings has been one of the main functions of Weimar within the EU, practices that looked set to return under Tusk. As a symbolic gesture, after visiting President Joe Biden in March 2024, Tusk called for an immediate follow-up within an extraordinary meeting of the Weimar Triangle. Moreover, whilst Poland and France announced they were working on signing an interstate treaty akin to the one France signed with Germany, Sikorski announced in Berlin that the ‘Polish-German partnership has to return to its normal state because we are a part of the same family’.\\n18</p><p>But whilst there were smiles and handshakes when Tusk met Olaf Scholz and Emanuel Macron, despite some polite words and the articulation of common concerns about the Green Deal and migration, the press conference at the end of a Visegrád Four meeting in Prague in March 2024 exposed the deep divisions between the Czechs and Poles on the one hand and Hungary and Slovakia on the other.\\n19 Although Poland and Slovakia had in some sense swapped places, this was just the latest iteration of what had been dubbed the ‘V 2 + 2’.\\n20 In spring 2024, one of the most divisive issues remained sending arms to Ukraine,\\n21 with both Hungary and Slovakia reluctant to support the efforts of the Czechs and the Poles. Visegrád may become an uncomfortable forum for Tusk if it is seen as providing additional legitimacy to Orbán. After all, Tusk himself emphasized at the summit that fundamental values like freedom, human rights and the rule of law were key when co-operation was established.\\n22</p><p>In both Poland and Slovakia in 2023 voters signalled a desire for change, for renewal and for reversal, although some politicians took this as a cue for revenge. But the results also provided signals for actors in the fluid world of parties and electoral politics. Defeat provoked internal debates over strategy and the leadership of parties. The results and a subsequent decline in PiS's poll rating fuelled a flurry of speculation about the future role of Kaczyński, whereas the electoral success of TD led to Hołownia's star appearing to rise again in discussions of future presidential candidates. In Poland, ideological differences, particularly between the social liberals and social conservatives in the eclectic coalition, soon came to the fore, highlighting not only that there are both centrifugal and centripetal forces that will shape the coalition's longevity but also that democratic backsliding and conservative backlash are not simply two sides of the same coin (O'Dwyer, <span>2024</span>). Slovakia's own presidential elections in April 2024 seemingly confirmed that the course of Slovak politics was set for the foreseeable future. But Pellegrini's accession to the traditionally non-partisan presidency opened up existential questions over the future of Hlas-SD and indeed the coalition.</p><p>Despite the sharp change of direction after the elections, neither country's path is immutable. Decisions by government and opposition politicians and the response of the wider electorate in the coming months and years will shape the likelihood of tacking, veering and U-turns. But the experience of the first few months of the new governments indicates that it is easier to undermine liberal democracy than reconstruct it. Bulldozers and builders face different tasks and function in different ways.</p><p>More broadly, the election results in both countries underscored the increasingly common picture across Europe of complicated party systems. Within these fragmented and fluid party systems, there are sizeable slices of the electorate supportive of parties such as PiS and Smer-SD, but whether that translates into an ability to form governments still depends heavily on the choices of smaller and newer political actors in coalition formation.</p><p>Poland and Slovakia highlight three wider lessons for the study of democratic backsliding and resilience. First, electoral turnout matters. The Polish case underlines both the importance of civil society groups in mobilizing the electorate before and during election campaigns and the combination of urban-dwelling youth and middle-aged citizens in more rural areas turning out to vote. Second, the qualities of compromise, collaboration and self-limitation were necessary in the forging of a coalition that could end 8 years of PiS rule and halt Poland's illiberal and democratic slide. The recipe cooked up in Poland in 2023 – and indeed, the story of turnout – bore a strong resemblance to the coalition of coalitions elected in Slovakia in 1998. Moreover, the coalition's ongoing cohesion will determine whether the changes become entrenched or find themselves subject to overhaul. Third, Poland and Slovakia illuminate the means by which states seek to reverse direction along the liberal/illiberal path. The two cases show that judicial appointments and changes to the media landscape are clear priorities. For advocates of liberal democracy, developments in Slovakia show how quickly things can move in an unwelcome direction, whereas Poland indicates how the direction of travel can be changed, albeit in ways that raise questions about the means and ability to achieve the stated aims. Democracy is, as the Slovak cartoonist Shooty put it, ‘makačka’ (‘a difficult job’).\\n23</p>\",\"PeriodicalId\":51369,\"journal\":{\"name\":\"Jcms-Journal of Common Market Studies\",\"volume\":\"62 S1\",\"pages\":\"186-200\"},\"PeriodicalIF\":3.1000,\"publicationDate\":\"2024-07-28\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"https://onlinelibrary.wiley.com/doi/epdf/10.1111/jcms.13656\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Jcms-Journal of Common Market Studies\",\"FirstCategoryId\":\"96\",\"ListUrlMain\":\"https://onlinelibrary.wiley.com/doi/10.1111/jcms.13656\",\"RegionNum\":1,\"RegionCategory\":\"社会学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"ECONOMICS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Jcms-Journal of Common Market Studies","FirstCategoryId":"96","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/jcms.13656","RegionNum":1,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"ECONOMICS","Score":null,"Total":0}
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摘要

