Quad 2.0在变化,怎么可能?印度不断变化的“重要伴侣”研究

IF 1.8 3区 社会学 Q2 INTERNATIONAL RELATIONS
Lai-Ha Chan, Pak K. Lee
{"title":"Quad 2.0在变化,怎么可能?印度不断变化的“重要伴侣”研究","authors":"Lai-Ha Chan, Pak K. Lee","doi":"10.1080/10357718.2023.2264238","DOIUrl":null,"url":null,"abstract":"ABSTRACTWhen the Quadrilateral Security Dialogue (Quad) was resuscitated in November 2017, it was framed as a minilateral grouping of liberal democratic countries to build a free and open Indo-Pacific in the shadow of China’s growing assertiveness. However, this Quad 2.0 had not taken collective action until 2021. The four states neither held leaders’ summit meetings nor issued joint statements after lower-level meetings. They took no joint quadrilateral actions to deter China either. From a constructivist perspective, this paper addresses this puzzle by critically revisiting the alleged common identity of the four states. It argues that India’s national identity has not been built on the ontological difference between liberal democracy and autocracy but on a complex amalgamation of non-alignment, post-imperial ideology, Hindu nationalism and Indian exceptionalism. India, having held a vision of establishing an India–China partnership in Asia, did not regard China as its significant Other until the deadly border clashes between them in June 2020. China’s expansionism has challenged India’s identity as the pre-eminent power in South Asia and its vision of an equal China–India partnership. Despite India’s increased cooperation with its Quad partners since then, the Quad is built more on geopolitical pragmatism than on shared liberal norms and values.KEYWORDS: Indiathe Quadnational identitysignificant otherHindu nationalismChina AcknowledgementsThe authors are very grateful to Cecilia Ducci, Ian Hall, Bec Strating and Jasmine-Kim Westendorf for their incisive and helpful comments on early versions of this article. The paper was presented to the Australian Political Science Association 2022 annual conference and the Oceanic Conference on International Studies 2023 conference. We thank the participants in the two conferences for their questions and comments on the paper. Thanks also go to two anonymous reviewers for their constructive comments on the manuscript.The research conducted in this publication was supported by a grant from the Australia-China Relations Institute (ACRI) at the University of Technology Sydney, Australia. The views expressed herein are solely those of the authors and do not necessarily reflect the views or positions of the ACRI.Disclosure statementNo potential conflict of interest was reported by the author(s).Notes1 Quad 1.0 was initiated by Japanese Prime Minister Shinzo Abe and supported by his Australian and Indian counterparts, John Howard and Manmohan Singh, respectively, and US Vice President Dick Cheney (Buchan and Rimland Citation2020). As discussed below, China has long held that the Quad is an Asian version of NATO, aimed to contain China.2 The standoff had lasted 73 days in June-August 2017. Both sides announced in late August 2017 that they pulled back their forces from the disputed territory (Gettleman and Hernández Citation2017).3 As said below, the first summit was not held until March 2021. See: https://www.dfat.gov.au/international-relations/regional-architecture/quad.4 This paper does not argue that India was the only factor that inhibited quadrilateral cooperation and action. One may attribute it to President Trump’s lack of interest in leading the minilateral grouping; instead, he was more interested in dealing with Indo-Pacific states bilaterally. As discussed in detail below, the relations between Australia, Japan and the US, and China did not experience a major turning point in 2020 as India-China relations did, even though the three states’ ties with China have worsened since 2017.5 In March 2021 ‘democratic values’ and ‘democratic resilience’ were written in the Quad Leaders’ Joint Statement (The White House Citation2021).6 Both Roy (Citation2018) and Smith (Citation2020a) did not have privileged access to India’s senior leaders and could not tell what ‘really caused’ India to be more sensitive to China’s concerns than Australia, Japan and the US.7 As Kux (Citation1992, 68) has argued, the US (under the Truman administration, 1945–53) was at odds with post-independence India over numerous foreign policy issues unrelated to the Cold War, in addition to the Kashmir dispute. They included international control of atomic energy, Palestine/Israel, Indonesia and Indochina.8 India did not want China to station troops permanently in Tibet and granted political asylum to the Dalai Lama after the Tibetan uprising in 1959. Mao claimed that India and in particular Nehru were at fault (Garver Citation2016, 110–11, 150).9 Trying to link the offer of American aid to India to a resolution of India-Pakistan disputes, President Johnson suspended both military and economic assistance to India amid the second Indian-Pakistani war of 1965. It is, however, noteworthy that India’s Minister of Foreign Affairs Subrahmanyam Jaishankar in June 2023 referred the end of the American military aid in 1965 to as an ‘arms embargo’ (Economist Citation2023a).10 Lal Bahadur Shastri was India’s second prime minister. He succeeded