{"title":"让人工智能审计成为可能:对人工智能审计和人工智能可审计性的系统回顾","authors":"Yueqi Li, Sanjay Goel","doi":"10.1007/s10796-024-10508-8","DOIUrl":null,"url":null,"abstract":"<p>Artificial intelligence (AI) technologies have become the key driver of innovation in society. However, numerous vulnerabilities of AI systems can lead to negative consequences for society, such as biases encoded in the training data and algorithms and lack of transparency. This calls for AI systems to be audited to ensure that the impact on society is understood and mitigated. To enable AI audits, auditability measures need to be implemented. This study provides a systematic review of academic work and regulatory work on AI audits and AI auditability. Results reveal the current understanding of the AI audit scope, audit challenges, and auditability measures. We identify and categorize AI auditability measures for each audit area and specific process to be audited and the party responsible for each process to be audited. Our findings will guide existing efforts to make AI systems auditable across the lifecycle of AI systems.</p>","PeriodicalId":13610,"journal":{"name":"Information Systems Frontiers","volume":"16 1","pages":""},"PeriodicalIF":6.9000,"publicationDate":"2024-07-02","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Making It Possible for the Auditing of AI: A Systematic Review of AI Audits and AI Auditability\",\"authors\":\"Yueqi Li, Sanjay Goel\",\"doi\":\"10.1007/s10796-024-10508-8\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>Artificial intelligence (AI) technologies have become the key driver of innovation in society. However, numerous vulnerabilities of AI systems can lead to negative consequences for society, such as biases encoded in the training data and algorithms and lack of transparency. This calls for AI systems to be audited to ensure that the impact on society is understood and mitigated. To enable AI audits, auditability measures need to be implemented. This study provides a systematic review of academic work and regulatory work on AI audits and AI auditability. Results reveal the current understanding of the AI audit scope, audit challenges, and auditability measures. We identify and categorize AI auditability measures for each audit area and specific process to be audited and the party responsible for each process to be audited. Our findings will guide existing efforts to make AI systems auditable across the lifecycle of AI systems.</p>\",\"PeriodicalId\":13610,\"journal\":{\"name\":\"Information Systems Frontiers\",\"volume\":\"16 1\",\"pages\":\"\"},\"PeriodicalIF\":6.9000,\"publicationDate\":\"2024-07-02\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Information Systems Frontiers\",\"FirstCategoryId\":\"94\",\"ListUrlMain\":\"https://doi.org/10.1007/s10796-024-10508-8\",\"RegionNum\":3,\"RegionCategory\":\"管理学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"COMPUTER SCIENCE, INFORMATION SYSTEMS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Information Systems Frontiers","FirstCategoryId":"94","ListUrlMain":"https://doi.org/10.1007/s10796-024-10508-8","RegionNum":3,"RegionCategory":"管理学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"COMPUTER SCIENCE, INFORMATION SYSTEMS","Score":null,"Total":0}
Making It Possible for the Auditing of AI: A Systematic Review of AI Audits and AI Auditability
Artificial intelligence (AI) technologies have become the key driver of innovation in society. However, numerous vulnerabilities of AI systems can lead to negative consequences for society, such as biases encoded in the training data and algorithms and lack of transparency. This calls for AI systems to be audited to ensure that the impact on society is understood and mitigated. To enable AI audits, auditability measures need to be implemented. This study provides a systematic review of academic work and regulatory work on AI audits and AI auditability. Results reveal the current understanding of the AI audit scope, audit challenges, and auditability measures. We identify and categorize AI auditability measures for each audit area and specific process to be audited and the party responsible for each process to be audited. Our findings will guide existing efforts to make AI systems auditable across the lifecycle of AI systems.
期刊介绍:
The interdisciplinary interfaces of Information Systems (IS) are fast emerging as defining areas of research and development in IS. These developments are largely due to the transformation of Information Technology (IT) towards networked worlds and its effects on global communications and economies. While these developments are shaping the way information is used in all forms of human enterprise, they are also setting the tone and pace of information systems of the future. The major advances in IT such as client/server systems, the Internet and the desktop/multimedia computing revolution, for example, have led to numerous important vistas of research and development with considerable practical impact and academic significance. While the industry seeks to develop high performance IS/IT solutions to a variety of contemporary information support needs, academia looks to extend the reach of IS technology into new application domains. Information Systems Frontiers (ISF) aims to provide a common forum of dissemination of frontline industrial developments of substantial academic value and pioneering academic research of significant practical impact.