元监管:中国生成式人工智能监管模式的主要责任之外的理想选择

IF 3.3 3区 社会学 Q1 LAW
Huijuan Dong , Junkai Chen
{"title":"元监管:中国生成式人工智能监管模式的主要责任之外的理想选择","authors":"Huijuan Dong ,&nbsp;Junkai Chen","doi":"10.1016/j.clsr.2024.106016","DOIUrl":null,"url":null,"abstract":"<div><p>Generative AI with stronger responsiveness and emergent abilities has triggered a global boom and is facing challenges such as data compliance risks during the pretraining process and risks of generating fake information, which has raised concerns among global regulatory authorities. The European Union, United States, United Kingdom, and other countries and regions are gradually establishing risk-based, scenario-based, and outcome-based governance models for generative AI. China recently introduced new regulations for the management of generative AI, which adopt a governance model focusing on generative AI service providers. It suggests that China is continuing the principle of primary responsibility in Internet governance, which encompasses legal responsibility, contractual obligations, and ethical responsibility. However, the governance model based on primary responsibility emphasizes the accountability of generative AI model service providers, with relatively limited regulation on other important entities such as users and large-scale dissemination platforms, which may not be conducive to achieving China's regulatory goals for the AI industry. In comparison, the Meta-Regulation model could be an ideal alternative for China. As a classic theory explaining the public-private relationship, the ‘Meta-Regulation’ aligns with the generative AI governance requirements. Based on the Meta-Regulation theory, the governance of generative AI in China should move towards a direction of emphasizing safety, transparency, collaborative governance, and accountability. In line with this, it is necessary to include users and large-scale dissemination platforms within the regulatory scope and establish overarching governance objectives that ensure the responsible distribution of duties among stakeholders, with regulatory authorities assuming ultimate oversight responsibility and technical coordination. At the level of specific improvement measures, it is possible to integrate the three stages of model development, usage, and content dissemination of generative AI. During the model development stage, generative AI providers have specific transparency obligations. In the usage stage, a self-regulatory system centered around platform autonomy should be constructed. In the content dissemination stage, the proactive notification obligations of the dissemination platforms should be clearly defined. Additionally, the enforcement of technical interoperability requirements is necessary, thereby promoting the orderly development of generative AI applications.</p></div>","PeriodicalId":51516,"journal":{"name":"Computer Law & Security Review","volume":"54 ","pages":"Article 106016"},"PeriodicalIF":3.3000,"publicationDate":"2024-07-04","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Meta-Regulation: An ideal alternative to the primary responsibility as the regulatory model of generative AI in China\",\"authors\":\"Huijuan Dong ,&nbsp;Junkai Chen\",\"doi\":\"10.1016/j.clsr.2024.106016\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<div><p>Generative AI with stronger responsiveness and emergent abilities has triggered a global boom and is facing challenges such as data compliance risks during the pretraining process and risks of generating fake information, which has raised concerns among global regulatory authorities. The European Union, United States, United Kingdom, and other countries and regions are gradually establishing risk-based, scenario-based, and outcome-based governance models for generative AI. China recently introduced new regulations for the management of generative AI, which adopt a governance model focusing on generative AI service providers. It suggests that China is continuing the principle of primary responsibility in Internet governance, which encompasses legal responsibility, contractual obligations, and ethical responsibility. However, the governance model based on primary responsibility emphasizes the accountability of generative AI model service providers, with relatively limited regulation on other important entities such as users and large-scale dissemination platforms, which may not be conducive to achieving China's regulatory goals for the AI industry. In comparison, the Meta-Regulation model could be an ideal alternative for China. As a classic theory explaining the public-private relationship, the ‘Meta-Regulation’ aligns with the generative AI governance requirements. Based on the Meta-Regulation theory, the governance of generative AI in China should move towards a direction of emphasizing safety, transparency, collaborative governance, and accountability. In line with this, it is necessary to include users and large-scale dissemination platforms within the regulatory scope and establish overarching governance objectives that ensure the responsible distribution of duties among stakeholders, with regulatory authorities assuming ultimate oversight responsibility and technical coordination. At the level of specific improvement measures, it is possible to integrate the three stages of model development, usage, and content dissemination of generative AI. During the model development stage, generative AI providers have specific transparency obligations. In the usage stage, a self-regulatory system centered around platform autonomy should be constructed. In the content dissemination stage, the proactive notification obligations of the dissemination platforms should be clearly defined. Additionally, the enforcement of technical interoperability requirements is necessary, thereby promoting the orderly development of generative AI applications.</p></div>\",\"PeriodicalId\":51516,\"journal\":{\"name\":\"Computer Law & Security Review\",\"volume\":\"54 \",\"pages\":\"Article 106016\"},\"PeriodicalIF\":3.3000,\"publicationDate\":\"2024-07-04\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Computer Law & Security Review\",\"FirstCategoryId\":\"90\",\"ListUrlMain\":\"https://www.sciencedirect.com/science/article/pii/S0267364924000827\",\"RegionNum\":3,\"RegionCategory\":\"社会学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"LAW\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Computer Law & Security Review","FirstCategoryId":"90","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0267364924000827","RegionNum":3,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"LAW","Score":null,"Total":0}
引用次数: 0