Nehru after he passed away in May 1964.11 Madan argues that the Indian-Pakistani war of 1965 led to the growing disappointment on both India and the US. The disappointment later became disillusionment. India wanted to diversify its dependence and consider the nuclear option while deciding to not sign the Treaty on the Non-Proliferation of Nuclear Weapons (Madan Citation2020, 186–218).12 Carter was viewed with special interest in India, partly due to his mother Lillian Carter’s services in India as a Peace Corps volunteer in the 1960s (Nagarajan Citation1980).13 It is the capital city of the Marathi-speaking state of Maharashtra in western India. After the Shiv Sena, a right-wing Marathi party, had won the state assembly election in 1995, they renamed the city, saying that Bombay was an ‘unwanted legacy of British colonial rule’ (Beam Citation2006).14 India under the Mughals was a major power in Asia as well as the world from 1526 to the early 18th century. Present-day Hindu nationalists aspire to create ‘Akhand Bharat’, an ‘undivided India’, which would incorporate modern-day Afghanistan, Bangladesh, Bhutan, India, the Maldives, Myanmar, Nepal, Pakistan, Sri Lanka and Tibet. We are grateful to Jabin Thomas Jacob of Shiv Nadar University, India for introducing the Hindu notion to us.15 As pointed out by Miller (Citation2013, 88–89), since the 1962 Sino-Indian border war, there had not been any major outbreak of hostilities between the two countries for three decades. We therefore argue that China was not India’s significant Others in the 1990s.16 The other four countries are Pakistan, Israel, North Korea, and South Sudan. North Korea signed up to the NPT in December 1985 but announced its withdrawal in January 2003 (https://treaties.unoda.org/a/npt/democraticpeoplesrepublicofkorea/ACC/moscow).17 Unlike its first nuclear test, which the Indira Gandhi administration referred to as a ‘peaceful nuclear explosion’, the 1998 Pokhran-II tests were named ‘Shakti’—a reference to ‘strength’ (Miller Citation2013, 83).18 The trilateral was proposed in 1998 by Yevgeny Primakov, then-Russia’s Foreign Minister, and institutionalised in 2002 when the first trilateral meeting of foreign ministers were held in New York (Chen and Shuai Citation2016).19 BRIC was formed in September 2006 and its first formal summit was held in Russia in June 2009. In the following year, South Africa joined it, which has then been known as BRICS (Chun Citation2013).20 While some argued that the end of the standoff was a ‘major strategic victory for India’, the fact on the ground was simply that ‘Indians withdrew first and … Chinese would continue to patrol Doklam as they did in the past’ (Joshi Citation2020).21 Pathak and Hazarika similarly assert that the Galwan clash was a ‘watershed moment’ in the history of India-China relations (Pathak and Hazarika Citation2022, 96).22 In December 1988 Rajiv Gandhi, the grandson of Nehru, paid a visit to China; it was the first visit by an Indian Prime Minister to China since the one by Nehru in 1954. He held a summit meeting with Deng Xiaoping in which Deng framed both countries as developing countries with many common interests. He also called on Gandhi to cooperate to create a new international order for the interests of the developing world. The joint communique, issued at the end of the visit, called for the development of friendly and cooperative relations on the basis of the Five Principles of Coexistence. The visit marked the start of the Sino-Indian rapprochement (Garver Citation2016, 443–44).23 According to the Russian news agency TASS, 45 Chinese servicemen died in the clash (Dutta Citation2021).24 On 16 June 2020 Colonel Zhang Shuili of the PLA’s Western Theatre Command said that ‘the sovereignty over the Galwan Valley area has always belonged to China’ (ANI Citation2020). See also the Press Conference by Zhao Lijian of the Chinese Ministry of Foreign Affairs of the PRC, 17 June 2020; https://www.youtube.com/watch?v=08DmABOy20E (accessed 12 February 2023).25 Pangong Tso or Pangong Lake is deemed to be a disputed territory because the LAC passes through it, and a part of it is under Chinese control.26 According to Indians, Galwan was part of the princely state of Kashmir under the British rule, and therefore had never been Chinese territory (Kondapalli Citation2020).27 India held the G-20 presidency from December 2022 to November 2023.28 Garver pointed out that China ‘has sought to prevent the possibility of Indian domination or unification of the South Asian region’ (Garver Citation2001, 30).29 Vice President Kamala Harris attended the East Asia Summit.30 In a visit to India in March 2022, Chinese Minister of Foreign Affairs Wang Yi said, ‘China does not pursue a so-called ‘unipolar Asia’ and respects India’s traditional role in the region’ (Ministry of Foreign Affairs of the PRC Citation2022). The fact that Wang sought to reassure India about ‘unipolar Asia’ and its traditional regional role indicated clearly Indian concern over Chinese intent (Mohan Citation2022).31 Sanskrit is the sacred language of Hinduism.32 They are cited in his book, Never Give an Inch (Pompeo Citation2023).33 Modi became a permanent member of the RSS in the late 1960s (Jaffrelot Citation2021, 35).34 