排他权和做错事权

Pub Date : 2023-10-23 DOI:10.1080/13698230.2023.2265288
Sahar Akhtar
{"title":"排他权和做错事权","authors":"Sahar Akhtar","doi":"10.1080/13698230.2023.2265288","DOIUrl":null,"url":null,"abstract":"ABSTRACTMost challenges to immigration restrictions have not shown that states lack a claim-right to exclude, or a moral right against outside interference to make membership decisions. And an important, unexamined aspect of the claim-right is that states have the right against interference to wrongfully exclude, or the right to do wrong when making admission decisions. A major implication of this right is that even political or economic measures to affect states’ immigration policies are off the table – significantly compromising the prospect of meaningfully addressing the world’s growing refugee crisis. In the form of a reductio argument, I provide reason to reject this position. Specifically, I try to demonstrate that, in the relevant cases, a plausible moral defense for the right to wrongfully exclude can only be given for states with objectionable character – protecting the very states whose immigration policies we should be most concerned with, which is surely morally counterintuitive.KEYWORDS: Right to excluderaceidentityrefugeeimmigrationopen borders AcknowledgmentsI owe thanks to two anonymous reviewers for their valuable comments and questions. I am alsograteful for the helpful feedback that I received from the participants at a workshop for the Georgetown Institute for the Study of Markets and Ethics.Disclosure statementNo potential conflict of interest was reported by the author(s).Notes1. https://data2.unhcr.org/en/situations/ukraine2. https://www.unhcr.org/refugee-statistics/. The variance is due mainly to morally irrelevant definitional issues. The traditional conception of a refugee refers to someone who has departed their original state and includes about 32 million people. But about 53 million forcibly displaced people remain in their original states, and their conditions and circumstances typically mirror those of traditional refugees. For more, see: https://www.ohchr.org/en/issues/idpersons/pages/issues.aspx3. https://www.amnesty.org/en/what-we-do/refugees-asylum-seekers-and-migrants/global-refugee-crisis-statistics-and-facts/See references in my previous note. Andrew Altman and Wellman (Citation2009, esp. pp. 181–182) likewise maintain that wealthy states have moral duties to rescue refugees, which can often only be satisfied by admitting them.4. Some notable works stand out for arguing against the claim-right to exclude (e.g. Abizadeh, Citation2008), but they don’t examine its implications for wrongful exclusions – my focus here.5. I discuss recent work below.6. My arguments also suggest a new critique of individuals’ right to do wrong.7. The only other sustained analysis concerning states seems to be Gerhard Øverland and Barry’s (Citation2011) valuable paper, but its focus is different. It concerns whether a majority has the right to have its democratically-produced, morally wrong decisions complied with/not interfered with by other members, and is thus perhaps more related to issues of democratic authority and political obligation than the right to do wrong as held against outsiders. Relatedly, it does not discuss immigration decisions, which (as section 2 will highlight) are considered perhaps the most central domain for states’ rights against outside interference.8. Sometimes a ‘right to exclude’ pertains to denying citizenship (see Fine, Citation2010, pp. 342–43), but my interest here concerns denying territorial admission.9. Section 2, however, discusses the most plausible general rationale for states’ having the right to do wrong.10. For a general definition of a liberty-right, see Waldron (Citation1981, p. 29).11. For instance, Fine (Citation2013) argues that self-determination rationales for a right to exclude don’t establish the moral permissibility of excluding people. And below I discuss Hidalgo’s (Citation2015) paper, which seems to deny the possibility of the claim-right to exclude. A notable exception is Abizadeh (Citation2008), however it doesn’t examine the claim-right’s implications for wrongful exclusions (discussed next).12. Here I am referring to Miller’s (Citation2016, p. 163) description of the claim-right.13. For Wellman’s (Citation2008) allusion to a claim-right, see pp. 111–12; for the unilateral understanding, see the top of p. 114. Miller (Citation2016) refers to this understanding on, for instance, pages 33, 57, and 62–63 and in ch. 6. (In these same passages, as discussed below, authors sometimes refer to a