Investigation of the microfracture and damage characteristics of dam during impoundment at Sanhekou hydropower station

Dam stability is one of the most important issues in hydraulic engineering. Microfractures and damage commonly occur during impoundment, which might lead to serious dam problems. In this study, based on the engineering background of the Sanhekou hydropower station, microseismic monitoring and numerical simulation were employed to systematically investigate the microfracture and damage characteristics of the dam body. First, the microseismic monitoring system was established to capture the microfractures inside the dam. The results indicated that the rise in water level elevation has a significant effect on the microfracture and damage characteristics of the dam body, especially during the early stage of impoundment. This can be reflected by the variation in the derived source parameters, i.e., the b value, daily energy release, daily apparent stress and daily apparent volume. In addition, the failure mode of the microfractures could be determined by using the E_S/E_P value of microseismic events and the moment tensor inversion method. The cracking orientation of the failure surfaces could also be determined by the moment tensor inversion method. Subsequently, numerical simulation was conducted where the initial damage of the dam was considered by integrating the microseismic monitoring data. The simulation results suggested that dam deformation under impoundment considering microseismic feedback agrees well with the real field measured results. The stress level of the dam toe was larger than that of the dam heel, and both the dam toe and dam heel were under compression before impoundment. However, with increasing water level elevation, the stress status of the dam heel area changes from compression to tension. The findings in this study will provide a better understanding of the damage and failure mechanism of dams during impoundment, which might be helpful for the design and support of dams in hydropower stations.