The BJP is an affiliate of the RSS.35 The narrative of Akhand Bharat, an idea of imagined geography of an undivided India, can be understood as a means to overcome the Hindus’ ontological insecurity (Midha Citation2023).36 According to Charles Croucher, the chief political editor of the Australian 9News, the main purpose of the Quad summit meeting in Hiroshima, Japan in May 2023 ‘was to contain China’ (9News Citation2023).Additional informationNotes on contributorsLai-Ha ChanLai-Ha Chan is Senior Lecturer in the Social and Political Sciences Program, School of Communication, Faculty of Arts and Social Sciences, University of Technology Sydney, Australia. Her current research foci centre on minilateralism, especially in the context of the Indo-Pacific, and (global and China’s) health governance. She is an author of two scholarly books and one edited volume. Her peer-reviewed articles have appeared in Asia Policy, Australian Journal of International Affairs, Contemporary Politics, China Security, East Asia, Global Change, Peace and Security, Global Governance: A Review of Multilateralism and International Organizations, Global Public Health, PLoS Medicine, Review of International Studies, and Third World Quarterly. She can be reached at Lai-Ha.Chan@uts.edu.au.Pak K. LeePak K. Lee is a Senior Fellow of the Conflict Analysis Research Centre and a Research Fellow of the Global Europe Centre in the School of Politics and International Relations at the University of Kent, Canterbury, United Kingdom. Until April 2023, he was a Senior Lecturer in Chinese Politics and International Relations in the same School. His most recent monograph is Order, Contestation and Ontological Security-Seeking in the South China Sea (Palgrave Macmillan, 2020) (with Anisa Heritage). His work has appeared in leading peer-reviewed academic journals such as Australian Journal of International Affairs, Cambridge Review of International Affairs, China Quarterly, Contemporary Politics, East Asia, Global Governance, International Politics, Nationalities Papers, Pacific Review, Review of International Studies, and Third World Quarterly. He can be reached at P.K.Lee@kent.ac.uk.","PeriodicalId":51708,"journal":{"name":"Australian Journal of International Affairs","volume":"27 1","pages":"0"},"PeriodicalIF":1.8000,"publicationDate":"2023-10-04","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Quad 2.0 in flux, how possible? A study of India’s changing ‘significant other’\",\"authors\":\"Lai-Ha Chan, Pak K. Lee\",\"doi\":\"10.1080/10357718.2023.2264238\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"ABSTRACTWhen the Quadrilateral Security Dialogue (Quad) was resuscitated in November 2017, it was framed as a minilateral grouping of liberal democratic countries to build a free and open Indo-Pacific in the shadow of China’s growing assertiveness. However, this Quad 2.0 had not taken collective action until 2021. The four states neither held leaders’ summit meetings nor issued joint statements after lower-level meetings. They took no joint quadrilateral actions to deter China either. From a constructivist perspective, this paper addresses this puzzle by critically revisiting the alleged common identity of the four states. It argues that India’s national identity has not been built on the ontological difference between liberal democracy and autocracy but on a complex amalgamation of non-alignment, post-imperial ideology, Hindu nationalism and Indian exceptionalism. India, having held a vision of establishing an India–China partnership in Asia, did not regard China as its significant Other until the deadly border clashes between them in June 2020. China’s expansionism has challenged India’s identity as the pre-eminent power in South Asia and its vision of an equal China–India partnership. Despite India’s increased cooperation with its Quad partners since then, the Quad is built more on geopolitical pragmatism than on shared liberal norms and values.KEYWORDS: Indiathe Quadnational identitysignificant otherHindu nationalismChina AcknowledgementsThe authors are very grateful to Cecilia Ducci, Ian Hall, Bec Strating and Jasmine-Kim Westendorf for their incisive and helpful comments on early versions of this article. The paper was presented to the Australian Political Science Association 2022 annual conference and the Oceanic Conference on International Studies 2023 conference. We thank the participants in the two conferences for their questions and comments on the paper. Thanks also go to two anonymous reviewers for their constructive comments on the manuscript.The research conducted in this publication was supported by a grant from the Australia-China Relations Institute (ACRI) at the University of Technology Sydney, Australia. The views expressed herein are solely those of the authors and do not necessarily reflect the views or positions of the ACRI.Disclosure statementNo potential conflict of interest was reported by the author(s).Notes1 Quad 1.0 was initiated by Japanese Prime Minister Shinzo Abe and supported by his Australian and Indian counterparts, John Howard and Manmohan Singh, respectively, and US Vice President Dick Cheney (Buchan and Rimland Citation2020). As discussed below, China has long held that the Quad is an