liberty-right.) Carens (Citation2013, p. 8) suggests that even criticism may be impermissible.14. Convention Relating to the Status of Refugees Article 33(1), July 28, 1951, 19 U.S.T. 6259, 189 U.N.T.S. 150.15. Concerning stances on identity criteria, see, e.g. Blake (Citation2002); Carens (Citation2013, p. 179, 174–75); Miller (Citation2016, pp. 104–106); Wellman (Citation2008, pp. 109–141). Shortly, I discuss stances on refugees.16. I owe great thanks to two anonymous reviewers for pressing me to discuss and elaborate on this issue.17. For a prominent description along these lines, see the work of Allen Buchanan (Citation2003, p. 193, 266, chs. 4, 6). More recently, compelling accounts of immigration justice tie the legitimacy of individual states to the system of states being legitimate: in general, for the state system to be legitimate, it must include a global, cooperative migration scheme. More specific conditions for state-system legitimacy might refer to refugee protection (see especially Owen, Citation2020.), decisions concerning irregular migrants and identity-based immigration selection (see especially Brock, Citation2020), or even exclusion more generally (see especially Bertram, Citation2018). These accounts argue that whether some immigration decision or set of decisions is right or wrong cannot be determined from the perspective of individual states but must be considered from the collective perspective of the state system. See a recent paper by Daniel Sharp (Citation2020) for helpful discussion and critical analyses of these positions.18. For a more comprehensive list, see Buchanan (Citation2003);19. See Miller’s (Citation2016, pp. 103–104) discussion of this idea, which he rejects.20. This is also how Criddle and Fox-Decent (Citation2021, pp. 1093–1096) read these authors.21. Though I do not share this understanding of legitimacy, I accept it here for the purposes of examining RWE.22. He writes, ‘my intention is not to lay down any particular immigration policy … . These are matters to be decided by democratic means within each state.’ (p. 57) Also see p. 163.23. Miller expresses great moral concern with this position but seems to regard it as unavoidable.24. More generally, here and elsewhere (e.g. p. 92) he suggests it’s up to a state to decide how many refugees it admits.25. He describes the idea of sovereign democratic states in the context of human-rights obligations (pp. 7–8; Also see pp. 90–93).26. On pp. 218–220, he extends this point to decisions to admit refugees. Chandran Kukathas (Citation2017, p. 714), another open-borders proponent, also appears to accept the idea, though it’s not entirely clear whether he thinks the right to exclude is only a legal right or also a moral right.27. As I discuss below in note 32, it seems for these authors that only disastrous consequences forfeit a state’s right against interference, such as if excluding migrants triggers a war.28. This is true of the right to do wrong generally. See Herstein (Citation2012, p. 18). See also Enoch (Citation2002, p. 363); Galston (Citation1983).29. Enoch (Citation2002, pp. 360–361), suggests that such a right would be uncontroversial. And Herstein (Citation2012, p. 18) writes, ‘The cutting edge of the right to do wrong is that it gives the right-holder a moral claim to enforce the duty of non-interference on others.’30. For instance, Miller (Citation2016) expresses that urgent admission needs ‘may override the state’s right to exclude them’ (p. 58). But here he’s suggesting that, sometimes, excluding urgent cases is all-things-considered morally wrong – not that outsiders may intervene (see p. 163).31. Carens (Citation2013) says states’ ‘discretionary authority’ is limited by duties not to use (e.g.) racial criteria (see, e.g. p. 174). But he’s suggesting that states lack not the claim-right but the liberty-right to use certain criteria (i.e. such criteria are morally wrong). See my notes 38–40 for further references.32. Altman and Wellman (Citation2009, pp. 6–7) say the right to exclude is not absolute, but it seems defeated only if a state’s exclusion decision causes disastrous consequences (the example they give of an individual’s right being defeated is when their decision would cause a world war) (p. 165). Since standard exclusion decisions aren’t likely to provoke such consequences, we can leave this qualification aside.33. Clear expressions of this are found in Altman and Wellman (Citation2009, pp. 6–7), who describe deontic reasons not to interfere with the state’s decisions as ‘exclusionary reasons.’ See my previous note for a possible exception. Also see Carens (Citation2013, p. 6); Miller (Citation2016, p. 163).34. He focuses on one type of wrongful exclusion – roughly, not admitting people with urgent needs (p. 4) – but says his analysis applies to any kind of wrong exclusion (see pp. 4, 5n16).35. To preempt a possible objection: RWE isn’t simply the right to design wrongful restrictions, but also to implement and enforce them.36. His view is that since everything is either morally required, indifferent, or prohibited, without the right to do wrong one ultimately only has the right to choose the required option (because the prohibited is ruled out and the required dominates the indifferent) (p. 35). Critics have argued that his view fails to capture the full space of moral life and fails to distinguish morally permissible from indifferent. See Bolinger (Citation2017); Enoch (Citation2002, pp. 365–366).37. Carens (Citation1992, p. 40; Carens, Citation2013, pp. 276–287) suggests that these options, though often pro tanto wrong, might not be all-things considered wrong in our actual world.38. This is distinct from Hidalgo’s focus discussed above – namely, border agents causing migrants (threats of) physical harm.39. If a state’s members have morally legitimate ownership rights over the relevant territory or public goods/resources, it seems more accurate to say excluding urgent cases fails to prevent substantial harm. And though the latter can be wrong, it may not be as egregious as causing people substantial harm, and so it’s not obvious that the wrong manifestly outweighs the reasons for RWE. Consider that it’s commonly thought there is a claim-right not to donate one’s property to charity (even when the stakes of not donating are high), presumably because the wrong is not conceived of in terms of causing harm.40. RWE’s defenders likely also conceive of these wrongs this way (since we can assume they wouldn’t think there’s a right to commit them otherwise).41. Herstein’s (Citation2012, p. 15) discussion is relevant here.42. Bolinger (Citation2017) makes a different (very effective) point when considering whether for ‘an agent to freely choose to be virtuous’ (p. 51), they must have the right to do wrong. She shows that if moral valence differs among the morally permissible choices, one is free to choose to be virtuous; thus, justifying the right to do wrong requires demonstrating why freely choosing to be virtuous also requires at least one wrong (not inferior) option (esp. pp. 51–52.) My argument (demonstrated next) is that if there’s a range of morally permissible options, justifying the right to do wrong requires that some particular wrong option be morally significant to autonomy, which, I argue, is only true of states (or, by extension, individuals) with very bad character.43. For recent discussion, see https://www.theatlantic.com/international/archive/2021/04/uyghur-women-china-xinjiang/618531/;https://www.nytimes.com/2021/01/19/us/politics/trump-china-xinjiang.html; https://www.economist.com/leaders/2020/10/17/the-persecution-of-the-uyghurs-is-a-crime-against-humanity;https://www.theatlantic.com/international/archive/2020/10/chinas-war-on-uighur-culture/616513/.44. Constitution of Kiribati, Articles 19 and 23.45. Even under Carens’s open-borders view, it at most seems pro tanto wrong (see (e.g.) Carens (Citation1992), p. 40).46. See discussion in section 2.47. Moreover, the views surveyed thus far would likely interpret the examples as I have. See Blake (Citation2002, p. 286; 2005, pp. 232–233); Carens (Citation1992, pp. 37–39); Wellman (Citation2008, pp. 139–140).48. The state’s vicious character may even partly explain the exclusion’s being wrong. On several accounts, an action is right if it is what a virtuous agent would (characteristically) do in those circumstances. See, e.g. Oakley (Citation1996); Hursthouse (Citation1999, p. 28). For an alternative view that retains the tight connection between wrong action and vicious character, see Kawall (Citation2002).49. Also, note common right-to-do-wrong examples (e.g. Waldron, Citation1981, p. 21).50. Carens (Citation2013) seems to interpret interference like this.Additional informationNotes on contributorsSahar AkhtarSahar Akhtar is faculty at Georgetown University and writes at the intersection of philosophy, politics, and economics. Her book, Immigration and Discrimination, is forthcoming with Oxford University Press, UK. She has published many articles on immigration, including recently in Ethics.","PeriodicalId":0,"journal":{"name":"","volume":null,"pages":null},"PeriodicalIF":0.0,"publicationDate":"2023-10-23","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"The