然而,值得注意的是,这表明PiS在执政8年后基本上成功地留住了选民,其失败在很大程度上要归功于该党反对者的动员。出口民调数据显示,反对党获胜的关键是他们动员2019年没有投票的选民的能力。四年前没有投票的人中有三分之二投了反对党的票投票率的增加不仅要归功于城市青年的投票,尽管这一群体发挥了重要作用。相反,全国农村和城市地区不同年龄段的选民被动员起来投票给反对派(Szczerbiak, 2023)。动员选民的成功在很大程度上要归功于反对派组织选举的方式。鉴于PiS政府的行为及其对波兰民主制度和媒体格局的干预,其狭隘的欧洲怀疑论者的言论和立场,加上其粗俗和粗糙的宣传,帮助反对派将选举视为拯救波兰民主的最后机会。PiS政府的另一个任期被描述为可能导致完全取消堕胎等个人权利,并将波兰赶出欧盟。图斯克将自己重返波兰国内政治的愿望描述为帮助波兰摆脱继续PiS政府将带来的命运。至关重要的是,选民的动员不仅要归功于政治家,还要归功于公民社会。担心PiS政府正在做什么,如果再次当选妇女权利和波兰在欧洲的地位将会做什么,这是几年来一些大型示威活动的关键动员主题,这些示威活动本身就是持续组织和动员运动的产物(Bernhard, 2025)。Smer-SD在斯洛伐克的成功很大程度上要归功于菲科将这次选举定义为对2020年组建政府的四个政党的裁决。尽管一开始在议会中拥有63%的席位,但由伊戈尔·马托维茨(Igor matoviiz)领导的OĽaNO联合政府未能持续下去,在2022年12月的不信任投票中失败,直到选举之前,国家都由技术官僚政府统治。在政策优先顺序上的分歧是联盟伙伴之间产生摩擦的部分原因,但马托维茨混乱的执政风格和生硬的言辞也是如此。当政治闹剧在议会和内阁上演时,普通斯洛伐克人首先面临的是疫情,紧接着是通货膨胀和俄罗斯全面入侵乌克兰后的生活成本危机。在他之前的执政时期,他可以指出经济增长的显著水平,并向社会中较贫穷的部分提供福利,与马托维茨政府的经验相比,菲科对选民的核心诉求是提供稳定,“秩序”和有效的领导。他致力于动员他的核心选民,特别是老年选民,承诺提高养老金(这也是他最终的联盟伙伴社会民主党的一个关键承诺)。但是,斯摩尔党和社会民主党的竞选活动增加了反移民议程,吸引了一些民族主义选民,并对斯洛伐克政府对乌克兰的过分支持提出了尖锐的批评。在电视辩论、Facebook和竞选集会上,Fico承诺不会再向斯洛伐克与俄罗斯的邻国发一颗子弹,而是将重点放在普通斯洛伐克人面临的挑战上。6社会经济支持、对乌克兰战争的批评和强有力领导的承诺是Fico选举成功的关键(Mikušovič and Kerekes, 2023)。尽管Smer-SD将菲科重新掌权描绘成一个机会,但前总理的反对者试图将选举部分地围绕着对菲科的恐惧,以及Smer-SD领导的新政府对斯洛伐克意味着什么。进步的斯洛伐克(Progresívne Slovensko, PS)在2020年的议会选举中险些失去代表席位,但在民意调查中稳步上升,成为最有可能组建替代政府的领导人。社会党领导人迈克尔·西梅<e:1>卡在接受采访和领导人的辩论中先见之明地指出了菲科重新掌权的危险不仅有人警告说,为了菲科和他的同伙的利益,有可能再次进行不正当的交易,而且对与斯梅尔- sd领导人关系密切的商人和政客的不正当活动进行的几项调查也打上了问号。社会党试图把自己塑造成一个拥有专业知识并准备好承担执政负担的政党。在投票日之前的几个月里,该党在民意调查中的上升暗示了PS可能会从从众效应中受益,类似于OĽaNO在2020年的成功。然而,最后,反对菲科的投票仍然存在分歧。这在一定程度上是选民的产物。 社会党在社会自由主义方面的立场在斯洛伐克的中心地带吸引力有限,而sime<e:1>卡缺乏行政经验,突显了人们对他的领导能力的质疑。但其他政客的决定,尤其是创建了一系列新政党,似乎也强调了政党政治更多地是被个人野心和成为老大的愿望所调动,而不是合作击败菲科。在斯洛伐克和波兰,菲科和图斯克之所以能够组建政府,很大程度上要归功于他们的联盟伙伴在选举中取得的成功以及选举制度的运作。在波兰,最终形成的政府是一个联合政府,这与1998年斯洛伐克联合政府的胜利有着强烈的相似之处,后者推翻了狭隘的Vladimír meiar政府(Fisher, 2006)。图斯克领导的波兰人民党与包括绿党、西里西亚人和现代党在内的一系列较小的团体联合组成公民联盟(Koalicja Obywatelska, KO)。左翼政党在左翼(路易卡)联盟中聚集起来的左翼政党的集合但在选举中起决定性作用的却是第三个联合政府——第三条道路(特蕾莎·德罗加,民主党)。TD的核心是波兰2050,最初是在2020年由电视名人和波兰达人的联合主持人Szymon Hołownia以及波兰的一个长期政党波兰人民党(Polskie Stronnictwo Ludowe, PSL)发起的一项社会运动。PSL正式成为联合政府的首脑,这意味着在某种意义上,选举后组建的政府是联合政府的联合政府。顾名思义,第三条道路试图为21世纪主导波兰政治的两党提供另一条道路,尽管其核心主张是温和的社会保守主义:比PO更保守,比PiS更温和。民主党的成功不仅要归功于其温和的立场,也要归功于图斯克和他的团队深思熟虑的竞选策略。波兰政治的两极化本质意味着,对Kaczyński项目失去信心或热情的PiS选民极不可能转而支持公民联盟,即使图斯克承诺维持PiS政府引入的一些社会福利,例如增加教师和其他公共部门的工资,以及释放由于担心民主倒退而扣留的欧盟资金图斯克认识到,对于任何一个由执政党主导的政府来说,民主党都可能是必要的,他甚至鼓励一些选民把票投给“第三条道路”,以确保它能通过选举门槛在选举之前,曾有过一些关于联合组阁伙伴名单的讨论,但图斯克和他的盟友选择了单独的名单,尽管他们发出了一个强烈的信号,如果他们在议会中赢得足够数量的席位,他们将组建一个联合政府。选举制度的机制也在菲科重新掌权的过程中发挥了关键作用。斯洛伐克实行“非常灵活”的名单,选民最多可以为四名候选人投票(Däubler和Hix, 2018)。任何候选人在选举名单中获得超过3%的选民的青睐,就会被列入名单。至少有25名议员(占总人数的六分之一)是通过偏好投票当选的。开放名单为渴望提高整体支持率的政党领导层提供了机会,为个人和组织提供了名额。优先投票最显著的受益者是斯洛伐克民族党(Slovenska národná strana, SNS)。虽然它是斯洛伐克政坛的长期政党之一,但在2020年的选举中,它已经跌破了选举门槛,并且在随后的选举中几乎没有反弹的迹象。​进步党选举名单以5.62%的得票率越过门槛,但在10名新议员中,只有进步党领袖安德烈·丹科(Andrej Danko)是该党成员。进步党表示愿意与菲科联合组建政府,几天后,三党联盟就成立了。虽然选举前的协议意味着波兰联合政府的组成在选举结果公布后就很清楚了,但斯洛伐克的情况并非如此。这在很大程度上取决于前总理彼得·佩莱格里尼(Peter Pellegrini)和他的政党社会民主党(hla - sd)的决定,该党在2020年大选后与社会民主党(Smer-SD)决裂。佩莱格里尼曾试图把斯洛伐克社会民主党塑造成一个温和的社会民主党,他热衷于告诉外交官和外国政客,他们与斯洛伐克社会民主党不同,并希望斯洛伐克成为欧洲主流的一部分。佩莱格里尼的决定对任何多数政府的建立都至关重要。 在选举后的几天里,政治圈和媒体报道充斥着关于菲科和sime<e:1>卡的交易和提议的谣言和建议。尽管如此,很明显佩莱格里尼和他的政党很快就会回到“母舰”上,至少在联合组建方面是这样。也许是由于意识形态上的接近感,也许是菲科有一些与个人小失误有关的黑材料,或者是社会党领导的政府可能会是一个更难以相处、更有争议的联盟,佩莱格里尼很快同意与社会党和进步党组成联合政府。菲科领导的政府和图斯克领导的政府都迅速开始了可能被中立地描述为对其前任的一些政策的快速逆转,但支持者可能称之为“恢复”,反对者可能称之为“报复”政治。尽管菲科领导的新政府在竞选活动中强调了社会经济主题,但其优先事项似乎集中在司法政治和自我保护上。警察局长和几名调查涉及菲科及其同伙的犯罪行为指控的官员被免职,几个月后,安全部门的负责人也被撤换。此外,议会最初花了很多时间来推动刑法修正案,其中包括对犯有各种罪行的人减刑,包括腐败和强奸,以及缩短诉讼时效。此外,特别检察官办公室,旨在调查引人注目的罪行,由前政治家和菲科的批评者领导,被废除。如果说斯洛伐克的发展方向偏离了波兰的民主规范,那么其宣称的目标——实际上,是将意识形态多样化的联盟团结在一起的粘合剂——就是恢复民主,扭转法律与公正党的统治下8年的倒退。但这引发了围绕实现这些目标的手段的深刻问题。一个试图扭转民主倒退的政府,在多大程度上必须采用其对手在执政时使用的一些方法?例如,新政府动用了“铁扫帚”,撤换了国有媒体公司和国有波兰通讯社的管理委员会和监事会,关闭了24小时新闻频道“TVP Info”的广播,并开始了司法改革进程,自PiS进行全面改革以来,已经提名了3000多名法官。事实上,波兰和斯洛伐克都凸显了反对倒退政权的人面临的两难境地:要么无视过去的违法行为,冒着重蹈覆辙的风险;要么起诉倒退者的违法行为,冒着将警察和法院政治化的风险——当倒退者自己将司法系统政治化,并诱使他们的民主对手大声叫嚷时,这种困境就会变得更加严重。此外,当倒退者利用法律手段锁定反民主的人员和政策时,他们会为自己在选举中失败时积累政治资源。新当选的民主派再次面临两难境地:要么允许他们的民主改革努力被前政府的留任任命所阻碍,让他们看起来无能为力;要么找到足够的理由来改变游戏规则,取代他们,从而冒着破坏自己民主信誉的风险。如果退步者可以对民主党人对法治的承诺产生足够的怀疑,那么他们可能会更容易回到办公室,继续他们的退步,现在被证明是法治的恢复。可以预见的是,两届新政府的改革都激起了国内的反弹。在波兰,法律与公正党的政客和支持者怒斥和抗议。Kaczyński给图斯克贴上了德国间谍的标签,甚至把他比作希特勒。11在斯洛伐克,人们对上次菲科执政的反应强烈呼应,新政府的行动在全国范围内遭到了一系列定期的大规模示威游行。但它们也激起了布鲁塞尔的尖锐言辞。欧盟司法专员迪迪埃·雷恩德斯(Didier Reynders)在12月致信当局,要求不要废除检察官办公室,一项批评菲科政府措施的动议在欧洲议会以压倒性多数通过。菲科和他的盟友将这项决议和威胁扣押欧盟资金的责任归咎于斯洛伐克反对派政客,他们被指控在欧盟圈子里最黑暗的灯光下描绘事态发展。虽然波兰和斯洛伐克的总统职位权力有限,但他们可以帮助推迟或加速政府的变革议程(Hloušek et al., 2013)。以波兰为例,不仅总统的权力明显更大,尤其是五分之三的多数票可以推翻否决,而且总统的职权也延伸到了外交政策上。 波兰总统杜达(Andrzej Duda)和斯洛伐克总统祖扎纳(Zuzana Čaputová)分别是图斯克和菲科的政治对手。杜达曾在两次选举中担任PiS的候选人,Čaputová曾是PiS的成员,尽管两人在成为国家元首后都正式放弃了党籍。两位总统都邀请了赢得最多席位的政党的领导人组建政府,这意味着在波兰,尽管PiS无法在议会中获得多数席位,但图斯克领导的政府的正式组建被推迟了两周。在总统府举行的一次冷淡的会议上,曾被菲科称为美国间谍的Čaputová邀请菲科尝试组建政府,尽管如上所述,在选举后不久,一个smer - sd - sd - hlas - sd - sns政府看起来很有可能成立,但并不确定。在波兰和斯洛伐克,总统在阻碍新政府的行动或使其复杂化方面发挥了作用。杜达不仅戏剧性地表示了蔑视,允许两名被判滥用权力的高级法律与公正党的政治人物在警察前往他们的家中逮捕他们时在总统府避难,而且他还试图通过否决一项允许使用事后避孕药的法律来阻碍新政府的社会议程。要推翻总统的否决权,必须在议会中获得五分之三的多数,这意味着杜达在2025年任期结束前拥有一个可以阻碍新政府的工具。