Asian version of NATO, aimed to contain China.2 The standoff had lasted 73 days in June-August 2017. Both sides announced in late August 2017 that they pulled back their forces from the disputed territory (Gettleman and Hernández Citation2017).3 As said below, the first summit was not held until March 2021. See: https://www.dfat.gov.au/international-relations/regional-architecture/quad.4 This paper does not argue that India was the only factor that inhibited quadrilateral cooperation and action. One may attribute it to President Trump’s lack of interest in leading the minilateral grouping; instead, he was more interested in dealing with Indo-Pacific states bilaterally. As discussed in detail below, the relations between Australia, Japan and the US, and China did not experience a major turning point in 2020 as India-China relations did, even though the three states’ ties with China have worsened since 2017.5 In March 2021 ‘democratic values’ and ‘democratic resilience’ were written in the Quad Leaders’ Joint Statement (The White House Citation2021).6 Both Roy (Citation2018) and Smith (Citation2020a) did not have privileged access to India’s senior leaders and could not tell what ‘really caused’ India to be more sensitive to China’s concerns than Australia, Japan and the US.7 As Kux (Citation1992, 68) has argued, the US (under the Truman administration, 1945–53) was at odds with post-independence India over numerous foreign policy issues unrelated to the Cold War, in addition to the Kashmir dispute. They included international control of atomic energy, Palestine/Israel, Indonesia and Indochina.8 India did not want China to station troops permanently in Tibet and granted political asylum to the Dalai Lama after the Tibetan uprising in 1959. Mao claimed that India and in particular Nehru were at fault (Garver Citation2016, 110–11, 150).9 Trying to link the offer of American aid to India to a resolution of India-Pakistan disputes, President Johnson suspended both military and economic assistance to India amid the second Indian-Pakistani war of 1965. It is, however, noteworthy that India’s Minister of Foreign Affairs Subrahmanyam Jaishankar in June 2023 referred the end of the American military aid in 1965 to as an ‘arms embargo’ (Economist Citation2023a).10 Lal Bahadur Shastri was India’s second prime minister. He succeeded Nehru after he passed away in May 1964.11 Madan argues that the Indian-Pakistani war of 1965 led to the growing disappointment on both India and the US. The disappointment later became disillusionment. India wanted to diversify its dependence and consider the nuclear option while deciding to not sign the Treaty on the Non-Proliferation of Nuclear Weapons (Madan Citation2020, 186–218).12 Carter was viewed with special interest in India, partly due to his mother Lillian Carter’s services in India as a Peace Corps volunteer in the 1960s (Nagarajan Citation1980).13 It is the capital city of the Marathi-speaking state of Maharashtra in western India. After the Shiv Sena, a right-wing Marathi party, had won the state assembly election in 1995, they renamed the city, saying that Bombay was an ‘unwanted legacy of British colonial rule’ (Beam Citation2006).14 India under the Mughals was a major power in Asia as well as the world from 1526 to the early 18th century. Present-day Hindu nationalists aspire to create ‘Akhand Bharat’, an ‘undivided India’, which would incorporate modern-day Afghanistan, Bangladesh, Bhutan, India, the Maldives, Myanmar, Nepal, Pakistan, Sri Lanka and Tibet. We are grateful to Jabin Thomas Jacob of Shiv Nadar University, India for introducing the Hindu notion to us.15 As pointed out by Miller (Citation2013, 88–89), since the 1962 Sino-Indian border war, there had not been any major outbreak of hostilities between the two countries for three decades. We therefore argue that China was not India’s significant Others in the 1990s.16 The other four countries are Pakistan, Israel, North Korea, and South Sudan. North Korea signed up to the NPT in December 1985 but announced its withdrawal in January 2003 (https://treaties.unoda.org/a/npt/democraticpeoplesrepublicofkorea/ACC/moscow).17 Unlike its first nuclear test, which the Indira Gandhi administration referred to as a ‘peaceful nuclear explosion’, the 1998 Pokhran-II tests were named ‘Shakti’—a reference to ‘strength’ (Miller Citation2013, 83).18 The trilateral was proposed in 1998 by Yevgeny Primakov, then-Russia’s Foreign Minister, and institutionalised in 2002 when the first trilateral meeting of foreign ministers were held in New York (Chen and Shuai Citation2016).19 BRIC was formed in September 2006 and its first formal summit was held in Russia in June 2009. In the following year, South Africa joined it, which has then been known as BRICS (Chun Citation2013).20 While some argued that the end of the standoff was a ‘major strategic victory for India’, the fact on the ground was simply that ‘Indians withdrew first and … Chinese would continue to patrol Doklam as they did in the past’ (Joshi Citation2020).21 Pathak and Hazarika similarly assert that the Galwan clash was a ‘watershed moment’ in the history of India-China relations (Pathak and Hazarika Citation2022, 96).22 In December 1988 Rajiv Gandhi, the