claim-right to exclude and the right to do wrong\",\"authors\":\"Sahar Akhtar\",\"doi\":\"10.1080/13698230.2023.2265288\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"ABSTRACTMost challenges to immigration restrictions have not shown that states lack a claim-right to exclude, or a moral right against outside interference to make membership decisions. And an important, unexamined aspect of the claim-right is that states have the right against interference to wrongfully exclude, or the right to do wrong when making admission decisions. A major implication of this right is that even political or economic measures to affect states’ immigration policies are off the table – significantly compromising the prospect of meaningfully addressing the world’s growing refugee crisis. In the form of a reductio argument, I provide reason to reject this position. Specifically, I try to demonstrate that, in the relevant cases, a plausible moral defense for the right to wrongfully exclude can only be given for states with objectionable character – protecting the very states whose immigration policies we should be most concerned with, which is surely morally counterintuitive.KEYWORDS: Right to excluderaceidentityrefugeeimmigrationopen borders AcknowledgmentsI owe thanks to two anonymous reviewers for their valuable comments and questions. I am alsograteful for the helpful feedback that I received from the participants at a workshop for the Georgetown Institute for the Study of Markets and Ethics.Disclosure statementNo potential conflict of interest was reported by the author(s).Notes1. https://data2.unhcr.org/en/situations/ukraine2. https://www.unhcr.org/refugee-statistics/. The variance is due mainly to morally irrelevant definitional issues. The traditional conception of a refugee refers to someone who has departed their original state and includes about 32 million people. But about 53 million forcibly displaced people remain in their original states, and their conditions and circumstances typically mirror those of traditional refugees. For more, see: https://www.ohchr.org/en/issues/idpersons/pages/issues.aspx3. https://www.amnesty.org/en/what-we-do/refugees-asylum-seekers-and-migrants/global-refugee-crisis-statistics-and-facts/See references in my previous note. Andrew Altman and Wellman (Citation2009, esp. pp. 181–182) likewise maintain that wealthy states have moral duties to rescue refugees, which can often only be satisfied by admitting them.4. Some notable works stand out for arguing against the claim-right to exclude (e.g. Abizadeh, Citation2008), but they don’t examine its implications for wrongful exclusions – my focus here.5. I discuss recent work below.6. My arguments also suggest a new critique of individuals’ right to do wrong.7. The only other sustained analysis concerning states seems to be Gerhard Øverland and Barry’s (Citation2011) valuable paper, but its focus is different. It concerns whether a majority has the right to have its democratically-produced, morally wrong decisions complied with/not interfered with by other members, and is thus perhaps more related to issues of democratic authority and political obligation than the right to do wrong as held against outsiders. Relatedly, it does not discuss immigration decisions, which (as section 2 will highlight) are considered perhaps the most central domain for states’ rights against outside interference.8. Sometimes a ‘right to exclude’ pertains to denying citizenship (see Fine, Citation2010, pp. 342–43), but my interest here concerns denying territorial admission.9. Section 2, however, discusses the most plausible general rationale for states’ having the right to do wrong.10. For a general definition of a liberty-right, see Waldron (Citation1981, p. 29).11. For instance, Fine (Citation2013) argues that self-determination rationales for a right to exclude don’t establish the moral permissibility of excluding people. And below I discuss Hidalgo’s (Citation2015) paper, which seems to deny the possibility of the claim-right to exclude. A notable exception is Abizadeh (Citation2008), however it doesn’t examine the claim-right’s implications for wrongful exclusions (discussed next).12. Here I am referring to Miller’s (Citation2016, p. 163) description of the claim-right.13. For Wellman’s (Citation2008) allusion to a claim-right, see pp. 111–12; for the unilateral understanding, see the top of p. 114. Miller (Citation2016) refers to this understanding on, for instance, pages 33, 57, and 62–63 and in ch. 6. (In these same passages, as discussed below, authors sometimes refer to a liberty-right.) Carens (Citation2013, p. 8) suggests that even criticism may be impermissible.14. Convention Relating to the Status of Refugees Article 33(1), July 28, 1951, 19 U.S.T. 6259, 189 U.N.T.S. 150.15. Concerning stances on identity criteria, see, e.g. Blake (Citation2002); Carens (Citation2013, p. 179, 174–75); Miller (Citation2016, pp. 104–106); Wellman (Citation2008, pp. 109–141). Shortly, I discuss stances on refugees.16. I owe great thanks to two anonymous reviewers for pressing me to discuss and elaborate on this issue.17. For a prominent description along these lines, see the work of Allen Buchanan (Citation2003, p. 193, 266, chs. 4, 6). More recently, compelling accounts of immigration justice tie the legitimacy of individual states to the system of states being legitimate: in general, for the state system to be legitimate, it must include a global, cooperative migration scheme. More specific conditions for state-system legitimacy might refer to refugee protection (see especially Owen, Citation2020.), decisions concerning irregular migrants and identity-based immigration selection (see especially Brock, Citation2020), or even exclusion more generally (see especially Bertram, Citation2018). These accounts argue that whether some immigration decision or set of decisions is right or wrong cannot be determined from the perspective of individual states but must be considered from the collective perspective of the state system. See a recent paper by Daniel Sharp (Citation2020) for helpful discussion and critical analyses of these positions.18. For a more comprehensive list, see Buchanan (Citation2003);19. See Miller’s (Citation2016, pp. 103–104) discussion of this idea, which he rejects.20. This is also how Criddle and Fox-Decent (Citation2021, pp. 1093–1096) read these authors.21. Though I do not share this understanding of legitimacy, I accept it here for the purposes of examining RWE.22. He writes, ‘my intention is not to lay down any particular immigration policy … . These are matters to be decided by democratic means within each state.’ (p. 57) Also see p. 163.23. Miller expresses great moral concern with this position but seems to regard it as unavoidable.24. More generally, here and elsewhere (e.g. p. 92) he suggests it’s up to a state to decide how many refugees it admits.25. He describes the idea of sovereign democratic states in the context of human-rights obligations (pp. 7–8; Also see pp. 90–93).26. On pp. 218–220, he extends this point to decisions to admit refugees. Chandran Kukathas (Citation2017, p. 714), another open-borders proponent, also appears to accept the idea, though it’s not entirely clear whether he thinks the right to exclude is only a legal right or also a moral right.27. As I discuss below in note 32, it seems for these authors that only disastrous consequences forfeit a state’s right against interference, such as if excluding migrants triggers a war.28. This is true of the right to do wrong generally. See Herstein (Citation2012, p. 18). See also Enoch (Citation2002, p. 363); Galston (Citation1983).29. Enoch (Citation2002, pp. 360–361), suggests that such a right would be uncontroversial. And Herstein (Citation2012, p. 18) writes, ‘The cutting edge of the right to do wrong is that it gives the right-holder a moral claim to enforce the duty of non-interference on others.’30. For instance, Miller (Citation2016) expresses that urgent admission needs ‘may override the state’s right to exclude them’ (p. 58). But here he’s suggesting that, sometimes, excluding urgent cases is all-things-considered morally wrong – not that outsiders may intervene (see p. 163).31. Carens (Citation2013) says states’ ‘discretionary authority’ is limited by duties not to use (e.g.) racial criteria (see, e.g. p. 174). But he’s suggesting that states lack not the claim-right but the liberty-right to use certain criteria (i.e. such criteria are morally wrong). See my notes 38–40 for further references.32. Altman and Wellman (Citation2009, pp. 6–7) say the right to exclude is not absolute, but it seems defeated only if a state’s exclusion decision causes disastrous consequences (the example they give of an individual’s right being defeated is when their decision would cause a world war) (p. 165). Since standard exclusion decisions aren’t likely to provoke such consequences, we can leave this qualification aside.33. Clear expressions of this are found in Altman and Wellman (Citation2009, pp. 6–7), who describe deontic reasons not to interfere with the state’s decisions as ‘exclusionary reasons.’ See my previous note for a possible exception. Also see Carens (Citation2013, p. 6); Miller (Citation2016, p. 163).34. He focuses on one type of wrongful exclusion – roughly, not admitting people with urgent needs (p. 4) – but says his analysis applies to any kind of wrong exclusion (see pp. 4, 5n16).35. To preempt a possible objection: RWE isn’t simply the right to design wrongful restrictions, but also to implement and enforce them.36. His view is that since everything is either morally required, indifferent, or prohibited, without the right to do wrong one ultimately only has the right to choose the required option (because the prohibited is ruled out and the required dominates the indifferent) (p. 35). Critics have argued that his view fails to capture the full space of moral life and fails to distinguish morally permissible from indifferent. See Bolinger (Citation2017); Enoch (Citation2002, pp. 365–366).37. Carens (Citation1992, p. 40; Carens, Citation2013, pp. 276–287) suggests that these options, though often pro tanto wrong, might not be all-things considered wrong in our actual world.38. This is distinct from Hidalgo’s focus discussed above – namely, border agents causing migrants (threats of) physical harm.39. If a state’s members have morally legitimate ownership rights over the relevant territory or public goods/resources, it seems more accurate to say excluding urgent cases fails to prevent substantial harm. And though the latter can be wrong, it may not be as egregious as causing people substantial harm, and so it’s not obvious that the wrong manifestly outweighs the reasons for RWE. Consider that it’s commonly thought there is a claim-right not to donate one’s property to charity (even when the stakes of not donating are high), presumably because the wrong is not conceived of in terms of causing harm.40. RWE’s defenders likely also conceive of these wrongs this way (since we can assume they wouldn’t think there’s a right to commit them otherwise).41. Herstein’s (Citation2012, p. 15) discussion is relevant here.42. Bolinger (Citation2017) makes a different (very effective) point when considering whether for ‘an agent to freely choose to be virtuous’ (p. 51), they must have the right to do wrong. She shows that if moral valence differs among the morally permissible choices, one is free to choose to be virtuous; thus, justifying the right to do wrong requires demonstrating why freely choosing to be virtuous also requires at least one wrong (not inferior) option (esp. pp. 51–52.) My argument (demonstrated next) is that if there’s a range of morally permissible options, justifying the right to do wrong requires that some particular wrong option be morally significant to autonomy, which, I argue, is only true of states (or, by extension, individuals) with very bad character.43. For recent discussion, see https://www.theatlantic.com/international/archive/2021/04/uyghur-women-china-xinjiang/618531/;https://www.nytimes.com/2021/01/19/us/politics/trump-china-xinjiang.html; https://www.economist.com/leaders/2020/10/17/the-persecution-of-the-uyghurs-is-a-crime-against-humanity;https://www.theatlantic.com/international/archive/2020/10/chinas-war-on-uighur-culture/616513/.44. Constitution of Kiribati, Articles 19 and 23.45. Even under Carens’s open-borders view, it at most seems pro tanto wrong (see (e.g.) Carens (Citation1992), p. 40).46. See discussion in section 2.47. Moreover, the views surveyed thus far would likely interpret the examples as I have. See Blake (Citation2002, p. 286; 2005, pp. 232–233); Carens (Citation1992, pp. 37–39); Wellman (Citation2008, pp. 139–140).48. The state’s vicious character may even partly explain the exclusion’s being wrong. On several accounts, an action is right if it is what a virtuous agent would (characteristically) do in those circumstances. See, e.g. Oakley (Citation1996); Hursthouse (Citation1999, p. 28). For an alternative view that retains the tight connection between wrong action and vicious character, see Kawall (Citation2002).49. Also, note common right-to-do-wrong examples (e.g. Waldron, Citation1981, p. 21).50. Carens (Citation2013) seems to interpret interference like this.Additional informationNotes on contributorsSahar AkhtarSahar Akhtar is faculty at Georgetown University and writes at the intersection of philosophy, politics, and economics. Her book, Immigration and Discrimination, is forthcoming with Oxford University Press, UK. 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引用次数: 0

摘要