在斯洛伐克,Čaputová公开批评政府的一些优先事项,以及在议会中利用加速程序强行推行改革。此外,她行使正式权力,将修改刑法的问题提交宪法法院,宪法法院对她有利。她的行为只会增加当时即将到来的总统选举的风险。在2024年4月的第二轮选举中,菲科青睐的候选人彼得·佩莱格里尼(Peter Pellegrini)表现出“冷静”(pokoj),而他在第二轮选举中的对手、反对派支持的前外交部长兼候选人伊万·科<e:1>奥克(Ivan korok)承诺成为对抗菲科的堡垒。佩莱格里尼的胜利似乎不仅确定了斯洛伐克前进的方向,而且消除了一个可能在道路上制造障碍的演员。13 .斯洛伐克和波兰选举后的事态发展凸显了民主倒退及其逆转的进程和顺序性质,这种倒退是由制约因素和机遇形成的。新政府首先关注司法和警察的决定具有明确的逻辑。马托维茨基政府为数不多的成功之一是提高了调查机构的独立性,导致许多政客和上届执政党领导的政府的助手因腐败指控而受到起诉。菲科新政府几乎立即撤换了调查这些罪行的人员,并废除了特别检察官办公室,这有助于暂停诉讼程序,并发出了一个强烈的信号,表明新政府愿意支持的行为是有限的。此外,下一步,修改刑法,将有助于为非天使行为设置一个保护盾。对这些步骤的批评以及斯洛伐克宪法法院阻止立法和扼杀新政府议程的决定,当时遭到了违反宪法行为的指控和解雇的威胁。批评的矛头也更普遍地指向了媒体。在新政府执政的头六个月后,媒体成为斯洛伐克转向不自由的下一个焦点,因为一项新的法律对国家广播公司进行了彻底改革,建立了一个由政府提名者主导的管理委员会。这个新的监督机构,再加上对私营电视台和报纸记者施加压力的抱怨,都表明媒体试图压制或降低批评的音量。在波兰的例子中,引人注目的是,扭转过去8年的非自由主义的愿望,并不涉及最严格意义上的“u型大转弯”。事实上,朝这两个方向迈出的最初步骤大同小异:把重点放在司法领域和媒体领域。选举和意外事件强调并加剧了这两个社会的分裂。尽管给人的印象是这将是一个优先事项,但图斯克在LGBT权利方面的承诺几乎没有取得任何进展,包括LGBT伙伴关系的正式化和一项关于仇恨言论的法律,这些都被困在议会的冰柜里。缺乏进展在一定程度上要归咎于政府事务的庞大规模,但联合政府中的社会保守派也关注着即将到来的地方和欧洲选举。在斯洛伐克,2024年5月对菲科的暗杀企图凸显了社会的两极化性质。 菲科的亲密盟友指责反对派政客和自由派媒体营造了一个充满敌意的环境,而反对派的声音则表示担心枪击事件可能被用来证明加速民主侵蚀的理由(Alderman和Haughton, 2024)。乌克兰战争给2023年的欧洲政治蒙上了长长的阴影。尽管由于与历史经验有关的地缘政治脆弱性,波兰国内政治存在深刻分歧,但波兰各政党普遍认为,该国需要站在乌克兰一边,反对俄罗斯构成的威胁。考虑到图斯克在布鲁塞尔的地位以及与欧洲主要政治家的良好关系,他的当选意味着在欧洲理事会中,要求在欧盟内部加大对乌克兰支持的声音进一步增强。相比之下,斯洛伐克的Smer-SD政府的当选表明欧盟对乌克兰的支持有所减弱。​Smer-SD的立场一直比较模棱两可。早在2006年,菲科就在他的竞选活动和他的政府宣言中强调,外交政策应该针对全球的四个角落,而不仅仅是西方(Marušiak et al., 2007),他在2023年的竞选中重复了这句话。但是,虽然在2006年,这样的语言可以被解释为呼吁一个外向的斯洛伐克,但在2023年,它表示了对战争中俄罗斯一方的同情。新政府上台后,其言行发出了复杂的信号。一方面,菲科继续使用他的竞选口号,即不向乌克兰发送一颗子弹,而只提供援助,以解决战争对人类造成的悲惨后果。此外,他还谈到乌克兰需要放弃领土以结束战争,新外长Juraj Blanár被拍到在一次国际会议上与俄罗斯外长谢尔盖拉夫罗夫(Sergey Lavrov)握手。但是,这些声明与允许私营公司(其中一些公司与sme - sd的主要人物有联系)继续向乌克兰出口武器的意愿,以及斯洛伐克和乌克兰政府4月份在斯洛伐克东部城镇米哈洛维采举行的联合会议,在会议上交换了温暖的话语,令人不安此外,尽管菲科在欧洲理事会会议前夕对战争发出了强烈的批评声音,但他倾向于赞同达成的集体决定,尽管斯洛伐克退居次要地位。这些混杂的信息意味着,在菲科的领导下,斯洛伐克已经成为欧盟和外交政策领域一个“不可预测”和不可靠的参与者(pisklov<e:1>, 2024;箍žay, 2023)。Smer-SD发出的复杂信号在一定程度上可以解释为一种平衡行为:既希望向国内观众发出强烈信号,又不想在欧洲舞台上成为一个麻烦的角色。然而,对菲科治下斯洛伐克立场的解释也与更深层次的脆弱性以及像菲科这样追求权力的政治家如何应对这些脆弱性有关。在加入欧盟二十年的过程中,斯洛伐克在财政和外交政策领域对欧盟政策提出了挑战(malov<e:1>等人,2005),但作为一个内陆小国,高度依赖贸易的国家,斯洛伐克没有真正的替代欧盟成员国身份(Högenauer和Mišík, 2024)。政客们可能会发泄和批评,但他们清楚地表明斯洛伐克的地位是毫不含糊的。尽管如此,米哈洛维切会议还是指出了菲科的主要动机。这些协议涉及能源、基础设施和对乌克兰重建的经济支持,对斯洛伐克经济和与总理关系密切的个人的商业利益有明显的好处。菲科将他计划中的中国之行描述为“年度之行”,似乎只是强调了商业利益的重要性。斯洛伐克新政府不仅引起了布鲁塞尔对乌克兰战争的担忧;还有人担心政府的国内议程将为欧盟的“独裁问题”创造新的篇章,因为菲科对匈牙利的维克多Orbán和波兰的PiS提出了类似的法治挑战(克莱门,2024)。然而,批评修改刑法的声音、威胁停止拨款,以及欧洲议会压倒性投票(630名欧洲议会议员中有494人支持这项决议),似乎对斯洛伐克新政府的行动速度和方向没有影响。相比之下,考虑到波兰的国内议程和对欧盟政策制定的预期参与,布鲁塞尔对波兰新政府的欢迎让人松了一口气,考虑到波兰将于2025年上半年担任欧盟理事会主席,这更是如释重负。 正当斯洛伐克开始引起人们的担忧时,欧洲理事会前主席图斯克被欢迎回到布鲁塞尔,作为解决波兰法律问题的良药。波兰新任总理迅速兑现了释放欧盟资金的承诺,提前为波兰争取到了50亿欧元的初始资金作为圣诞礼物。此外,民粹主义外交政策对谈判的背离,基于价值观的争论以及既定的“做事方式”,加上对日常谈判行为的破坏,在欧洲圈子受到欢迎(Juncos和Pomorska, 2021年,2024年)。波兰总理并不是唯一的人事变动。一个“铁扫帚”也席卷了政府,波兰驻欧盟代表内部也发生了高层变动,图斯克在欧洲理事会的前内阁主任彼得·塞拉芬(Piotr Serafin)被任命为负责人。此外,以外交部长身份回归的拉狄克·西科尔斯基(Radek Sikorski)很快宣布,他打算交换50名大使。然而,由于杜达总统不愿合作,这一计划变得复杂起来。在波兰的情况下,彻底改变的是它的声誉资本。除了图斯克在担任欧洲理事会主席后在布鲁塞尔的个人声誉之外,他的前任政府主要被认为是建设性的,包括在2011年成功地担任总统(Pomorska和Vanhoonacker, 2012)。随着新政府的成立,波兰也重新获得了在PiS政府期间被破坏的全部联盟能力。然而,图斯克领导下的波兰不会只是一个默认的成员国。事实上,在移民、环境和气候等领域,它很可能与大多数其他成员国发生冲突。例如,在波兰农民对绿色协议和与乌克兰的贸易自由化提出抗议之后,图斯克很快要求波兰豁免绿色协议的某些条款。新政府的选举对区域集团产生了象征性和实质性的影响。虽然魏玛三角的复兴是波兰回归欧洲主流的象征,但它并没有给Visegrád四国带来同样的好消息。魏玛成为波兰新政府改善与德国和法国关系的便利平台,这两个国家在PiS的统治下都变得紧张。在重要会议之前交换信息和协调的做法,一直是魏玛在欧盟内部的主要职能之一,在图斯克的领导下,这种做法似乎将重新出现。作为一种象征性的姿态,图斯克在2024年3月访问美国总统拜登后,呼吁在魏玛三角特别会议上立即采取后续行动。此外,当波兰和法国宣布他们正在努力签署一项类似于法国与德国签署的国家间条约时,西科尔斯基在柏林宣布,“波兰和德国的伙伴关系必须恢复到正常状态,因为我们是同一个家庭的一部分”。尽管图斯克与奥拉夫·肖尔茨(Olaf Scholz)和伊曼纽尔·马克龙(Emanuel Macron)会面时露出了微笑和握手,尽管他们说了一些客客气的话,表达了对绿色协议和移民问题的共同关切,但2024年3月在布拉格举行的Visegrád Four会议结束时的新闻发布会暴露了捷克和波兰一方与匈牙利和斯洛伐克一方之间的深刻分歧虽然波兰和斯洛伐克在某种意义上交换了位置,但这只是被称为“v2 + 2”的最新版本2024年春天,最具争议的问题之一仍然是向乌克兰运送武器,匈牙利和斯洛伐克都不愿支持捷克和波兰人的努力。对于图斯克来说,如果Visegrád被视为为Orbán提供了额外的合法性,它可能会成为一个令人不安的论坛。毕竟,图斯克本人在峰会上强调,自由、人权和法治等基本价值观是建立合作的关键。在2023年的波兰和斯洛伐克,选民们都表达了对变革、复兴和逆转的渴望,尽管一些政客认为这是报复的暗示。但是,选举结果也为政党和选举政治的不稳定世界中的行动者提供了信号。失败引发了党内关于战略和政党领导的争论。选举结果以及随后PiS支持率的下降引发了对Kaczyński未来角色的一阵猜测,而民主党在选举中的成功则使得Hołownia的明星似乎在未来总统候选人的讨论中再次崛起。 在波兰,意识形态的差异,特别是折衷联盟中社会自由派和社会保守派之间的差异,很快就浮出水面,不仅表明离心力和向心力都将影响联盟的寿命,而且表明民主倒退和保守反弹不仅仅是同一枚硬币的两面(O'Dwyer, 2024)。斯洛伐克在2024年4月举行的总统选举似乎证实,斯洛伐克的政治进程在可预见的未来已经确定。但佩莱格里尼成为传统上无党派的总统,引发了关于社会党- sd乃至联合政府未来存在的问题。尽管选举后的方向发生了急剧变化,但这两个国家的道路都不是一成不变的。政府和反对派政客的决定,以及广大选民在未来数月和数年的反应,将决定政府调整、转向和180度大转弯的可能性。但新政府最初几个月的经验表明,破坏自由民主比重建它更容易。推土机和建筑商面临着不同的任务,以不同的方式发挥作用。更广泛地说,这两个国家的选举结果突显了整个欧洲日益普遍的复杂政党制度。在这些支离破碎且不稳定的政党体系中,有相当一部分选民支持PiS和sme - sd等政党,但这是否能转化为组建政府的能力,仍在很大程度上取决于在联盟组建中选择较小和较新的政治参与者。波兰和斯洛伐克为研究民主倒退和恢复力提供了三个更广泛的经验教训。首先,投票率很重要。波兰的案例既强调了民间社会团体在竞选前和竞选期间动员选民的重要性,也强调了更多农村地区的城市青年和中年公民参与投票的重要性。其次,妥协、合作和自我限制的品质对于组建一个联盟是必要的,这个联盟可能会结束PiS长达8年的统治,并阻止波兰的不自由和民主下滑。波兰在2023年炮制出的“配方”——事实上,还有投票率的故事——与1998年斯洛伐克选举出的联合政府非常相似。此外,联合政府持续的凝聚力将决定这些变化是会根深蒂固,还是会被彻底改革。第三,波兰和斯洛伐克阐明了国家在自由/非自由道路上寻求扭转方向的手段。这两个案例表明,司法任命和媒体格局的改变显然是优先事项。对于自由民主的倡导者来说,斯洛伐克的事态发展表明,事情可以多么迅速地朝着不受欢迎的方向发展,而波兰则表明,前进的方向是可以改变的,尽管这种改变会引发人们对实现既定目标的手段和能力的质疑。正如斯洛伐克漫画家肖蒂所说,民主是“一项艰难的工作”
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Going in Different Directions? The 2023 Elections in Poland and Slovakia and Their Aftermath