grandson of Nehru, paid a visit to China; it was the first visit by an Indian Prime Minister to China since the one by Nehru in 1954. He held a summit meeting with Deng Xiaoping in which Deng framed both countries as developing countries with many common interests. He also called on Gandhi to cooperate to create a new international order for the interests of the developing world. The joint communique, issued at the end of the visit, called for the development of friendly and cooperative relations on the basis of the Five Principles of Coexistence. The visit marked the start of the Sino-Indian rapprochement (Garver Citation2016, 443–44).23 According to the Russian news agency TASS, 45 Chinese servicemen died in the clash (Dutta Citation2021).24 On 16 June 2020 Colonel Zhang Shuili of the PLA’s Western Theatre Command said that ‘the sovereignty over the Galwan Valley area has always belonged to China’ (ANI Citation2020). See also the Press Conference by Zhao Lijian of the Chinese Ministry of Foreign Affairs of the PRC, 17 June 2020; https://www.youtube.com/watch?v=08DmABOy20E (accessed 12 February 2023).25 Pangong Tso or Pangong Lake is deemed to be a disputed territory because the LAC passes through it, and a part of it is under Chinese control.26 According to Indians, Galwan was part of the princely state of Kashmir under the British rule, and therefore had never been Chinese territory (Kondapalli Citation2020).27 India held the G-20 presidency from December 2022 to November 2023.28 Garver pointed out that China ‘has sought to prevent the possibility of Indian domination or unification of the South Asian region’ (Garver Citation2001, 30).29 Vice President Kamala Harris attended the East Asia Summit.30 In a visit to India in March 2022, Chinese Minister of Foreign Affairs Wang Yi said, ‘China does not pursue a so-called ‘unipolar Asia’ and respects India’s traditional role in the region’ (Ministry of Foreign Affairs of the PRC Citation2022). The fact that Wang sought to reassure India about ‘unipolar Asia’ and its traditional regional role indicated clearly Indian concern over Chinese intent (Mohan Citation2022).31 Sanskrit is the sacred language of Hinduism.32 They are cited in his book, Never Give an Inch (Pompeo Citation2023).33 Modi became a permanent member of the RSS in the late 1960s (Jaffrelot Citation2021, 35).34 The BJP is an affiliate of the RSS.35 The narrative of Akhand Bharat, an idea of imagined geography of an undivided India, can be understood as a means to overcome the Hindus’ ontological insecurity (Midha Citation2023).36 According to Charles Croucher, the chief political editor of the Australian 9News, the main purpose of the Quad summit meeting in Hiroshima, Japan in May 2023 ‘was to contain China’ (9News Citation2023).Additional informationNotes on contributorsLai-Ha ChanLai-Ha Chan is Senior Lecturer in the Social and Political Sciences Program, School of Communication, Faculty of Arts and Social Sciences, University of Technology Sydney, Australia. Her current research foci centre on minilateralism, especially in the context of the Indo-Pacific, and (global and China’s) health governance. She is an author of two scholarly books and one edited volume. Her peer-reviewed articles have appeared in Asia Policy, Australian Journal of International Affairs, Contemporary Politics, China Security, East Asia, Global Change, Peace and Security, Global Governance: A Review of Multilateralism and International Organizations, Global Public Health, PLoS Medicine, Review of International Studies, and Third World Quarterly. She can be reached at Lai-Ha.Chan@uts.edu.au.Pak K. LeePak K. Lee is a Senior Fellow of the Conflict Analysis Research Centre and a Research Fellow of the Global Europe Centre in the School of Politics and International Relations at the University of Kent, Canterbury, United Kingdom. Until April 2023, he was a Senior Lecturer in Chinese Politics and International Relations in the same School. His most recent monograph is Order, Contestation and Ontological Security-Seeking in the South China Sea (Palgrave Macmillan, 2020) (with Anisa Heritage). His work has appeared in leading peer-reviewed academic journals such as Australian Journal of International Affairs, Cambridge Review of International Affairs, China Quarterly, Contemporary Politics, East Asia, Global Governance, International Politics, Nationalities Papers, Pacific Review, Review of International Studies, and Third World Quarterly. He can be reached at P.K.Lee@kent.ac.uk.\",\"PeriodicalId\":51708,\"journal\":{\"name\":\"Australian Journal of International Affairs\",\"volume\":\"27 1\",\"pages\":\"0\"},\"PeriodicalIF\":1.8000,\"publicationDate\":\"2023-10-04\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Australian Journal of International Affairs\",\"FirstCategoryId\":\"1085\",\"ListUrlMain\":\"https://doi.org/10.1080/10357718.2023.2264238\",\"RegionNum\":3,\"RegionCategory\":\"社会学\",\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q2\",\"JCRName\":\"INTERNATIONAL RELATIONS\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Australian Journal of International Affairs","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.1080/10357718.2023.2264238","RegionNum":3,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"INTERNATIONAL RELATIONS","Score":null,"Total":0}
