K. Kini, Muddu Madakyaru, F. Harrou, Mukund Kumar Menon, Ying Sun
{"title":"通过基于非参数 Kolmogorov-Smirnov 监测策略改进化学工程过程中的故障检测","authors":"K. Kini, Muddu Madakyaru, F. Harrou, Mukund Kumar Menon, Ying Sun","doi":"10.3390/chemengineering8010001","DOIUrl":null,"url":null,"abstract":"Fault detection is crucial in maintaining reliability, safety, and consistent product quality in chemical engineering processes. Accurate fault detection allows for identifying anomalies, signaling deviations from the system’s nominal behavior, ensuring the system operates within desired performance parameters, and minimizing potential losses. This paper presents a novel semi-supervised data-based monitoring technique for fault detection in multivariate processes. To this end, the proposed approach merges the capabilities of Principal Component Analysis (PCA) for dimensionality reduction and feature extraction with the Kolmogorov–Smirnov (KS)-based scheme for fault detection. The KS indicator is computed between the two distributions in a moving window of fixed length, allowing it to capture sensitive details that enhance the detection of faults. Moreover, no labeling is required when using this fault detection approach, making it flexible in practice. The performance of the proposed PCA–KS strategy is assessed for different sensor faults on benchmark processes, specifically the Plug Flow Reactor (PFR) process and the benchmark Tennessee Eastman (TE) process. Different sensor faults, including bias, intermittent, and aging faults, are considered in this study to evaluate the proposed fault detection scheme. The results demonstrate that the proposed approach surpasses traditional PCA-based methods. Specifically, when applied to PFR data, it achieves a high average detection rate of 98.31% and a low false alarm rate of 0.25%. Similarly, when applied to the TE process, it provides a good average detection rate of 97.27% and a false alarm rate of 6.32%. These results underscore the efficacy of the proposed PCA–KS approach in enhancing the fault detection of high-dimensional processes.","PeriodicalId":9755,"journal":{"name":"ChemEngineering","volume":" 831","pages":""},"PeriodicalIF":2.8000,"publicationDate":"2023-12-19","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Improved Fault Detection in Chemical Engineering Processes via Non-Parametric Kolmogorov–Smirnov-Based Monitoring Strategy\",\"authors\":\"K. Kini, Muddu Madakyaru, F. Harrou, Mukund Kumar Menon, Ying Sun\",\"doi\":\"10.3390/chemengineering8010001\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"Fault detection is crucial in maintaining reliability, safety, and consistent product quality in chemical engineering processes. Accurate fault detection allows for identifying anomalies, signaling deviations from the system’s nominal behavior, ensuring the system operates within desired performance parameters, and minimizing potential losses. This paper presents a novel semi-supervised data-based monitoring technique for fault detection in multivariate processes. To this end, the proposed approach merges the capabilities of Principal Component Analysis (PCA) for dimensionality reduction and feature extraction with the Kolmogorov–Smirnov (KS)-based scheme for fault detection. The KS indicator is computed between the two distributions in a moving window of fixed length, allowing it to capture sensitive details that enhance the detection of faults. Moreover, no labeling is required when using this fault detection approach, making it flexible in practice. The performance of the proposed PCA–KS strategy is assessed for different sensor faults on benchmark processes, specifically the Plug Flow Reactor (PFR) process and the benchmark Tennessee Eastman (TE) process. Different sensor faults, including bias, intermittent, and aging faults, are considered in this study to evaluate the proposed fault detection scheme. The results demonstrate that the proposed approach surpasses traditional PCA-based methods. Specifically, when applied to PFR data, it achieves a high average detection rate of 98.31% and a low false alarm rate of 0.25%. Similarly, when applied to the TE process, it provides a good average detection rate of 97.27% and a false alarm rate of 6.32%. These results underscore the efficacy of the proposed PCA–KS approach in enhancing the fault detection of high-dimensional processes.\",\"PeriodicalId\":9755,\"journal\":{\"name\":\"ChemEngineering\",\"volume\":\" 831\",\"pages\":\"\"},\"PeriodicalIF\":2.8000,\"publicationDate\":\"2023-12-19\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"ChemEngineering\",\"FirstCategoryId\":\"1085\",\"ListUrlMain\":\"https://doi.org/10.3390/chemengineering8010001\",\"RegionNum\":0,\"RegionCategory\":null,\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q2\",\"JCRName\":\"ENGINEERING, CHEMICAL\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"ChemEngineering","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.3390/chemengineering8010001","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"ENGINEERING, CHEMICAL","Score":null,"Total":0}
Improved Fault Detection in Chemical Engineering Processes via Non-Parametric Kolmogorov–Smirnov-Based Monitoring Strategy
Fault detection is crucial in maintaining reliability, safety, and consistent product quality in chemical engineering processes. Accurate fault detection allows for identifying anomalies, signaling deviations from the system’s nominal behavior, ensuring the system operates within desired performance parameters, and minimizing potential losses. This paper presents a novel semi-supervised data-based monitoring technique for fault detection in multivariate processes. To this end, the proposed approach merges the capabilities of Principal Component Analysis (PCA) for dimensionality reduction and feature extraction with the Kolmogorov–Smirnov (KS)-based scheme for fault detection. The KS indicator is computed between the two distributions in a moving window of fixed length, allowing it to capture sensitive details that enhance the detection of faults. Moreover, no labeling is required when using this fault detection approach, making it flexible in practice. The performance of the proposed PCA–KS strategy is assessed for different sensor faults on benchmark processes, specifically the Plug Flow Reactor (PFR) process and the benchmark Tennessee Eastman (TE) process. Different sensor faults, including bias, intermittent, and aging faults, are considered in this study to evaluate the proposed fault detection scheme. The results demonstrate that the proposed approach surpasses traditional PCA-based methods. Specifically, when applied to PFR data, it achieves a high average detection rate of 98.31% and a low false alarm rate of 0.25%. Similarly, when applied to the TE process, it provides a good average detection rate of 97.27% and a false alarm rate of 6.32%. These results underscore the efficacy of the proposed PCA–KS approach in enhancing the fault detection of high-dimensional processes.