Elections provide signals. They signal the state of public opinion, the robustness of a democracy and the direction of democratic travel. Poland and Slovakia went to the polls in the autumn of 2023 in parliamentary elections. In both cases, they were change elections marked by the electorate's reaction to the acts and performance of governing parties propelled into power at previous elections in the context of significant social and political disruption caused by the pandemic and Russia's full-scale invasion of Ukraine. But they also marked the return to power of prominent politicians whose domestic political careers had appeared to be over. Moreover, responding to the direction of travel their countries had been taking in previous years, the old–new politicians at the helm of their respective countries sought to chart a different course. This change of direction had significant ramifications for the state of democracy, the European Union (EU) and wider international politics. Furthermore, whilst the Slovak case offers additional insights into the causes and course of democratic backsliding that has been a prominent feature of Central European politics in recent times (e.g., Bakker and Sitter, 2022; Bernhard, 2021; Guasti and Bustikova, 2023; Vachudova, 2020), the Polish case provides pointers to the necessary ingredients for democratic resilience. In addition, both cases underscore the arguments about swerves and careening in the processes of democratization or autocratization (Cianetti and Hanley, 2021). Indeed, Poland and Slovakia not only illuminate that the path towards or away from democracy is rarely linear, involving many contingencies along the way, but also illuminate that journeys may involve many changes of direction depending on whose hands are on the steering wheel, particularly when the fate of democracy itself becomes central to political contestation.