引用次数: 0

摘要

当四方安全对话(Quadrilateral Security Dialogue,简称Quad)于2017年11月重启时,它被定义为一个由自由民主国家组成的小型集团,目的是在中国日益自信的阴影下建立一个自由开放的印度太平洋地区。然而,这个Quad 2.0直到2021年才采取集体行动。这四个国家既没有举行领导人会晤,也没有在低级别会晤后发表联合声明。他们也没有采取联合的四方行动来威慑中国。从建构主义的角度,本文通过批判性地重新审视所谓的四个国家的共同身份来解决这个难题。它认为,印度的民族认同并非建立在自由民主与专制的本体论差异之上,而是建立在不结盟、后帝国主义意识形态、印度教民族主义和印度例外论的复杂融合之上。印度一直抱有在亚洲建立印中伙伴关系的愿景,直到2020年6月两国之间发生致命的边界冲突,才将中国视为其重要的他者。中国的扩张主义挑战了印度作为南亚大国的身份,也挑战了印度建立平等的中印伙伴关系的愿景。尽管自那以后印度加强了与四方伙伴的合作,但四方对话更多地建立在地缘政治实用主义之上,而不是建立在共同的自由规范和价值观之上。作者非常感谢Cecilia Ducci、Ian Hall、Bec Strating和Jasmine-Kim Westendorf对本文早期版本的深刻而有益的评论。该论文已提交给澳大利亚政治科学协会2022年年会和海洋国际研究会议2023年会议。我们感谢两次会议的与会者对本文提出的问题和评论。同时感谢两位匿名审稿人对本文提出的建设性意见。本出版物中的研究得到了澳大利亚悉尼科技大学澳中关系研究所(ACRI)的资助。这里表达的观点仅仅是作者的观点,并不一定反映ACRI的观点或立场。披露声明作者未报告潜在的利益冲突。“四方对话1.0”是由日本首相安倍晋三发起的,并得到了澳大利亚和印度总理约翰·霍华德和曼莫汉·辛格以及美国副总统迪克·切尼的支持。正如下文所讨论的,中国长期以来一直认为,“四方对话”是亚洲版的北约,旨在遏制中国。2017年6月至8月,这场对峙持续了73天。2 .双方于2017年8月下旬宣布从争议领土撤军(Gettleman and Hernández Citation2017)如下所述,第一次峰会直到2021年3月才举行。见:https://www.dfat.gov.au/international-relations/regional-architecture/quad.4本文并不认为印度是阻碍四方合作与行动的唯一因素。有人可能将其归因于特朗普总统对领导这个多边组织缺乏兴趣;相反,他更感兴趣的是与印太国家双边打交道。正如下面详细讨论的那样,澳大利亚、日本和美国与中国的关系并没有像印中关系那样在2020年经历重大转折点,尽管这三个国家与中国的关系自2017年以来一直在恶化。2021年3月,“民主价值观”和“民主韧性”被写进了四方领导人的联合声明(白宫引用2021)罗伊(Citation2018)和史密斯(Citation2020a)都没有特权接触印度高级领导人,也无法说出是什么“真正导致”印度对中国的担忧比澳大利亚、日本和美国更敏感。7正如库克斯(citation1999,68)所认为的那样,美国(在杜鲁门政府统治下,1945-53)与独立后的印度在许多与冷战无关的外交政策问题上存在分歧,除了克什米尔争端。毛声称印度,特别是尼赫鲁有错(Garver Citation2016, 110 - 11,150)为了将美国对印度的援助与印巴争端的解决联系起来,约翰逊总统在1965年第二次印巴战争期间暂停了对印度的军事和经济援助。然而,值得注意的是,印度外交部长Subrahmanyam Jaishankar在2023年6月将1965年美国军事援助的结束称为“武器禁运”(Economist Citation2023a)。
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Quad 2.0 in flux, how possible? A study of India’s changing ‘significant other’
ABSTRACTWhen the Quadrilateral Security Dialogue (Quad) was resuscitated in November 2017, it was framed as a minilateral grouping of liberal democratic countries to build a free and open Indo-Pacific in the shadow of China’s growing assertiveness. However, this Quad 2.0 had not taken collective action until 2021. The four states neither held leaders’ summit meetings nor issued joint statements after lower-level meetings. They took no joint quadrilateral actions to deter China either. From a constructivist perspective, this paper addresses this puzzle by critically revisiting the alleged common identity of the four states. It argues that India’s national identity has not been built on the ontological difference between liberal democracy and autocracy but on a complex amalgamation of non-alignment, post-imperial ideology, Hindu nationalism and Indian exceptionalism. India, having held a vision of establishing an India–China partnership in Asia, did not regard China as its significant Other until the deadly border clashes between them in June 2020. China’s expansionism has challenged India’s identity as the pre-eminent power in South Asia and its vision of an equal China–India partnership. Despite India’s increased cooperation with its Quad partners since then, the Quad is built more on geopolitical pragmatism than on shared liberal norms and values.KEYWORDS: Indiathe Quadnational identitysignificant otherHindu nationalismChina AcknowledgementsThe authors are very grateful to Cecilia Ducci, Ian Hall, Bec Strating and Jasmine-Kim Westendorf for their incisive and helpful comments on early versions of this article. The paper was presented to the Australian Political Science Association 2022 annual conference and the Oceanic Conference on International Studies 2023 conference. We thank the participants in the two conferences for their questions and comments on the paper. Thanks also go to two anonymous reviewers for their constructive comments on the manuscript.The research conducted in this publication was supported by a grant from the Australia-China Relations Institute (ACRI) at the University of Technology Sydney, Australia. The views expressed herein are solely those of the authors and do not necessarily reflect the views or positions of the ACRI.Disclosure statementNo potential conflict of interest was reported by the author(s).Notes1 Quad 1.0 was initiated by Japanese Prime Minister Shinzo Abe and supported by his Australian and Indian counterparts, John Howard and Manmohan Singh, respectively, and US Vice President Dick Cheney (Buchan and Rimland Citation2020). As discussed below, China has long held that the Quad is an Asian version of NATO, aimed to contain China.2 The standoff had lasted 73 days in June-August 2017. Both sides announced in late August 2017 that they pulled back their forces from the disputed territory (Gettleman and Hernández Citation2017).3 As said below, the first summit was not held until March 2021. See: https://www.dfat.gov.au/international-relations/regional-architecture/quad.4 This paper does not argue that India was the only factor that inhibited quadrilateral cooperation and action. One may attribute it to President Trump’s lack of interest in leading the minilateral grouping; instead, he was more interested in dealing with Indo-Pacific states bilaterally. As discussed in detail below, the relations between Australia, Japan and the US, and China did not experience a major turning