为生成式人工智能制定人权友好型版权框架

Christophe Geiger
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In particular, since many human authors will potentially face the competition of these AI machines on the market, new ways of remunerating creators will have to be imagined while making sure that the copyright system does not stand in the way of these important technological developments.This contribution analyses the copyright issues related to so-called “generative AI” systems and reviews the arguments currently being advanced to change the copyright regime for AI-generated works. To do so, the underlying human rights framing intellectual property laws are used as the starting point from which a balanced copyright framework for generative AI could (and even should) be derived. It follows from the applicable human rights framework for copyright, but also from the anthropocentric approach of human rights, that the protection of creators and human creativity must be considered the point of reference when assessing future reforms with regard to copyright and generative AI systems. This approach establishes generative AI systems as an instrument of the human creator – and not as a substitute. It also reinforces the notion that copyright should be a tool to protect creativity and creators, not a legal mechanism to secure the amortization of economic investments in AI technology. As a consequence, it is argued that the copyrightability of AI-generated outputs should be considered with utmost care and only when AI is used as a technical tool for creators in their creation process – in other words, when they can serve a human author. At the same time, AI systems are here to stay, and their development should not be inhibited, as they can have many beneficial aspects (including for creators) if appropriately regulated.The right to train generative AI systems via machine learning technology can be derived from the right to science and culture and freedom of (artistic) expression (Arts. 19 and 27(1) Universal Declaration of Human Rights (UDHR); Art. 15(1)(a) and (b) International Covenant on Economic, Social and Cultural Rights (ICESCR); Arts. 11 and 13 EU Charter of Fundamental Rights (EUCFR)), as AI can lead to useful advances in science and the arts; moreover, it is important for human creators to be able to use outputs produced by generative AI in their creative process. This grounding is even stronger when the training is conducted for research purposes, as the training process can then also benefit from the fundamental right-to-research justification. However, since a large quantity of copyrighted works is required for the training of generative AI systems, a remuneration obligation for these uses arises from a human rights perspective, in particular when AI systems have a commercial purpose. It follows from the right to the protection of the creator’s moral and material interests (Arts. 27(2) and 17 UDHR, 15(1)(c) ICESCR; 17(2) EUCFR, 1 Protocol No. 1, 8 European Convention on Human Rights (ECHR)) that authors must be adequately remunerated for the commercial use of their works unless there is a strong justification legitimizing the use. For this reason, it is proposed that the machine learning process using copyright-protected works to train the AI gives rise to a limitation-based remuneration right to the benefit of human creators. The article also briefly explores if and when the moral interest of creators deriving from human rights protection could justify their opposition to the use of their work for the purpose of training AI systems. It is argued that the weaker the fundamental rights claim to train the AI is, the stronger the moral rights claim could be. For example, training an AI to produce works for discriminatory or racist purposes will benefit from a weaker (if any) fundamental rights protection, but will potentially raise important moral concerns of the author of the work used for training purposes. More generally, the article concludes that in order to secure a vibrant space for culture and creativity, (finally) cherishing and putting the Human Author at the center of the copyright system is necessary (and not only to erect fences to the benefit of copyright industries, which could be the unfortunate result of the recent first broad regulatory intervention on AI by the EU, the so-called “Artificial Intelligence Act”). In doing so, it might be possible in the future to have