摘要大多数对移民限制的挑战并没有表明国家缺乏排他的权利,或者缺乏反对外部干涉的道德权利来做出成员决定。索赔权的一个重要的、未经审查的方面是,各州有权反对干涉错误地排除,或在作出接纳决定时有权做错。这项权利的一个主要含义是,即使是影响各国移民政策的政治或经济措施也不在讨论范围之内——这严重损害了有意地解决世界日益严重的难民危机的前景。以还原论证的形式,我提供了拒绝这一立场的理由。具体地说,我试图证明,在相关的案例中,为错误排他权提供合理的道德辩护只能针对那些具有令人反感的特征的州——保护那些我们最应该关注其移民政策的州,这在道德上肯定是违反直觉的。关键词:排他权、身份认同、难民、移民、开放边界感谢两位匿名审稿人的宝贵意见和问题。我还要感谢参加乔治城大学市场与伦理研究所(Georgetown Institute for the Study of Markets and Ethics)研讨会的与会者给我的有益反馈。披露声明作者未报告潜在的利益冲突。https://data2.unhcr.org/en/situations/ukraine2。https://www.unhcr.org/refugee-statistics/。这种差异主要是由于与道德无关的定义问题。传统意义上的难民是指离开原籍国的人,大约包括3200万人。但是,约有5300万被迫流离失所的人仍留在原来的国家,他们的条件和处境通常与传统难民相似。欲了解更多信息,请参阅:https://www.ohchr.org/en/issues/idpersons/pages/issues.aspx3。https://www.amnesty.org/en/what-we-do/refugees-asylum-seekers-and-migrants/global-refugee-crisis-statistics-and-facts/See参考资料在我之前的说明。Andrew Altman和Wellman (Citation2009,特别是第181-182页)同样认为,富裕国家有道义上的责任来拯救难民,这通常只能通过接纳他们来满足。一些著名的著作反对排他权的主张(例如Abizadeh, Citation2008),但他们没有研究其对不正当排他的影响——这是我在这里的重点。我在下面讨论最近的工作。我的论点也提出了对个人犯错权利的一种新的批判。关于国家的唯一持续的分析似乎是Gerhard Øverland和Barry (Citation2011)的有价值的论文,但其重点是不同的。它涉及多数人是否有权让其民主产生的、道德上错误的决定得到其他成员的遵守/不受干涉,因此可能与民主权威和政治义务的问题更相关,而不是像对外人那样做错事的权利。与此相关的是,它没有讨论移民决定,而移民决定(如第2节将强调的)可能被认为是国家反对外部干涉权利的最核心领域。有时,“排他权”与拒绝公民身份有关(见Fine, Citation2010, pp. 342-43),但我在这里感兴趣的是拒绝领土接纳。然而,第二节讨论了国家有权做错事的最合理的一般理由。关于自由权利的一般定义,见Waldron (Citation1981, p. 29)。例如,Fine (Citation2013)认为,排他权的自决理由并没有建立排他权的道德容忍度。下面我将讨论Hidalgo (Citation2015)的论文,该论文似乎否认了排他权的可能性。一个值得注意的例外是Abizadeh (Citation2008),然而它并没有考察请求权对不正当排除的影响(下文讨论)。这里我引用米勒(Citation2016, p. 163)对权利要求的描述。关于Wellman (Citation2008)对索赔权的暗示,见第111-12页;关于单方面的谅解,见第114页顶部。例如,Miller (Citation2016)在第33页、57页和62-63页以及第6章中提到了这种理解。(在这些相同的段落中,正如下面讨论的,作者有时会提到自由权利。)卡伦斯(引文2013,第8页)表明,甚至批评也可能是不允许的。《难民地位公约》第33条第1款,1951年7月28日,美国法典第19编第6259条,美国法典第189编第150.15条。关于身份标准的立场,请看,例如Blake (Citation2002);护理(Citation2013, p. 179, 174-75);米勒(Citation2016, pp. 104-106);威尔曼(引文2008,第109-141页)。简要地说,我将讨论在难民问题上的立场。我非常感谢两位匿名审稿人催促我讨论并详细阐述这个问题。 有关这些方面的突出描述,请参阅Allen Buchanan的工作(Citation2003, p. 193, 266, chs)。最近,关于移民司法的令人信服的解释将个别国家的合法性与国家的合法性体系联系在一起:一般来说,为了使国家体系合法,它必须包括一个全球合作的移民计划。国家体系合法性的更具体条件可能涉及难民保护(参见欧文,Citation2020.),关于非正规移民和基于身份的移民选择的决定(参见布罗克,Citation2020.),甚至更普遍的排斥(参见伯特伦,Citation2018 .)。这些说法认为,某些移民决定或一组移民决定是对还是错,不能从单个国家的角度来确定,而必须从国家系统的集体角度来考虑。参见Daniel Sharp最近发表的一篇论文(Citation2020),对这些观点进行了有益的讨论和批判性分析。19.关于更全面的列表,请参见Buchanan (Citation2003);参见米勒(Citation2016, pp. 103-104)对这一观点的讨论,他拒绝了。这也是Criddle和Fox-Decent (Citation2021, pp. 1093-1096)解读这些作者的方式。虽然我不同意这种对合法性的理解,但为了检验RWE.22,我在这里接受它。他写道,“我的意图不是制定任何特定的移民政策... .这些问题应该在每个州内通过民主的方式来决定。(第57页)也见第163.23页。米勒对这一立场表达了极大的道德关切,但似乎认为这是不可避免的。更一般地说,在这里和其他地方(例如第92页),他建议由一个国家来决定接纳多少难民。他在人权义务的背景下描述了主权民主国家的概念(第7-8页;也见第90-93页)。在218-220页,他将这一点延伸到接纳难民的决定上。另一位开放边界的支持者Chandran Kukathas (Citation2017, p. 714)似乎也接受了这一观点,尽管尚不完全清楚他是否认为排他权只是一种法律权利还是一种道德权利。正如我在下面的注释32中讨论的那样,对于这些作者来说,似乎只有灾难性的后果才会丧失一个国家反对干涉的权利,例如,如果排斥移民会引发战争。一般来说,做错事的权利都是如此。参见Herstein (Citation2012, p. 18)。另见以诺(Citation2002,第363页);高尔斯顿(Citation1983) 29。Enoch (Citation2002, pp. 360-361)认为这样的权利是没有争议的。赫斯坦(citation, 2012, p. 18)写道,“做错事的权利的最重要的一点是,它给了权利持有人一种道德要求,使其有义务对他人施加不干涉。”例如,Miller (Citation2016)表示,紧急入学需求“可能凌驾于国家排除他们的权利之上”(第58页)。但在这里,他的意思是,有时候,排除紧急情况在道德上被认为是错误的,而不是说外人可能会干预(见第163页)。卡伦斯(Citation2013)说,各州的“自由裁量权”受到不使用(例如)种族标准的义务的限制(参见,例如第174页)。但他认为,国家缺乏的不是主张权,而是使用某些标准的自由权(也就是说,这些标准在道德上是错误的)。更多的参考资料见我的注释38-40。Altman和Wellman(引文2009,第6-7页)说排他权不是绝对的,但它似乎只有在一个国家的排他决定导致灾难性后果时才会被击败(他们给出的个人权利被击败的例子是当他们的决定会导致世界大战时)(第165页)。由于标准的排除决定不太可能引起这样的后果,我们可以把这个限制放在一边。Altman和Wellman (citation, 2009, pp. 6-7)对此有明确的表述,他们将不干涉国家决策的道义原因描述为“排他性原因”。请参阅我之前的笔记,了解可能的例外情况。参见Carens (Citation2013,第6页);34.米勒(citation, 2016, p. 163)。他专注于一种类型的错误排斥——粗略地说,不接纳有紧急需要的人(第4页)——但他说他的分析适用于任何类型的错误排斥(见第4页,第16页)。为了预防可能的反对意见:莱茵集团不仅有权设计错误的限制,而且有权实施和执行这些限制。他的观点是,既然每件事在道德上要么是必需的,要么是无关紧要的,要么是被禁止的,那么没有做错事的权利,一个人最终只有选择必要选项的权利(因为被禁止的选项被排除在外,而必需的选项支配着无关紧要的选项)(第35页)。批评者认为,他的观点未能捕捉到道德生活的全部空间,也未能区分道德允许与冷漠。参见Bolinger (Citation2017);以诺(引文2002,pp. 365-366).37。卡伦斯(引文1992,p。 40;Carens, Citation2013, pp. 276-287)表明,这些选择虽然通常是错误的,但在我们的现实世界中,可能并非所有的事情都是错误的。这与上文讨论的伊达尔戈的重点不同,即边境人员对移民造成身体伤害(威胁)。如果一个国家的成员对相关领土或公共产品/资源拥有道德上合法的所有权,那么排除紧急情况并不能防止实质性损害似乎更准确。尽管后者可能是错误的,但它可能不会像对人们造成实质性伤害那样严重,因此,错误明显超过RWE的原因并不明显。考虑到人们普遍认为不将自己的财产捐赠给慈善机构是有索赔权的(即使不捐赠的风险很高),大概是因为这种错误没有被认为会造成伤害。RWE的捍卫者可能也会以这种方式来看待这些错误(因为我们可以假设他们不会认为有权利犯这些错误)。Herstein (Citation2012,第15页)的讨论与此相关。Bolinger (Citation2017)在考虑“代理人是否可以自由选择行善”(第51页)时,提出了一个不同的(非常有效的)观点,即他们必须有权做错事。她表明,如果道德效价在道德允许的选择中不同,一个人可以自由选择成为有道德的人;因此,证明做错事的权利需要证明为什么自由选择行善也至少需要一种错误(而不是劣等)的选择(特别是第51-52页)。我的观点(下一讲)是,如果存在一系列道德允许的选择,那么证明犯错的权利就需要某些特定的错误选择对自治具有道德意义,我认为,这只适用于性格非常糟糕的国家(或引申为个人)。https://www.economist.com/leaders/2020/10/17/the-persecution-of-the-uyghurs-is-a-crime-against-humanity, https://www.theatlantic.com/international/archive/2020/10/chinas-war-on-uighur-culture/616513/.44。基里巴斯宪法,第19条和23.45条。即使在卡伦斯的开放边界的观点下,它最多也似乎是错误的(见(例如)卡伦斯(Citation1992),第40页)。参见第2.47节的讨论。此外,到目前为止调查的观点可能会像我一样解释这些例子。参见Blake (citation, 2002,第286页;2005,第232-233页);关怀(Citation1992,第37-39页);韦尔曼(引文2008,第139-140页).48。该州恶毒的性格甚至可以部分解释这种排斥是错误的。在一些情况下,一个行为是正确的,如果它是一个有道德的人在那种情况下(典型地)会做的事情。参见,例如Oakley (Citation1996);赫斯特豪斯(Citation1999,第28页)。另一种观点认为错误的行为和邪恶的性格之间有着紧密的联系,参见Kawall (Citation2002)。此外,请注意常见的对与错的例子(例如Waldron, Citation1981, p. 21)。卡伦斯(Citation2013)似乎是这样解读干扰的。作者简介:sahar Akhtar是乔治城大学的教师,在哲学、政治和经济学的交叉领域写作。她的新书《移民与歧视》即将由英国牛津大学出版社出版。她发表了许多关于移民的文章,包括最近在《伦理学》上发表的文章。
