德国法律体系中的文学自治。文学理论的局限、矛盾和潜力

IF 0.6 0 LITERARY THEORY & CRITICISM
Nursan Celik
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Following this, the respective difficulties in guaranteeing the aforementioned legal rights are explained. A closer look will reveal that collisions are unavoidable, and that freedom of art and copyright laws sometimes even happen to be mutually exclusive. The challenges of literature’s autonomy in legal terms becomes particularly apparent by presenting the following two potential conflicts: The first conflict concerns collisions between freedom of art and a legal right of constitutionally similarly high rank, such as personal rights. The second potential conflict demonstrates why the freedom of art can hardly ever be reconciled with copyright provisions. 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引用次数: 0

摘要

迄今为止,有关文学自主性的问题主要是从诗学和历史学的角度进行讨论的,而美学自主性的法律表现形式和可能性通常被文学理论所忽视。然而,在(德国)法学领域,文学实践自主性的概念,或者更确切地说,试图从法律上保障文学实践自主性的概念,具有极大的挑战性,因此也受到限制。一方面,文学实践在法律上被视为一个自由自主的社会子系统。另一方面,它又很容易导致对基本权利的侵犯,也就是说,艺术的自由不能被认为是无限制的和自主的。下文将以艺术自由和版权法这两项基本法律权利为基础,讨论保障文学实践不受管制所面临的法律挑战。事实证明,这一讨论对文学研究也具有重要意义,因为与文学自治概念相关的法律张力会影响文学实践,从而也会影响文学研究和批评中对其的理论反思。由于自治可以有多种含义,因此有必要首先对本文中使用的 "自治 "一词进行定义。在厘清文学语境中的 "自主性 "概念后,重点将放在法律论述上:首先逐一介绍了德国有关艺术自由和版权的法律规定。随后,解释了在保障上述法律权利方面各自存在的困难。仔细观察会发现,冲突是不可避免的,艺术自由和版权法有时甚至是相互排斥的。通过提出以下两个潜在的冲突,文学在法律方面的自主性所面临的挑战变得尤为明显:第一个冲突涉及艺术自由与宪法规定的类似高级别的法律权利(如人身权)之间的碰撞。第二个潜在冲突说明了为什么艺术自由很难与版权规定相协调。第一个案例说明,文学实践自由有时会与其他法律利益相冲突,因此可能会受到限制,而第二个案例则证明,当涉及到不受限制的自主权概念时,法律体系内部存在着自我矛盾。通过重温 2007 年德国联邦宪法法院对马克西姆-比勒的小说《埃斯拉》所作的判决,我们对第一种冲突进行了讨论。该判决尽管极具争议性,但有助于理解为何有时会对文学作品设置法律障碍。此外,"Esra "案还显示了在不从根本上质疑艺术自由的情况下对小说实施禁令的法律困难。联邦宪法法院持反对意见的法官的投票也证明了这一点,这进一步说明了在保证不对艺术实践施加任何法律限制,但有时在艺术自由与个人权利发生冲突时又会施加法律限制这一无法解决的难题。作为第二个例子,我们讨论了在使用文学拼贴技术或任何其他涉及采用现有文学或非文学文本元素的技术时可能产生的潜在冲突。这种情况更有可能导致法律困境,因为艺术自由与版权法之间通常存在紧张关系:尽管版权法可以归入艺术自由,甚至对艺术自由起到支持作用,但就其旨在保护作者作为作品的知识所有者而言,版权法并不总是有利于艺术自由。文学拼贴这种美学手法就是最好的例证,其特点是采用其他文本和媒体的元素,因此很容易与版权规定相冲突。文学拼贴的例子表明,如果没有法律规定,一些美学实践可能会冒着侵犯相关版权的风险,只要现有的艺术作品被部分用于新的艺术作品。本文的结论是,从法律角度来讨论文学自主权的概念是自相矛盾的。这一观点与文学理论并非毫不相干,因为文学自主被理解为一种不受管制的文学实践,它违背了文学理论对自由的承诺。正如本文所论证的,文学自治的理念因此需要在文学研究中加以修正,尤其是因为其具有挑战性的法律维度。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Die Literaturautonomie im deutschen Rechtssystem. Grenzen, Widersprüche und literaturtheoretische Potenziale
So far, the question regarding literature’s autonomy has predominantly been discussed from a poetological and historical perspective, with legal manifestations and possibilities of aesthetic autonomy usually being neglected by literary theory. However, in no other area than in (German) jurisprudence it becomes more evident that the concept of an autonomous literary practice, or more precisely the attempt to guarantee it legally, is highly challenging and therefore comes with restrictions. On the one hand, literary practice is legally regarded as a free and autonomous social subsystem. On the other hand, it can easily lead to violations of fundamental rights, meaning that the freedom of art cannot be considered unrestricted and autonomous on a closer look. In the following, the legal challenges of guaranteeing an unregulated literary practice will be discussed based on two fundamental legal rights, namely the freedom of art and copyright laws. The discussion proves to be significant for literary studies as well, as the legal tensions that are connected to the concept of literary autonomy have an influence on the practice of literature and thus also affect its theoretical reflection in literary studies and criticism. Because autonomy can mean several things, it is necessary to define the term ›autonomy‹ as used in this article first. After clarifying the concept of autonomy for the literary context, the focus lies on the legal discourse: The legal regulations in Germany regarding freedom of art and copyrights are first presented individually. Following this, the respective difficulties in guaranteeing the aforementioned legal rights are explained. A closer look will reveal that collisions are unavoidable, and that freedom of art and copyright laws sometimes even happen to be mutually exclusive. The challenges of literature’s autonomy in legal terms becomes particularly apparent by presenting the following two potential conflicts: The first conflict concerns collisions between freedom of art and a legal right of constitutionally similarly high rank, such as personal rights. The second potential conflict demonstrates why the freedom of art can hardly ever be reconciled with copyright provisions. The first case illustrates that the freedom of literary practice sometimes collides with other legal interests and can therefore be restricted, while the second one proves that a self-contradiction within the legal system exists when it comes to the notion of unrestricted autonomy. The first conflict is discussed by revisiting the decision of the German Federal Constitutional Court regarding Maxim Biller’s novel Esra in 2007. The decision, albeit highly controversial, helps to understand why legal barriers are sometimes imposed on works of literature. Additionally, the Esra case shows the legal difficulties of enforcing a ban on novels without fundamentally calling into question the freedom of art. This is also demonstrated by the votes of the dissenting judges at the Federal Constitutional Court which further illustrate the irresolvable challenge between guaranteeing not to impose any legal restrictions on the practice of art, but sometimes doing so whenever the freedom of art collides with personal rights. As a second example, the potential conflict that can arise when using the technique of literary collage or any other that involves adopting elements of existing literary or non-literary texts is discussed. Such a case is even more likely to result in a legal dilemma as there generally is a tension between freedom of art and copyright laws: although copyright laws can be subsumed under freedom of art and even serve as supportive of it, insofar as they aim at protecting the author as the intellectual owner of a work, they are not always beneficial to the freedom of art. This is best exemplified by the aesthetic technique of literary collage, for which the implementation of elements from other texts and media is characteristic and thus might easily conflict with copyright provisions. The example of literary collage demonstrates that without legal regulations some aesthetic practices might run the risk of infringing the respective copyrights as soon as an existing work of art is utilized partially for a new one. This article concludes that the notion of literary autonomy shows to be self-contradictory when discussed from a legal perspective. This observation is not irrelevant for literary theory, insofar as literary autonomy, understood as an unregulated literary practice, thwarts its promise of freedom. As this article argues, the idea of literary autonomy therefore needs revision in literary studies, not least because of its challenging legal dimension.
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Journal of Literary Theory
Journal of Literary Theory LITERARY THEORY & CRITICISM-
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