AI-systems that serve creators and creativity, and not the other way around.","PeriodicalId":507782,"journal":{"name":"SSRN Electronic Journal","volume":null,"pages":null},"PeriodicalIF":0.0000,"publicationDate":"2024-06-03","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"1","resultStr":"{\"title\":\"Elaborating a Human Rights friendly Copyright Framework for Generative AI\",\"authors\":\"Christophe Geiger\",\"doi\":\"10.2139/ssrn.4634992\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"As works are increasingly produced by machines using artificial intelligence (AI) systems, with a result that is often difficult to distinguish from that of a human creator, the question of what should be the appropriate response of the legal system and, in particular, of the copyright system has become central. 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As a consequence, it is argued that the copyrightability of AI-generated outputs should be considered with utmost care and only when AI is used as a technical tool for creators in their creation process – in other words, when they can serve a human author. At the same time, AI systems are here to stay, and their development should not be inhibited, as they can have many beneficial aspects (including for creators) if appropriately regulated.The right to train generative AI systems via machine learning technology can be derived from the right to science and culture and freedom of (artistic) expression (Arts. 19 and 27(1) Universal Declaration of Human Rights (UDHR); Art. 15(1)(a) and (b) International Covenant on Economic, Social and Cultural Rights (ICESCR); Arts. 11 and 13 EU Charter of Fundamental Rights (EUCFR)), as AI can lead to useful advances in science and the arts; moreover, it is important for human creators to be able to use outputs produced by generative AI in their creative process. This grounding is even stronger when the training is conducted for research purposes, as the training process can then also benefit from the fundamental right-to-research justification. 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引用次数: 1

摘要

随着越来越多的作品由使用人工智能(AI)系统的机器生产出来,其结果往往难以与人类创作者的作品区分开来,法律制度,尤其是版权制度应做出何种适当反应的问题已成为核心问题。如果说传统上版权保护的产生者是作者的创造性投入,那么人工智能则迫使我们重新评估人类创造过程中的特殊之处,以及人工智能生成的作品中创造性投入的所在。但它也提出了版权制度应实现什么目标以及应保护谁/保护什么的更基本问题。本文分析了与所谓 "生成式人工智能 "系统相关的版权问题,并回顾了目前为改变人工智能生成作品的版权制度而提出的论点。为此,本文以基本的人权框架知识产权法为出发点,从中可以(甚至应该)得出一个平衡的人工智能作品版权框架。从适用于版权的人权框架以及以人类为中心的人权方法来看,在评估未来有关版权和人工智能生成系统的改革时,必须将保护创作者和人类创造力作为参考点。这种方法将人工智能生成系统确定为人类创造者的工具,而不是替代品。它还强化了版权应是保护创造力和创作者的工具,而不是确保人工智能技术经济投资摊销的法律机制这一理念。因此,有观点认为,只有当人工智能被用作创作者在创作过程中的技术工具时--换句话说,当它们可以为人类作者服务时--才应极其谨慎地考虑人工智能生成的产出的版权问题。同时,人工智能系统将继续存在,其发展不应受到抑制,因为如果监管得当,它们可以有许多有益的方面(包括对创作者而言)。通过机器学习技术训练人工智能生成系统的权利可以从科学和文化权利以及(艺术)表达自由中衍生出来(《世界人权宣言》第 19 条和第 27 条第 1 款)。通过机器学习技术训练生成式人工智能系统的权利可源于科学文化权和(艺术)表达自 由(《世界人权宣言》第 19 条和第 27(1)条;《世界人权宣言》第 15(1)(a)条和第 27(1) 条)。经济、社会、文化权利国际公约》第 15(1)(a)和(b)条;《欧盟基本权利宪章》第 11 和 13 条。此外,重要的是人类创作者能够在其创作过程中使用生成式人工智能所产生的成果。当训练是为了研究目的而进行时,这种基础就更加牢固,因为训练过程也可以受益于基本的研究权。然而,由于训练人工智能生成系统需要大量受版权保护的作品,因此从人权的角度看,特别是当人工智能系统具有商业目的时,就产生了为这些用途支付报酬的义务。根据保护创作者精神和物质利益的权利(《世界人权宣言》第 27(2)条和第 17(2)(a)条)。根据《世界人权宣言》第 27(2)条和第 17 条、《经济、社会、文化权利国际公约》第 15(1)(c)条、《欧洲保护人权与基本自由公约》第 17(2)条、《第一议定书》第 1 条、《欧洲人权公约》第 8 条),作者必须为其作品的商业使用获得足够的报酬,除非有充分的理由使这种使用合法化。为此,本文提出,在机器学习过程中使用受版权保护的作品来训练人工智能,会产生基于限制的报酬权,从而使人类创作者受益。文章还简要探讨了创作者从人权保护中获得的道德利益是否以及何时可以成为他们反对将其作品用于训练人工智能系统的理由。文章认为,训练人工智能的基本权利诉求越弱,道德权利诉求就可能越强。例如,训练人工智能以制作用于歧视或种族主义目的的作品将受益于较弱的基本权利保护(如果有的话),但却有可能引起用于训练目的的作品的作者的重要道德关切。更广泛地说,文章的结论是,为了确保一个充满活力的文化和创造空间,(最终)有必要珍视人类作者并将其置于版权制度的中心(而不仅仅是为了版权产业的利益而设置栅栏,这可能是欧盟最近首次对人工智能进行广泛监管干预,即所谓的 "人工智能法案 "的不幸结果)。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Elaborating a Human Rights friendly Copyright Framework for Generative AI
As works are increasingly produced by machines using artificial intelligence (AI) systems, with a result that is often difficult to distinguish from that of a human creator, the question of what should be the appropriate response of the legal system and, in particular, of the copyright system has become central. If the generator of copyright protection has traditionally been the author’s creative input, AI forces us to reassess what in the creative process is special in human creativity and where the creative input lies in AI-generated works. But it also poses more fundamental questions on what the copyright system should achieve and who/what it should protect. In particular, since many human