瑞士健康数据共享的瓶颈是什么?访谈研究

K. Ormond, Sabine Bavamian, Claudia Becherer, Christine Currat, Francisca Joerger, Thomas R. Geiger, Elke Hiendlmeyer, Julia Maurer, Timo Staub, E. Vayena
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摘要

背景:以研究为目的的健康数据共享原则上得到大力支持,但在实践中却面临挑战。研究目的:本研究旨在评估瑞士健康数据共享的障碍,包括法律、伦理和后勤方面的瓶颈。方法:我们通过瑞士个性化健康网络生态系统确定了 37 位数据共享的主要利益相关者,他们被定义为瑞士大学医院(或瑞士疾病队列)中为研究目的共享敏感健康数据的专家,或使用此类数据的公共或私营机构中数据共享的利益相关者。我们进行了半结构化访谈,对访谈内容进行了誊写,必要时进行了翻译,并去除了身份标识。结果:我们进行了 11 次半结构化访谈(主要使用英语),访谈对象包括律师、数据保护官员、伦理委员会成员、科学家、项目经理、生物信息学家、临床试验部门成员和生物银行利益相关者等 17 人。大多数受访者认为,瓶颈并不在于实际的数据传输,而在于相关的流程和系统,他们认为这些流程和系统耗时且令人困惑。瑞士个性化健康网络开发的模板和瑞士一般同意程序被普遍认为大大简化了流程。然而,这些后勤和数据质量问题仍然是瑞士健康数据共享的实际瓶颈。法律方面的不确定性包括:国际数据共享时的隐私法、"谁拥有数据 "的问题、由于不同机构对瑞士一般同意的执行方式不同而产生的不一致性,以及匿名化和伪匿名化的定义和可操作性。许多与会者希望创建一种 "数据共享文化",并认识到数据共享是一个包含多个步骤的过程,而不是一个事件,需要持续的努力和人员。一些与会者还强调,希望从数据共享和当前对隐私的关注转向促进数据访问的过程:在瑞士促进数据访问文化可能需要法律澄清、进一步开展有关支持数据共享的流程和资源的教育,以及资助者和机构对可持续基础设施的进一步投资。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
What are the bottlenecks to health data sharing in Switzerland? An interview study
BACKGROUND: While health data sharing for research purposes is strongly supported in principle, it can be challenging to implement in practice. Little is known about the actual bottlenecks to health data sharing in Switzerland. AIMS OF THE STUDY: This study aimed to assess the obstacles to Swiss health data sharing, including legal, ethical and logistical bottlenecks. METHODS: We identified 37 key stakeholders in data sharing via the Swiss Personalised Health Network ecosystem, defined as being an expert on sharing sensitive health data for research purposes at a Swiss university hospital (or a Swiss disease cohort) or being a stakeholder in data sharing at a public or private institution that uses such data. We conducted semi-structured interviews, which were transcribed, translated when necessary, and de-identified. The entire research team discussed the transcripts and notes taken during each interview before an inductive coding process occurred. RESULTS: Eleven semi-structured interviews were conducted (primarily in English) with 17 individuals representing lawyers, data protection officers, ethics committee members, scientists, project managers, bioinformaticians, clinical trials unit members, and biobank stakeholders. Most respondents felt that it was not the actual data transfer that was the bottleneck but rather the processes and systems around it, which were considered time-intensive and confusing. The templates developed by the Swiss Personalised Health Network and the Swiss General Consent process were generally felt to have streamlined processes significantly. However, these logistics and data quality issues remain practical bottlenecks in Swiss health data sharing. Areas of legal uncertainty include privacy laws when sharing data internationally, questions of “who owns the data”, inconsistencies created because the Swiss general consent is perceived as being implemented differently across different institutions, and definitions and operationalisation of anonymisation and pseudo-anonymisation. Many participants desired to create a “culture of data sharing” and to recognise that data sharing is a process with many steps, not an event, that requires sustainability efforts and personnel. Some participants also stressed a desire to move away from data sharing and the current privacy focus towards processes that facilitate data access. CONCLUSIONS: Facilitating a data access culture in Switzerland may require legal clarifications, further education about the process and resources to support data sharing, and further investment in sustainable infrastructureby funders and institutions.
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