Three-time Slovak Prime Minister Robert Fico had looked a broken man in 2020. In 2018, the murder of a journalist and his fiancée, who had been investigating the murky links between politicians, organized crime and organs of the state, provoked an outcry and large-scale demonstrations. Fico stepped down as premier, although he remained as head of his party, Direction – Social Democracy (Smer – sociálna demokracia, Smer-SD). In the subsequent parliamentary elections in 2020, Fico was swept from power. Thanks in no small part to anti-corruption appeals, Igor Matovič's Ordinary People and Independent Personalities (Obyčajní ľudia a nezávislé osobnosti, OĽaNO) hoovered up a quarter of the vote and was able to form a four-party coalition with a constitutional majority (Haughton et al., 2022). Moreover, in the aftermath of the election, several of Fico's closest lieutenants broke away to form a new party, Voice – Social Democracy (Hlas – sociálna demokracia, Hlas-SD), luring away many Smer-SD voters. But after a political career that looked to be dying in the spring of 2020, Fico returned to the prime ministerial chair after Smer-SD bounced back to win the most votes in the election 3 years later.

In Poland, Law and Justice (Prawo i Sprawiedliwość, PiS) and its leader Jarosław Kaczyński had dominated Polish politics for the 8 years prior to the 2023 elections. PiS and Kaczyński's great rival in Polish politics for much of the 21st century was the Civic Platform (Platforma Obywatelska, PO), led by Donald Tusk, who had also become Kaczyński's long-standing nemesis. Tusk, however, left Polish politics in 2014 to become European Council President, appearing to draw a line under his domestic political career. But in a surprising turn of events, he decided to return to Poland and lead PO in the forthcoming elections. In 2023, the party and its coalition allies mustered enough votes to remove PiS from power and ensure a triumphant return for Tusk to the post of prime minister.

Both elections, however, were about much more than the striking returns of former prime ministers. Not only did they highlight deep divisions in public opinion and mark the electorate's verdict on the governments formed after the previous elections, but depending on one's political stance, they ushered in a period of reversal, restoration or revenge politics, with profound consequences for democracy in both countries.

The elections were also defeats or victories for coalitions. Slovakia's anti-Fico coalition had fractured by 2023, and Poland's anti-PiS coalition managed to put aside differences to work together and mobilize a large turnout of voters. Moreover, the formation of the new governments owed much to the mechanics of the electoral systems. Slovakia's proportional electoral system operates with a 5% threshold for parties and a 7% threshold for coalitions of two or three parties, but the party lists are open, allowing preference votes to be cast for specific candidates. Poland's proportional representation system operates with a 5% threshold for parties and an 8% threshold for coalitions. Junior coalition partners were aided in both cases: in Slovakia, flexible lists helped one of Fico's coalition allies cross the threshold, and in Poland, a crucial campaigning decision to encourage voters to support a smaller electoral bloc helped ensure the anti-PiS forces mustered enough seats to form a new government.

This article begins by examining the election outcome in both cases. After exploring the similarities and differences of electoral politics, we examine the domestic implications of the elections, particularly what the new governments' opponents like to label as revenge and what their supporters prefer to label as the politics of restoration. We then examine the EU and wider international implications, particularly regarding the war in Ukraine, before concluding with some wider lessons for democratic backsliding and the resilience of democracy across Europe.

Although nominally ideologically different parties (one belonging to the European Conservatives and Reformists and the other a long-time member of the Party of European Socialists, albeit having been suspended in 2006 for 3 years), PiS and Smer-SD entered their respective electoral campaigns not only as central players on their political scenes but also as offering a strikingly similar pitch to the electorate. PiS had emerged at the beginning of the 21st century, quickly becoming the standard bearer of cultural conservatism, standing in opposition to the liberal Civic Platform. In its second spell in government from 2015 onwards, PiS not only pushed its socially conservative agenda, such as restricting women's reproductive rights and articulating an anti-LGBT agenda, but also pursued a strong welfarist agenda, for example, by increasing child benefits (Grzebalska and Pető, 2018). Moreover, under the party's watch, Poland experienced democratic backsliding. Following the ‘Fidesz playbook’, under PiS's rule, Poland saw not only the replacement of judges and the undermining of judicial independence but also a significant slanting of the media landscape and the use of identity politics to label certain sections of society as un-Polish – a set of developments that was important in mobilizing votes for PiS's opponents (Bernhard, 2025; Pirro and Stanley, 2022).

PiS's socially conservative, national-oriented and economically somewhat redistributionist policies (with an electorate based in the poorer, rural areas) were strikingly similar to Smer-SD. Smer-SD has been on a long journey since it was founded by Robert Fico in 1999. Originally a challenger party out of the new party handbook offering the country a new direction (hence the name) combined with centrist economic and social policies, the party orientated itself as the standard bearer of the left-leaning alternatives to the neo-liberal policies of the 2002–2006 government (Haughton and Rybář, 2008). The party's pursuit of power fuelled its shift in ideological stance towards a more conservative cultural stance after the migration crisis in 2015 (Malová and Dolný, 2016). The anti-Western and conservative elements in its politics were reinforced after the more moderate figures broke away from Smer-SD to form Hlas-SD and were encapsulated by the rebranding of the party as Smer – slovenská sociálna demokracia, indicating both a Slovak version of social democracy and an explicit nationalist appeal.

Standing in opposition to PiS and Smer-SD were an array of parties that broadly fit under the labels of pro-European, market orientated and culturally liberal. The fact that not all parties fall comfortably under those labels helps explain the fragmentation of the party-political scenes in both countries, although personality conflicts also played a central role in explaining and fuelling the fragmentation. Crucially, in both Poland and Slovakia, support for PiS and Smer-SD ran at well below 50%. Their chances of returning to power, therefore, owed much to how the non-PiS and non-Smer-SD voters would cast their ballots and whether they would turn out at all. The results of the elections are shown in Tables 1 and 2.

The exceptional level of turnout for the Polish elections (74.4%) was significantly higher than the norm over the past three decades, when only around half the electorate cast their ballots. The high turnout pointed to the fact that this was much more of a mobilization election, although conversion played an important role. PiS sought to mobilize voters with its slogan, ‘The Safe Future of the Poles’, pointing not only to military safety in light of the Ukraine war but also to illegal immigration, crime and energy security. PiS saw its vote drop from 8 to 7.6 million votes, but given that PiS wins many of its votes from older cohorts of voters, some of that drop might have been a simple product of demographic trends. Nevertheless, significantly, it indicates that PiS largely managed to hold onto its voters after 8 years in government, and its defeat owed much to the mobilization of the party's opponents. 1

Exit poll data indicate that the key to the victory of the opposition parties was their ability to mobilize voters who had not voted in 2019. Two thirds of those who had not voted 4 years previously plumped for the opposition. 2 The increase in turnout was not just thanks to an urban-dwelling youth vote, 3 although that group played an important role. Rather, voters in a range of age cohorts in both rural and urban areas across the country were mobilized to turn out to vote for the opposition (Szczerbiak, 2023). The success of mobilizing voters owed much to the way the opposition framed the election. Given the actions of the PiS government and its meddling with Poland's democratic institutions and media landscape, its illiberal Eurosceptic rhetoric and stance, combined with its crass and crude propaganda, helped the opposition frame the election as the last chance to save Poland's democracy. Another term of the PiS government was portrayed as likely to lead to the complete removal of individual rights like abortion and would push Poland out of the EU. 4 Tusk portrayed his own return to domestic Polish politics as driven by a desire to help save Poland from the fate continued PiS government would deliver.

Crucially, the mobilization of voters was not simply thanks to politicians but to civil society. Fear of what the PiS government was doing and would do if re-elected to women's rights and Poland's place in Europe were key mobilizing themes at the heart of a number of big demonstrations over several years that were themselves products of a sustained campaign of organization and mobilization (Bernhard, 2025).