摘要

具有更强响应能力和突现能力的生成式人工智能在全球掀起热潮,同时也面临着预训练过程中的数据合规风险和生成虚假信息的风险等挑战,引起了全球监管机构的关注。欧盟、美国、英国等国家和地区正在逐步建立基于风险、基于场景、基于结果的生成式人工智能治理模式。中国最近出台了新的生成式人工智能管理条例,采用了以生成式人工智能服务提供商为核心的治理模式。这表明中国在互联网治理中延续了主要责任原则,包括法律责任、合同义务和道德责任。然而,基于主体责任的治理模式强调的是对人工智能模型生成服务提供者的问责,对用户、大型传播平台等其他重要主体的监管相对有限,这可能不利于实现中国对人工智能产业的监管目标。相比之下,元监管模式可能是中国的理想选择。作为解释公私关系的经典理论,"元监管 "符合人工智能治理的生成性要求。基于 "元监管 "理论,中国的创生型人工智能治理应朝着强调安全、透明、协同治理和问责的方向发展。与此相适应,有必要将用户和大型传播平台纳入监管范围,确立总体治理目标,确保各利益相关方分工负责,监管部门承担最终的监督责任和技术协调。在具体改进措施层面,可以整合生成式人工智能的模型开发、使用和内容传播三个阶段。在模型开发阶段,生成式人工智能提供商有具体的透明度义务。在使用阶段,应构建以平台自治为核心的自律体系。在内容传播阶段,应明确规定传播平台的主动通知义务。此外,有必要执行技术互操作性要求,从而促进生成式人工智能应用的有序发展。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Meta-Regulation: An ideal alternative to the primary responsibility as the regulatory model of generative AI in China

Generative AI with stronger responsiveness and emergent abilities has triggered a global boom and is facing challenges such as data compliance risks during the pretraining process and risks of generating fake information, which has raised concerns among global regulatory authorities. The European Union, United States, United Kingdom, and other countries and regions are gradually establishing risk-based, scenario-based, and outcome-based governance models for generative AI. China recently introduced new regulations for the management of generative AI, which adopt a governance model focusing on generative AI service providers. It suggests that China is continuing the principle of primary responsibility in Internet governance, which encompasses legal responsibility, contractual obligations, and ethical responsibility. However, the governance model based on primary responsibility emphasizes the accountability of generative AI model service providers, with relatively limited regulation on other important entities such as users and large-scale dissemination platforms, which may not be conducive to achieving China's regulatory goals for the AI industry. In comparison, the Meta-Regulation model could be an ideal alternative for China. As a classic theory explaining the public-private relationship, the ‘Meta-Regulation’ aligns with the generative AI governance requirements. Based on the Meta-Regulation theory, the governance of generative AI in China should move towards a direction of emphasizing safety, transparency, collaborative governance, and accountability. In line with this, it is necessary to include users and large-scale dissemination platforms within the regulatory scope and establish overarching governance objectives that ensure the responsible distribution of duties among stakeholders, with regulatory authorities assuming ultimate oversight responsibility and technical coordination. At the level of specific improvement measures, it is possible to integrate the three stages of model development, usage, and content dissemination of generative AI. During the model development stage, generative AI providers have specific transparency obligations. In the usage stage, a self-regulatory system centered around platform autonomy should be constructed. In the content dissemination stage, the proactive notification obligations of the dissemination platforms should be clearly defined. Additionally, the enforcement of technical interoperability requirements is necessary, thereby promoting the orderly development of generative AI applications.

求助全文
通过发布文献求助,成功后即可免费获取论文全文。 去求助
来源期刊
CiteScore
5.60
自引率
10.30%
发文量
81
审稿时长
67 days
期刊介绍: CLSR publishes refereed academic and practitioner papers on topics such as Web 2.0, IT security, Identity management, ID cards, RFID, interference with privacy, Internet law, telecoms regulation, online broadcasting, intellectual property, software law, e-commerce, outsourcing, data protection, EU policy, freedom of information, computer security and many other topics. In addition it provides a regular update on European Union developments, national news from more than 20 jurisdictions in both Europe and the Pacific Rim. It is looking for papers within the subject area that display good quality legal analysis and new lines of legal thought or policy development that go beyond mere description of the subject area, however accurate that may be.
×
引用
GB/T 7714-2015
复制
MLA
复制
APA
复制
导出至
BibTeX EndNote RefMan NoteFirst NoteExpress
×
提示
您的信息不完整,为了账户安全,请先补充。
现在去补充
×
提示
您因"违规操作"
具体请查看互助需知
我知道了
×
提示
确定
请完成安全验证×
copy
已复制链接
快去分享给好友吧!
我知道了
右上角分享
点击右上角分享
0
联系我们:info@booksci.cn Book学术提供免费学术资源搜索服务,方便国内外学者检索中英文文献。致力于提供最便捷和优质的服务体验。 Copyright © 2023 布克学术 All rights reserved.
京ICP备2023020795号-1
ghs 京公网安备 11010802042870号
Book学术文献互助
Book学术文献互助群
群 号:481959085
Book学术官方微信