单变量分层问题的启发式算法

IF 1.8 4区 管理学 Q3 OPERATIONS RESEARCH & MANAGEMENT SCIENCE
José André Brito, Gustavo Semaan, Leonardo Lima, Augusto Fadel
{"title":"单变量分层问题的启发式算法","authors":"José André Brito, Gustavo Semaan, Leonardo Lima, Augusto Fadel","doi":"10.1051/ro/2023158","DOIUrl":null,"url":null,"abstract":"In sampling theory, stratification corresponds to a technique used in surveys, which allows segmenting a population into homogeneous subpopulations (strata) to produce statistics with a higher level of precision. In particular, this article proposes a heuristic to solve the univariate stratification problem - widely studied in the literature. One of its versions sets the number of strata and the precision level and seeks to determine the limits that define such strata to minimize the sample size allocated to the strata. A heuristic-based on a stochastic optimization method and an exact optimization method was developed to achieve this goal. The performance of this heuristic was evaluated through computational experiments, considering its application in various populations used in other works in the literature, based on 20 scenarios that combine different numbers of strata and levels of precision. From the analysis of the obtained results, it is possible to verify that the heuristic had a performance superior to four algorithms in the literature in more than 94\\% of the cases, particularly concerning the known algorithm of Lavallé-Hidiroglou.","PeriodicalId":54509,"journal":{"name":"Rairo-Operations Research","volume":"234 1","pages":"0"},"PeriodicalIF":1.8000,"publicationDate":"2023-10-02","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Heuristic algorithm for univariate stratification problem\",\"authors\":\"José André Brito, Gustavo Semaan, Leonardo Lima, Augusto Fadel\",\"doi\":\"10.1051/ro/2023158\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"In sampling theory, stratification corresponds to a technique used in surveys, which allows segmenting a population into homogeneous subpopulations (strata) to produce statistics with a higher level of precision. In particular, this article proposes a heuristic to solve the univariate stratification problem - widely studied in the literature. One of its versions sets the number of strata and the precision level and seeks to determine the limits that define such strata to minimize the sample size allocated to the strata. A heuristic-based on a stochastic optimization method and an exact optimization method was developed to achieve this goal. The performance of this heuristic was evaluated through computational experiments, considering its application in various populations used in other works in the literature, based on 20 scenarios that combine different numbers of strata and levels of precision. From the analysis of the obtained results, it is possible to verify that the heuristic had a performance superior to four algorithms in the literature in more than 94\\\\% of the cases, particularly concerning the known algorithm of Lavallé-Hidiroglou.\",\"PeriodicalId\":54509,\"journal\":{\"name\":\"Rairo-Operations Research\",\"volume\":\"234 1\",\"pages\":\"0\"},\"PeriodicalIF\":1.8000,\"publicationDate\":\"2023-10-02\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Rairo-Operations Research\",\"FirstCategoryId\":\"1085\",\"ListUrlMain\":\"https://doi.org/10.1051/ro/2023158\",\"RegionNum\":4,\"RegionCategory\":\"管理学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q3\",\"JCRName\":\"OPERATIONS RESEARCH & MANAGEMENT SCIENCE\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Rairo-Operations Research","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.1051/ro/2023158","RegionNum":4,"RegionCategory":"管理学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q3","JCRName":"OPERATIONS RESEARCH & MANAGEMENT SCIENCE","Score":null,"Total":0}
引用次数: 0

摘要

在抽样理论中,分层对应于调查中使用的一种技术,它允许将人口分割成均匀的亚人口(阶层),以产生更高精度的统计数据。特别地,本文提出了一种启发式方法来解决文献中广泛研究的单变量分层问题。其中一个版本设置了地层的数量和精度水平,并试图确定定义这些地层的限制,以最小化分配给地层的样本量。为实现这一目标,提出了一种基于启发式的随机优化方法和精确优化方法。考虑到它在文献中其他作品中使用的各种人群中的应用,基于结合不同数量的地层和精度水平的20种场景,通过计算实验评估了这种启发式的性能。通过对所得结果的分析,可以验证启发式算法在超过94%的情况下的性能优于文献中的四种算法,特别是关于已知的lavall - hidiroglou算法。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Heuristic algorithm for univariate stratification problem
In sampling theory, stratification corresponds to a technique used in surveys, which allows segmenting a population into homogeneous subpopulations (strata) to produce statistics with a higher level of precision. In particular, this article proposes a heuristic to solve the univariate stratification problem - widely studied in the literature. One of its versions sets the number of strata and the precision level and seeks to determine the limits that define such strata to minimize the sample size allocated to the strata. A heuristic-based on a stochastic optimization method and an exact optimization method was developed to achieve this goal. The performance of this heuristic was evaluated through computational experiments, considering its application in various populations used in other works in the literature, based on 20 scenarios that combine different numbers of strata and levels of precision. From the analysis of the obtained results, it is possible to verify that the heuristic had a performance superior to four algorithms in the literature in more than 94\% of the cases, particularly concerning the known algorithm of Lavallé-Hidiroglou.
求助全文
通过发布文献求助,成功后即可免费获取论文全文。 去求助
来源期刊
Rairo-Operations Research
Rairo-Operations Research 管理科学-运筹学与管理科学
CiteScore
3.60
自引率
22.20%
发文量
206
审稿时长
>12 weeks
期刊介绍: RAIRO-Operations Research is an international journal devoted to high-level pure and applied research on all aspects of operations research. All papers published in RAIRO-Operations Research are critically refereed according to international standards. Any paper will either be accepted (possibly with minor revisions) either submitted to another evaluation (after a major revision) or rejected. Every effort will be made by the Editorial Board to ensure a first answer concerning a submitted paper within three months, and a final decision in a period of time not exceeding six months.
×
引用
GB/T 7714-2015
复制
MLA
复制
APA
复制
导出至
BibTeX EndNote RefMan NoteFirst NoteExpress
×
提示
您的信息不完整,为了账户安全,请先补充。
现在去补充
×
提示
您因"违规操作"
具体请查看互助需知
我知道了
×
提示
确定
请完成安全验证×
copy
已复制链接
快去分享给好友吧!
我知道了
右上角分享
点击右上角分享
0
联系我们:info@booksci.cn Book学术提供免费学术资源搜索服务,方便国内外学者检索中英文文献。致力于提供最便捷和优质的服务体验。 Copyright © 2023 布克学术 All rights reserved.
京ICP备2023020795号-1
ghs 京公网安备 11010802042870号
Book学术文献互助
Book学术文献互助群
群 号:481959085
Book学术官方微信