Smer-SD's success in Slovakia owed much to the way Fico framed the election as a verdict on the four parties that had formed the government in 2020. Despite beginning with 63% of the seats in parliament, the coalition government led by Igor Matovič's OĽaNO failed to last, 5 losing a no confidence vote in December 2022 with the country governed by a technocratic government until the elections. Disagreements over policy priorities played their part in generating friction between the coalition partners, but so did Matovič's chaotic governing style and blunt rhetoric. Whilst the pantomime of politics was playing out in parliament and cabinet, ordinary Slovaks were confronted first by the pandemic, followed swiftly by inflation and a cost-of-living crisis after Russia's full-scale invasion of Ukraine.

Contrasting his previous periods in power, where he could point to significant levels of economic growth and welfare payments to poorer parts of society, with the experience of the Matovič government, Fico's core pitch to the electorate was to offer stability, poriadok [‘order’] and effective leadership. He focused on mobilizing his core voters, particularly older voters, with promises of higher pensions (which was also a key promise for his eventual coalition partners in Hlas-SD). But the Smer-SD campaign added to the mix an anti-immigration agenda that attracted some nationalist voters and trenchant criticism of the Slovak government's fulsome support of Ukraine. In TV debates, on Facebook and at campaign rallies, Fico promised not to send another bullet to Slovakia's neighbour in its war with Russia but rather to focus on the challenges facing ordinary Slovaks. 6 This blend of socio-economic support, criticism of the Ukraine war and a promise of strong leadership was central to Fico's electoral success (Mikušovič and Kerekes, 2023).

Whereas Smer-SD portrayed a return of Fico to power as an opportunity, the former prime minister's opponents sought to frame the election partly around a fear of Fico and what a new Smer-SD-led government would mean for Slovakia. Progressive Slovakia (Progresívne Slovensko, PS), which had narrowly missed out on parliamentary representation in 2020, rose steadily in the polls and became the most likely leader of an alternative government. PS's leader Michal Simečka pointed presciently to the dangers of Fico returning to power during interviews and the set piece leaders' debates. 7 Not only were there warnings of a return to dodgy deals for the benefit of Fico and his associates, but question marks were raised about the continuation of several investigations into the shady activities of businessmen and politicians close to Smer-SD's leader. PS sought to project itself as a party equipped with expertise and ready to take on the burdens of governing. The party's rise in the polls in the months before polling day hinted that PS could benefit from a bandwagon effect, similar to OĽaNO's success in 2020. In the end, however, the anti-Fico vote remained divided. This was partly a product of the voters. PS's socially liberal stance had limited appeal in the heartlands of Slovakia, and Simečka's lack of executive experience underlined questions about his leadership abilities. But decisions by other politicians, particularly the creation of a flurry of new parties, also seemed to underline that party politics was mobilized more by personal ambition and a desire to be the top dog than to co-operate to defeat Fico.

In both Slovakia and Poland, the ability of Fico and Tusk to form governments owed much to the electoral success of their coalition partners and the functioning of the electoral systems. In Poland, the eventual government formed was a coalition of coalitions, providing a strong parallel to the victory of Slovakia's coalition of coalitions that removed the illiberal government of Vladimír Mečiar in 1998 (Fisher, 2006). Tusk's PO joined forces with an array of smaller groups, including greens, Silesians and the party Nowoczesna (Modern), in the Civic Coalition (Koalicja Obywatelska, KO). A collection of left-wing parties assembled together in The Left (Lewica) coalition. But it was the third coalition, The Third Way (Trzecia Droga, TD), that was arguably decisive in the election. At the heart of TD was Poland 2050, initially created as a social movement in 2020 around the TV personality and co-host of Poland's Got Talent, Szymon Hołownia, and one of Poland's perennial parties, the Polish People's Party (Polskie Stronnictwo Ludowe, PSL). PSL was formally at the head of a coalition itself, meaning that in some senses, the government formed after the election was a coalition of coalitions of coalitions. As the name might suggest, Third Way sought to offer an alternative path to the two parties that had dominated Polish politics in the 21st century, although at the core of its pitch was a moderate social conservatism: more conservative than PO and more moderate than PiS.

The success of TD owed much not only to its moderate stance but also to a deliberate campaigning strategy by Tusk and his team. The polarized nature of Polish politics meant PiS voters who had lost faith in, or enthusiasm for, the Kaczyński project were highly unlikely to switch to support the Civic Coalition, even with Tusk promising to maintain a number of social benefits introduced by the PiS government, such as increased pay for teachers and others in the public sector, and unlock EU funds withheld due to concerns over democratic backsliding. 8 Cognizant that TD would likely be necessary for any majority KO-led government, Tusk even encouraged some voters to cast their ballots for Third Way to help ensure it would cross the electoral threshold. 9 There had been some discussion prior to the election of a joint list of the coalition partners, but Tusk and his allies opted instead for separate lists, albeit sending a strong signal they would form a coalition government if they won a sufficient number of seats in parliament.

The mechanics of the electoral system also played a key role in Fico's return to power. Slovakia operates ‘strongly flexible’ lists, with voters able to cast preference votes for up to four candidates (Däubler and Hix, 2018). Any candidate who gets the preferences of more than 3% of voters for that electoral list gets bumped up the list. No fewer than 25 members of parliament (MPs) elected (one sixth of the entire total) owed their election to preference votes. Open lists provide the opportunity for party leaderships keen to boost their overall support to offer places to individuals and organizations. The most striking beneficiary of preference voting was the Slovak National Party (Slovenska národná strana, SNS). Although one of the perennial parties of Slovak politics, it had fallen below the electoral threshold in 2020 and showed little sign of bouncing back in any subsequent election. But the party leadership struck deals, offering places to former members of neo-fascist parties and various nationalist personalities, many of whom had prominent profiles in the alternative media/disinformation scene. The SNS electoral list crossed the threshold with 5.62% of the vote, but of the 10 new MPs, only one, the SNS party leader Andrej Danko, was a member of the party. SNS indicated its willingness to join a government with Fico, and within days, a three-party coalition had been formed.

Whilst the pre-election agreement meant the composition of the coalition government in Poland was clear once the results were known, the same was not true of Slovakia. Much hinged on the decision of former Prime Minister Peter Pellegrini and his party, Hlas-SD, which had broken away from Smer-SD after the 2020 election. Pellegrini had sought to project Hlas-SD as a moderate social democratic party, keen to tell diplomats and foreign politicians that they were distinct from Smer-SD and wanted Slovakia to be part of the European mainstream. Pellegrini's decision was going to be pivotal to the creation of any majority government. In the immediate days after the election, political circles and media coverage were awash with rumours and suggestions of deals and offers from both Fico and Simečka. Nonetheless, it became clear quite rapidly that Pellegrini and his party would return to the mother ship, at least in terms of coalition formation. Whether driven by a sense of ideological proximity, the likelihood Fico had some kompromat linked to personal peccadillos and less than angelic behaviour of Hlas-SD politicians when they were in Smer-SD, or that a PS-led government would likely be a more fractious and disputatious coalition, Pellegrini swiftly agreed to form a coalition with Smer-SD and SNS.

Both the Fico- and Tusk-led governments quickly embarked on what might be neutrally described as a rapid reversal of some of their predecessors' policies, but what supporters might label ‘restoration’ and opponents ‘revenge’ politics. Despite stressing socio-economic themes in the election campaign, the new Fico-led government's priorities appeared to be focused on judicial politics and self-protection. The police chief and several officials investigating allegations of criminal behaviour involving Fico and his associates were removed from office, followed by the replacement of the head of the security service a few months later. Moreover, much initial parliamentary time was taken up pushing through amendments to the criminal code involving a reduction of sentences for those found guilty of various crimes, including corruption and rape, and a shortening of the statute of limitations. Furthermore, the office of special prosecutor, designed to investigate high-profile crimes and headed by a former politician and critic of Fico, was abolished.