authors will potentially face the competition of these AI machines on the market, new ways of remunerating creators will have to be imagined while making sure that the copyright system does not stand in the way of these important technological developments.This contribution analyses the copyright issues related to so-called “generative AI” systems and reviews the arguments currently being advanced to change the copyright regime for AI-generated works. To do so, the underlying human rights framing intellectual property laws are used as the starting point from which a balanced copyright framework for generative AI could (and even should) be derived. It follows from the applicable human rights framework for copyright, but also from the anthropocentric approach of human rights, that the protection of creators and human creativity must be considered the point of reference when assessing future reforms with regard to copyright and generative AI systems. This approach establishes generative AI systems as an instrument of the human creator – and not as a substitute. It also reinforces the notion that copyright should be a tool to protect creativity and creators, not a legal mechanism to secure the amortization of economic investments in AI technology. As a consequence, it is argued that the copyrightability of AI-generated outputs should be considered with utmost care and only when AI is used as a technical tool for creators in their creation process – in other words, when they can serve a human author. At the same time, AI systems are here to stay, and their development should not be inhibited, as they can have many beneficial aspects (including for creators) if appropriately regulated.The right to train generative AI systems via machine learning technology can be derived from the right to science and culture and freedom of (artistic) expression (Arts. 19 and 27(1) Universal Declaration of Human Rights (UDHR); Art. 15(1)(a) and (b) International Covenant on Economic, Social and Cultural Rights (ICESCR); Arts. 11 and 13 EU Charter of Fundamental Rights (EUCFR)), as AI can lead to useful advances in science and the arts; moreover, it is important for human creators to be able to use outputs produced by generative AI in their creative process. This grounding is even stronger when the training is conducted for research purposes, as the training process can then also benefit from the fundamental right-to-research justification. However, since a large quantity of copyrighted works is required for the training of generative AI systems, a remuneration obligation for these uses arises from a human rights perspective, in particular when AI systems have a commercial purpose. It follows from the right to the protection of the creator’s moral and material interests (Arts. 27(2) and 17 UDHR, 15(1)(c) ICESCR; 17(2) EUCFR, 1 Protocol No. 1, 8 European Convention on Human Rights (ECHR)) that authors must be adequately remunerated for the commercial use of their works unless there is a strong justification legitimizing the use. For this reason, it is proposed that the machine learning process using copyright-protected works to train the AI gives rise to a limitation-based remuneration right to the benefit of human creators. The article also briefly explores if and when the moral interest of creators deriving from human rights protection could justify their opposition to the use of their work for the purpose of training AI systems. It is argued that the weaker the fundamental rights claim to train the AI is, the stronger the moral rights claim could be. For example, training an AI to produce works for discriminatory or racist purposes will benefit from a weaker (if any) fundamental rights protection, but will potentially raise important moral concerns of the author of the work used for training purposes. More generally, the article concludes that in order to secure a vibrant space for culture and creativity, (finally) cherishing and putting the Human Author at the center of the copyright system is necessary (and not only to erect fences to the benefit of copyright industries, which could be the unfortunate result of the recent first broad regulatory intervention on AI by the EU, the so-called “Artificial Intelligence Act”). In doing so, it might be possible in the future to have AI-systems that serve creators and creativity, and not the other way around.
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