评估基于 ML 的临床风险预测模型中的性别偏差:对不同医院多个使用案例的研究。

IF 4 2区 医学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS
Patricia Cabanillas Silva , Hong Sun , Pablo Rodriguez-Brazzarola , Mohamed Rezk , Xianchao Zhang , Janis Fliegenschmidt , Nikolai Hulde , Vera von Dossow , Laurent Meesseman , Kristof Depraetere , Ralph Szymanowsky , Jörg Stieg , Fried-Michael Dahlweid
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引用次数: 0

摘要

背景:男性和女性的身体存在固有的差异,女性在临床试验中的代表性不足的历史,扩大了现有医疗数据中的这一差距。如果基于有偏见的数据开发临床决策支持工具,其公平性就会受到威胁。本文旨在定量评估风险预测模型中的性别偏差。我们的目标是通过对不同医院的多个使用案例进行调查来推广我们的发现:首先,我们对源数据进行全面分析,以发现基于性别的差异。其次,我们评估了模型在不同医院不同性别群体和不同使用案例中的性能。性能评估采用受体运行特征曲线下面积(AUROC)进行量化。最后,我们通过分析诊断不足率和诊断过度率以及决策曲线分析(DCA)来研究这些偏差的临床影响。我们还研究了模型校准对减轻决策过程中与性别有关的差异的影响:我们的数据分析揭示了不同性别、医院和临床病例在发病率、AUROC 和过度诊断率方面的显著差异。不过,我们也发现女性群体的诊断不足率一直较高。一般来说,女性群体的发病率较低,模型在应用于这一群体时表现较差。此外,决策曲线分析表明,在感兴趣的阈值范围内,不同性别群体的模型临床实用性在统计学上没有显著差异:结论:在不同的临床应用案例和医疗机构中,风险预测模型中存在的性别偏差各不相同。虽然在数据源层面观察到男性和女性人群之间存在固有差异,但这种差异并不影响临床效用的均等性。总之,本研究中进行的评估强调了从不同角度持续监测性别差异对临床风险预测模型的重要意义。
本文章由计算机程序翻译,如有差异,请以英文原文为准。

Evaluating gender bias in ML-based clinical risk prediction models: A study on multiple use cases at different hospitals

Evaluating gender bias in ML-based clinical risk prediction models: A study on multiple use cases at different hospitals

Background

An inherent difference exists between male and female bodies, the historical under-representation of females in clinical trials widened this gap in existing healthcare data. The fairness of clinical decision-support tools is at risk when developed based on biased data. This paper aims to quantitatively assess the gender bias in risk prediction models. We aim to generalize our findings by performing this investigation on multiple use cases at different hospitals.

Methods

First, we conduct a thorough analysis of the source data to find gender-based disparities. Secondly, we assess the model performance on different gender groups at different hospitals and on different use cases. Performance evaluation is quantified using the area under the receiver-operating characteristic curve (AUROC). Lastly, we investigate the clinical implications of these biases by analyzing the underdiagnosis and overdiagnosis rate, and the decision curve analysis (DCA). We also investigate the influence of model calibration on mitigating gender-related disparities in decision-making processes.

Results

Our data analysis reveals notable variations in incidence rates, AUROC, and over-diagnosis rates across different genders, hospitals and clinical use cases. However, it is also observed the underdiagnosis rate is consistently higher in the female population. In general, the female population exhibits lower incidence rates and the models perform worse when applied to this group. Furthermore, the decision curve analysis demonstrates there is no statistically significant difference between the model’s clinical utility across gender groups within the interested range of thresholds.

Conclusion

The presence of gender bias within risk prediction models varies across different clinical use cases and healthcare institutions. Although inherent difference is observed between male and female populations at the data source level, this variance does not affect the parity of clinical utility. In conclusion, the evaluations conducted in this study highlight the significance of continuous monitoring of gender-based disparities in various perspectives for clinical risk prediction models.

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来源期刊
Journal of Biomedical Informatics
Journal of Biomedical Informatics 医学-计算机:跨学科应用
CiteScore
8.90
自引率
6.70%
发文量
243
审稿时长
32 days
期刊介绍: The Journal of Biomedical Informatics reflects a commitment to high-quality original research papers, reviews, and commentaries in the area of biomedical informatics methodology. Although we publish articles motivated by applications in the biomedical sciences (for example, clinical medicine, health care, population health, and translational bioinformatics), the journal emphasizes reports of new methodologies and techniques that have general applicability and that form the basis for the evolving science of biomedical informatics. Articles on medical devices; evaluations of implemented systems (including clinical trials of information technologies); or papers that provide insight into a biological process, a specific disease, or treatment options would generally be more suitable for publication in other venues. Papers on applications of signal processing and image analysis are often more suitable for biomedical engineering journals or other informatics journals, although we do publish papers that emphasize the information management and knowledge representation/modeling issues that arise in the storage and use of biological signals and images. System descriptions are welcome if they illustrate and substantiate the underlying methodology that is the principal focus of the report and an effort is made to address the generalizability and/or range of application of that methodology. Note also that, given the international nature of JBI, papers that deal with specific languages other than English, or with country-specific health systems or approaches, are acceptable for JBI only if they offer generalizable lessons that are relevant to the broad JBI readership, regardless of their country, language, culture, or health system.
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