If the direction of travel in Slovakia was away from democratic norms in Poland, the stated aim – and indeed, the glue keeping the ideologically diverse coalition of coalitions together – was to restore democracy and reverse the 8 years of backsliding under PiS rule. But that raised profound questions surrounding the means by which those goals would be achieved. How far does a government seeking to reverse democratic backsliding have to employ some of the methods their opponents used in power? Employing an ‘iron broom’, 10 the new government, for instance, replaced the management and supervisory boards of the state media company and state-owned Polish Press Agency, switched off the broadcast feed for the 24-h news channel ‘TVP Info’ and began a process of reforming the judiciary, where over 3000 judges had been nominated since PiS had it overhauled.

Indeed, both Poland and Slovakia highlight dilemmas for opponents of backsliding regimes: ignore past lawbreaking and risk its return or prosecute the backsliders' violations and risk accusations of politicizing the police and courts – a dilemma that is even stronger when the backsliders have themselves politicized the judicial system and induced their democratic opponents to cry foul. Moreover, when backsliders use legal means to lock in anti-democratic personnel and policies, they store up political resources for when they lose elections. Newly elected democrats again face a dilemma: allow their efforts at democratic reforms to be blocked by the previous government's holdover appointments, making them look impotent, or find sufficient justification for changing the rules of the game to replace them, thereby risking undermining their own democratic credentials. If backsliders can cast enough doubt on the democrats' commitment to the rule of law, then they may find it easier to return to office and continue their backsliding, now justified as the restoration of the rule of law.

Predictably, both new governments' changes provoked domestic backlash. In Poland, PiS politicians and supporters fulminated and protested. Kaczyński labelled Tusk a German agent and even likened him to Hitler. 11 In Slovakia, with strong echoes of the reaction to the last time Fico was in power, the actions of the new government were met with a series of regular large-scale demonstrations across the country. But they also provoked sharp words from Brussels. EU Justice Commissioner Didier Reynders sent a letter in December asking the authorities not to abolish the prosecutor's office, and a motion criticizing the Fico government's steps was overwhelmingly passed by the European Parliament. 12 Fico and his allies placed blame for the resolution and the threat of withholding EU funds at the door of opposition politicians from Slovakia who were accused of painting developments in the blackest of lights in EU circles.

Although the posts of president in Poland and Slovakia have limited powers, they can help delay or accelerate a government's agenda for change (Hloušek et al., 2013). In the case of Poland, not only are the presidential powers notably stronger, particularly the three-fifths majority to overturn a veto, but also the president's competencies stretch into foreign policy. Both Polish President Andrzej Duda and his counterpart in Slovakia, Zuzana Čaputová, were political opponents of Tusk and Fico, respectively. Duda had been PiS's candidate in two elections, and Čaputová had been a member of PS, although both had formally renounced their party membership when they became head of state. Both presidents invited the leader of the party that had won the largest number of seats to form a government, which meant in Poland's case that despite the fact that PiS would not be able to muster a majority in parliament, the formal formation of the Tusk-led government was delayed by a fortnight. At a frosty meeting in the presidential palace, Čaputová, whom Fico had labelled an American agent, invited Fico to try to form a government, although, as noted above, a Smer-SD–Hlas-SD–SNS government looked likely but not certain in the immediate aftermath of the election.

In both Poland and Slovakia, the presidency played a role in obstructing or complicating the actions of the new government. Not only in a dramatic display of defiance did Duda allow two high-ranking PiS politicians convicted of abuse of power shelter in the presidential palace when the police had gone to their homes to arrest them, but he also sought to hinder the social agenda of the new government by vetoing a law liberalizing the use of the morning after pill. The need for a three-fifths majority in parliament to overturn a presidential veto meant that Duda had at his disposal a tool to hinder the new government until the end of his term in 2025. In Slovakia, Čaputová openly criticized the government for several of its priorities and for using accelerated procedures in parliament to ram home their changes. Moreover, she exercised her formal powers by referring the changes to the criminal code to the Constitutional Court, which found in her favour. Her actions only raised the stakes for the then-forthcoming presidential election. In the second round in April 2024, whereas Fico's preferred candidate Peter Pellegrini offered ‘pokoj’ [calm], his opponent in the second round, the former foreign minister and candidate backed by the opposition, Ivan Korčok, promised to be a bulwark against Fico. Pellegrini's victory seemed not only to confirm Slovakia's direction of travel but also to remove an actor with the potential to throw obstacles into the road. 13

Post-election developments in Slovakia and Poland underscore the process and sequential nature of democratic backsliding and its reversal, shaped by constraints and opportunities. The new Fico government's decision to focus first on the judiciary and police had clear logic. One of the Matovič government's few successes was increasing the independence of investigative bodies, leading to many prosecutions of politicians and associates of the last Smer-SD-led government over corruption allegations. The new Fico government's almost immediate removal of personnel investigating these crimes and the abolition of the special prosecutor's office helped halt proceedings and sent out a strong signal about the limits of what the new government was willing to countenance. Moreover, the next step, changing the Criminal Code, would help to place a protective shield around less than angelic behaviour. Criticism of these steps and the decision of the Slovak Constitutional Court to block the legislation and stifle the new government's agenda were then met with accusations of unconstitutional behaviour and threats of dismissal. The criticisms were also levelled more generally at the media, which, after the first 6 months in government, became the next focus in Slovakia's illiberal turn as a new law overhauled the state broadcaster, creating a governing council predominated by government nominees. This new oversight body, combined with complaints of pressure placed on journalists on private TV stations and in newspapers, pointed to attempts to muffle or turn down the volume of criticism in the media. What is striking in the Polish case is that the desire to reverse the illiberalism of the previous 8 years does not involve a ‘U-turn’ in the strictest sense of sequencing. In fact, the initial steps in either direction are much the same: a focus on the judicial sphere and the media landscape.

Electoral and unexpected events underlined and reinforced divisions in both societies. Despite giving the impression it would be a priority, little progress was made on Tusk's promises on LGBT rights, including a formalization of LGBT partnerships and a law on hate speech that got stuck in the parliamentary freezer. The lack of progress owed something to the sheer size of the government's in-tray, but social conservatives in the coalition also had one eye on impending local and European elections. In Slovakia, the assassination attempt on Fico in May 2024 underscored the polarized nature of society. Close allies of Fico pointed fingers of blame at opposition politicians and the liberal media for fostering a hostile environment, whereas opposition voices expressed fears the shooting could be used to justify an acceleration of democratic erosion (Alderman and Haughton, 2024).

The war in Ukraine cast a long shadow over European politics in 2023. Despite deep divisions in domestic politics, thanks to geopolitical vulnerabilities linked to historical experiences, there was broad agreement amongst Polish parties that the country needed to stand on the side of Ukraine and against the threat posed by Russia. Given Tusk's stature in Brussels and good relations with key European politicians, his election meant that the voice of those calling for greater support for Ukraine within the EU was further strengthened in the European Council. In contrast, the election of the Smer-SD government in Slovakia indicated a weakening of the EU's support for Ukraine.

Slovakia had long harboured contrasting views on Russia, with clear pro-Russian sentiments being expressed by SNS and various neo-fascist politicians. Smer-SD's position had consistently been more ambiguous. As far back as 2006, Fico had emphasized in his election campaigns and his government's declarations that foreign policy should be directed to all four corners of the globe, not just the West (Marušiak et al., 2007), a refrain he repeated in the 2023 campaign. But whilst in 2006, such language could be interpreted as a call for an outward-looking Slovakia, in 2023, it signalled sympathy towards Russia's side in the war.

Once in office the words and deeds of the new Fico government sent out mixed signals. On the one hand, Fico continued to use his campaigning line about not sending a single bullet to Ukraine but only offering aid to address the tragic human consequences of the war. Moreover, he spoke of the need for Ukraine to give up territory in order to end the war, and the new foreign minister, Juraj Blanár, was pictured shaking hands with his Russian counterpart, Sergey Lavrov, at an international conference. But these statements sat uncomfortably with a willingness to allow private firms (some of which had links to leading figures in Smer-SD) to continue to export arms to Ukraine 14 and a joint meeting of the Slovak and Ukrainian governments in the eastern Slovak town of Michalovce in April, at which warm words were exchanged. 15 Moreover, despite making strong critical noises about the war on the eve of European Council meetings, Fico tended to go along with the collective decisions reached, albeit with Slovakia taking a backseat. The mixed messages meant that under Fico, Slovakia had become an ‘unpredictable’ and unreliable player in the sphere of EU and foreign policy (Pisklová, 2024; Strážay, 2023).