point in 2020 as India-China relations did, even though the three states’ ties with China have worsened since 2017.5 In March 2021 ‘democratic values’ and ‘democratic resilience’ were written in the Quad Leaders’ Joint Statement (The White House Citation2021).6 Both Roy (Citation2018) and Smith (Citation2020a) did not have privileged access to India’s senior leaders and could not tell what ‘really caused’ India to be more sensitive to China’s concerns than Australia, Japan and the US.7 As Kux (Citation1992, 68) has argued, the US (under the Truman administration, 1945–53) was at odds with post-independence India over numerous foreign policy issues unrelated to the Cold War, in addition to the Kashmir dispute. They included international control of atomic energy, Palestine/Israel, Indonesia and Indochina.8 India did not want China to station troops permanently in Tibet and granted political asylum to the Dalai Lama after the Tibetan uprising in 1959. Mao claimed that India and in particular Nehru were at fault (Garver Citation2016, 110–11, 150).9 Trying to link the offer of American aid to India to a resolution of India-Pakistan disputes, President Johnson suspended both military and economic assistance to India amid the second Indian-Pakistani war of 1965. It is, however, noteworthy that India’s Minister of Foreign Affairs Subrahmanyam Jaishankar in June 2023 referred the end of the American military aid in 1965 to as an ‘arms embargo’ (Economist Citation2023a).10 Lal Bahadur Shastri was India’s second prime minister. He succeeded Nehru after he passed away in May 1964.11 Madan argues that the Indian-Pakistani war of 1965 led to the growing disappointment on both India and the US. The disappointment later became disillusionment. India wanted to diversify its dependence and consider the nuclear option while deciding to not sign the Treaty on the Non-Proliferation of Nuclear Weapons (Madan Citation2020, 186–218).12 Carter was viewed with special interest in India, partly due to his mother Lillian Carter’s services in India as a Peace Corps volunteer in the 1960s (Nagarajan Citation1980).13 It is the capital city of the Marathi-speaking state of Maharashtra in western India. After the Shiv Sena, a right-wing Marathi party, had won the state assembly election in 1995, they renamed the city, saying that Bombay was an ‘unwanted legacy of British colonial rule’ (Beam Citation2006).14 India under the Mughals was a major power in Asia as well as the world from 1526 to the early 18th century. Present-day Hindu nationalists aspire to create ‘Akhand Bharat’, an ‘undivided India’, which would incorporate modern-day Afghanistan, Bangladesh, Bhutan, India, the Maldives, Myanmar, Nepal, Pakistan, Sri Lanka and Tibet. We are grateful to Jabin Thomas Jacob of Shiv Nadar University, India for introducing the Hindu notion to us.15 As pointed out by Miller (Citation2013, 88–89), since the 1962 Sino-Indian border war, there had not been any major outbreak of hostilities between the two countries for three decades. We therefore argue that China was not India’s significant Others in the 1990s.16 The other four countries are Pakistan, Israel, North Korea, and South Sudan. North Korea signed up to the NPT in December 1985 but announced its withdrawal in January 2003 (https://treaties.unoda.org/a/npt/democraticpeoplesrepublicofkorea/ACC/moscow).17 Unlike its first nuclear test, which the Indira Gandhi administration referred to as a ‘peaceful nuclear explosion’, the 1998 Pokhran-II tests were named ‘Shakti’—a reference to ‘strength’ (Miller Citation2013, 83).18 The trilateral was proposed in 1998 by Yevgeny Primakov, then-Russia’s Foreign Minister, and institutionalised in 2002 when the first trilateral meeting of foreign ministers were held in New York (Chen and Shuai Citation2016).19 BRIC was formed in September 2006 and its first formal summit was held in Russia in June 2009. In the following year, South Africa joined it, which has then been known as BRICS (Chun Citation2013).20 While some argued that the end of the standoff was a ‘major strategic victory for India’, the fact on the ground was simply that ‘Indians withdrew first and … Chinese would continue to patrol Doklam as they did in the past’ (Joshi Citation2020).21 Pathak and Hazarika similarly assert that the Galwan clash was a ‘watershed moment’ in the history of India-China relations (Pathak and Hazarika Citation2022, 96).22 In December 1988 Rajiv Gandhi, the grandson of Nehru, paid a visit to China; it was the first visit by an Indian Prime Minister to China since the one by Nehru in 1954. He held a summit meeting with Deng Xiaoping in which Deng framed both countries as developing countries with many common interests. He also called on Gandhi to cooperate to create a new international order for the interests of the developing world. The joint communique, issued at the end of the visit, called for the development of friendly and cooperative relations on the basis of the Five Principles of Coexistence. The visit marked the start of the Sino-Indian rapprochement (Garver Citation2016, 443–44).23 According to the Russian news agency TASS, 45 Chinese servicemen died in the clash (Dutta Citation2021).24 On 16 June 2020 Colonel Zhang Shuili of the PLA’s