Smer-SD's mixed signals can be partly explained by a balancing act: a desire to send a strong signal to a domestic audience whilst not proving to be such a troublesome player on the European stage. The explanation for Slovakia's stance under Fico, however, is also linked to deeper sets of vulnerabilities and how a power-seeking politician like Fico responds to those vulnerabilities. Over the course of its two decades of EU membership, Slovakia has offered challenges to EU policies in the fields of fiscal and foreign policies (Malová et al., 2005), but as a small, landlocked, highly trade-dependent country, Slovakia has no real alternative to EU membership (Högenauer and Mišík, 2024). Politicians may vent and criticize, but they are clear in stating where Slovakia's place unambiguously lies. Nonetheless, the Michalovce meeting arguably points to Fico's key motivations. The deals struck on energy, infrastructure and economic support for Ukraine's reconstruction have clear benefits for the Slovak economy and the business interests of individuals close to the prime minister. Fico's description of his planned trip to China as the ‘trip of the year’ only seemed to underline the priority of business interests. 16

The new Slovak government did not just cause concerns in Brussels over the war in Ukraine; there were also fears the government's domestic agenda would create a new chapter in the EU's ‘autocracy problem’ with Fico posing similar rule of law challenges to Hungary's Viktor Orbán and Poland under PiS (Kelemen, 2024). Loud critical voices, the threat of withholding funds and an overwhelming vote in the European Parliament [494 out of 630 members of the European Parliament (MEPs) supported the resolution] criticizing the changes to the Criminal Code, however, appeared to have no impact on the speed and direction of travel of Slovakia's new government.

In contrast, the new Polish government was greeted with a sigh of relief in Brussels, given both its domestic agenda and the expected engagement in EU policy-making, 17 even more so in light of Poland's forthcoming presidency of the Council scheduled for the first half of 2025. As Slovakia was beginning to cause concerns, former European Council President Tusk was welcomed back to Brussels as a cure to the PiS-induced rule of law headache in Poland. The new Polish prime minister was able to deliver quickly on a promise to unlock EU funds, securing an initial €5 billion as an early Christmas present for his country. Moreover, the departure from the populist foreign policy approach to negotiations, which rested on the contestation of values as well as established ‘ways of doing things’ combined with the disruption of the daily conduct of negotiations, was welcomed in European circles (Juncos and Pomorska, 2021, 2024).

The Polish premier was not the only personnel change. An ‘iron broom’ also swept through the administration, with high-level changes also within the Polish representation to the EU, with Tusk's former chef de cabinet in the European Council, Piotr Serafin, put in charge. Moreover, Radek Sikorski, who returned as foreign minister, was quick to announce his intention to exchange 50 ambassadors. This plan, however, was complicated by the unwillingness of President Duda to co-operate.

What changed radically in the case of Poland was its reputational capital. Aside from Tusk's personal reputation in Brussels following his tenure as European Council president, his previous government had been mainly seen as constructive, including running a successful presidency in 2011 (Pomorska and Vanhoonacker, 2012). With the new government, Poland also re-gained its full coalition capacity, which had been damaged during the PiS government. Nevertheless, Poland under Tusk will not be simply an acquiescent member state. Indeed, in areas such as migration or the environment and climate, it is likely to run against the majority of the other member states. Following the protests by Polish farmers on both the Green Deal and the liberalization of trade with Ukraine, for example, Tusk was quick to request that Poland be given exemptions from some provisions of the Green Deal.

The election of the new governments had consequences for regional groupings, both symbolically and substantially. Whilst the revival of the Weimar Triangle was emblematic of Poland's return to the European mainstream, it did not bring the same good news for the Visegrád Four. Weimar became a convenient platform for the new Polish government to improve relations with Germany and France, both of which became strained under PiS's rule. The practice of exchanging information and co-ordination before important meetings has been one of the main functions of Weimar within the EU, practices that looked set to return under Tusk. As a symbolic gesture, after visiting President Joe Biden in March 2024, Tusk called for an immediate follow-up within an extraordinary meeting of the Weimar Triangle. Moreover, whilst Poland and France announced they were working on signing an interstate treaty akin to the one France signed with Germany, Sikorski announced in Berlin that the ‘Polish-German partnership has to return to its normal state because we are a part of the same family’. 18

But whilst there were smiles and handshakes when Tusk met Olaf Scholz and Emanuel Macron, despite some polite words and the articulation of common concerns about the Green Deal and migration, the press conference at the end of a Visegrád Four meeting in Prague in March 2024 exposed the deep divisions between the Czechs and Poles on the one hand and Hungary and Slovakia on the other. 19 Although Poland and Slovakia had in some sense swapped places, this was just the latest iteration of what had been dubbed the ‘V 2 + 2’. 20 In spring 2024, one of the most divisive issues remained sending arms to Ukraine, 21 with both Hungary and Slovakia reluctant to support the efforts of the Czechs and the Poles. Visegrád may become an uncomfortable forum for Tusk if it is seen as providing additional legitimacy to Orbán. After all, Tusk himself emphasized at the summit that fundamental values like freedom, human rights and the rule of law were key when co-operation was established. 22

In both Poland and Slovakia in 2023 voters signalled a desire for change, for renewal and for reversal, although some politicians took this as a cue for revenge. But the results also provided signals for actors in the fluid world of parties and electoral politics. Defeat provoked internal debates over strategy and the leadership of parties. The results and a subsequent decline in PiS's poll rating fuelled a flurry of speculation about the future role of Kaczyński, whereas the electoral success of TD led to Hołownia's star appearing to rise again in discussions of future presidential candidates. In Poland, ideological differences, particularly between the social liberals and social conservatives in the eclectic coalition, soon came to the fore, highlighting not only that there are both centrifugal and centripetal forces that will shape the coalition's longevity but also that democratic backsliding and conservative backlash are not simply two sides of the same coin (O'Dwyer, 2024). Slovakia's own presidential elections in April 2024 seemingly confirmed that the course of Slovak politics was set for the foreseeable future. But Pellegrini's accession to the traditionally non-partisan presidency opened up existential questions over the future of Hlas-SD and indeed the coalition.

Despite the sharp change of direction after the elections, neither country's path is immutable. Decisions by government and opposition politicians and the response of the wider electorate in the coming months and years will shape the likelihood of tacking, veering and U-turns. But the experience of the first few months of the new governments indicates that it is easier to undermine liberal democracy than reconstruct it. Bulldozers and builders face different tasks and function in different ways.

More broadly, the election results in both countries underscored the increasingly common picture across Europe of complicated party systems. Within these fragmented and fluid party systems, there are sizeable slices of the electorate supportive of parties such as PiS and Smer-SD, but whether that translates into an ability to form governments still depends heavily on the choices of smaller and newer political actors in coalition formation.

Poland and Slovakia highlight three wider lessons for the study of democratic backsliding and resilience. First, electoral turnout matters. The Polish case underlines both the importance of civil society groups in mobilizing the electorate before and during election campaigns and the combination of urban-dwelling youth and middle-aged citizens in more rural areas turning out to vote. Second, the qualities of compromise, collaboration and self-limitation were necessary in the forging of a coalition that could end 8 years of PiS rule and halt Poland's illiberal and democratic slide. The recipe cooked up in Poland in 2023 – and indeed, the story of turnout – bore a strong resemblance to the coalition of coalitions elected in Slovakia in 1998. Moreover, the coalition's ongoing cohesion will determine whether the changes become entrenched or find themselves subject to overhaul. Third, Poland and Slovakia illuminate the means by which states seek to reverse direction along the liberal/illiberal path. The two cases show that judicial appointments and changes to the media landscape are clear priorities. For advocates of liberal democracy, developments in Slovakia show how quickly things can move in an unwelcome direction, whereas Poland indicates how the direction of travel can be changed, albeit in ways that raise questions about the means and ability to achieve the stated aims. Democracy is, as the Slovak cartoonist Shooty put it, ‘makačka’ (‘a difficult job’). 23

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