Western Theatre Command said that ‘the sovereignty over the Galwan Valley area has always belonged to China’ (ANI Citation2020). See also the Press Conference by Zhao Lijian of the Chinese Ministry of Foreign Affairs of the PRC, 17 June 2020; https://www.youtube.com/watch?v=08DmABOy20E (accessed 12 February 2023).25 Pangong Tso or Pangong Lake is deemed to be a disputed territory because the LAC passes through it, and a part of it is under Chinese control.26 According to Indians, Galwan was part of the princely state of Kashmir under the British rule, and therefore had never been Chinese territory (Kondapalli Citation2020).27 India held the G-20 presidency from December 2022 to November 2023.28 Garver pointed out that China ‘has sought to prevent the possibility of Indian domination or unification of the South Asian region’ (Garver Citation2001, 30).29 Vice President Kamala Harris attended the East Asia Summit.30 In a visit to India in March 2022, Chinese Minister of Foreign Affairs Wang Yi said, ‘China does not pursue a so-called ‘unipolar Asia’ and respects India’s traditional role in the region’ (Ministry of Foreign Affairs of the PRC Citation2022). The fact that Wang sought to reassure India about ‘unipolar Asia’ and its traditional regional role indicated clearly Indian concern over Chinese intent (Mohan Citation2022).31 Sanskrit is the sacred language of Hinduism.32 They are cited in his book, Never Give an Inch (Pompeo Citation2023).33 Modi became a permanent member of the RSS in the late 1960s (Jaffrelot Citation2021, 35).34 The BJP is an affiliate of the RSS.35 The narrative of Akhand Bharat, an idea of imagined geography of an undivided India, can be understood as a means to overcome the Hindus’ ontological insecurity (Midha Citation2023).36 According to Charles Croucher, the chief political editor of the Australian 9News, the main purpose of the Quad summit meeting in Hiroshima, Japan in May 2023 ‘was to contain China’ (9News Citation2023).Additional informationNotes on contributorsLai-Ha ChanLai-Ha Chan is Senior Lecturer in the Social and Political Sciences Program, School of Communication, Faculty of Arts and Social Sciences, University of Technology Sydney, Australia. Her current research foci centre on minilateralism, especially in the context of the Indo-Pacific, and (global and China’s) health governance. She is an author of two scholarly books and one edited volume. Her peer-reviewed articles have appeared in Asia Policy, Australian Journal of International Affairs, Contemporary Politics, China Security, East Asia, Global Change, Peace and Security, Global Governance: A Review of Multilateralism and International Organizations, Global Public Health, PLoS Medicine, Review of International Studies, and Third World Quarterly. She can be reached at Lai-Ha.Chan@uts.edu.au.Pak K. LeePak K. Lee is a Senior Fellow of the Conflict Analysis Research Centre and a Research Fellow of the Global Europe Centre in the School of Politics and International Relations at the University of Kent, Canterbury, United Kingdom. Until April 2023, he was a Senior Lecturer in Chinese Politics and International Relations in the same School. His most recent monograph is Order, Contestation and Ontological Security-Seeking in the South China Sea (Palgrave Macmillan, 2020) (with Anisa Heritage). His work has appeared in leading peer-reviewed academic journals such as Australian Journal of International Affairs, Cambridge Review of International Affairs, China Quarterly, Contemporary Politics, East Asia, Global Governance, International Politics, Nationalities Papers, Pacific Review, Review of International Studies, and Third World Quarterly. He can be reached at P.K.Lee@kent.ac.uk.
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来源期刊
CiteScore
3.20
自引率
13.30%
发文量
44
期刊介绍: AJIA is the journal of the Australian Institute of International Affairs. The Institute was established in 1933 as an independent and non-political body and its purpose is to stimulate interest in and understanding of international affairs among its members and the general public. The aim of the Australian Journal of International Affairs is to publish high quality scholarly research on international political, social, economic and legal issues, especially (but not exclusively) within the Asia-Pacific region. The journal publishes research articles, refereed review essays and commentary and provocation pieces. ''Articles'' are traditional scholarly articles. ‘Review essays’ use newly published books as the basis to thematically examine current events in International Relations. The journal also publishes commentaries and provocations which are high quality and engaging pieces of commentary, opinion and provocation in a variety of styles. The Australian Journal of International Affairs aims to analyse international issues for an Australian readership and to present Australian perspectives to readers in other countries. While seeking to stimulate interest in and understanding of international affairs, the journal does not seek to promote any particular policies or approaches. All suitable manuscripts submitted are sent to two referees in a full ''double blind'' refereeing process.
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