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The claim-right to exclude and the right to do wrong
ABSTRACTMost challenges to immigration restrictions have not shown that states lack a claim-right to exclude, or a moral right against outside interference to make membership decisions. And an important, unexamined aspect of the claim-right is that states have the right against interference to wrongfully exclude, or the right to do wrong when making admission decisions. A major implication of this right is that even political or economic measures to affect states’ immigration policies are off the table – significantly compromising the prospect of meaningfully addressing the world’s growing refugee crisis. In the form of a reductio argument, I provide reason to reject this position. Specifically, I try to demonstrate that, in the relevant cases, a plausible moral defense for the right to wrongfully exclude can only be given for states with objectionable character – protecting the very states whose immigration policies we should be most concerned with, which is surely morally counterintuitive.KEYWORDS: Right to excluderaceidentityrefugeeimmigrationopen borders AcknowledgmentsI owe thanks to two anonymous reviewers for their valuable comments and questions. I am alsograteful for the helpful feedback that I received from the participants at a workshop for the Georgetown Institute for the Study of Markets and Ethics.Disclosure statementNo potential conflict of interest was reported by the author(s).Notes1. https://data2.unhcr.org/en/situations/ukraine2. https://www.unhcr.org/refugee-statistics/. The variance is due mainly to morally irrelevant definitional issues. The traditional conception of a refugee refers to someone who has departed their original state and includes about 32 million people. But about 53 million forcibly displaced people remain in their original states, and their conditions and circumstances typically mirror those of traditional refugees. For more, see: https://www.ohchr.org/en/issues/idpersons/pages/issues.aspx3. https://www.amnesty.org/en/what-we-do/refugees-asylum-seekers-and-migrants/global-refugee-crisis-statistics-and-facts/See references in my previous note. Andrew Altman and Wellman (Citation2009, esp. pp. 181–182) likewise maintain that wealthy states have moral duties to rescue refugees, which can often only be satisfied by admitting them.4. Some notable works stand out for arguing against the claim-right to exclude (e.g. Abizadeh, Citation2008), but they don’t examine its implications for wrongful exclusions – my focus here.5. I discuss recent work below.6. My arguments also suggest a new critique of individuals’ right to do wrong.7. The only other sustained analysis concerning states seems to be Gerhard Øverland and Barry’s (Citation2011) valuable paper, but its focus is different. It concerns whether a majority has the right to have its democratically-produced, morally wrong decisions complied with/not interfered with by other members, and is thus perhaps more related to issues of democratic authority and political obligation than the right to do wrong as held against outsiders. Relatedly, it does not discuss immigration decisions, which (as section 2 will highlight) are considered perhaps the most central domain for states’ rights against outside interference.8. Sometimes a ‘right to exclude’ pertains to denying citizenship (see Fine, Citation2010, pp. 342–43), but my interest here concerns denying territorial admission.9. Section 2, however, discusses the most plausible general rationale for states’ having the right to do wrong.10. For a general definition of a liberty-right, see Waldron (Citation1981, p. 29).11. For instance, Fine (Citation2013) argues that self-determination rationales for a right to exclude don’t establish the moral permissibility of excluding people. And below I discuss Hidalgo’s (Citation2015) paper, which seems to deny the possibility of the claim-right to exclude. A notable exception is Abizadeh (Citation2008), however it doesn’t examine the claim-right’s implications for wrongful exclusions (discussed next).12. Here I am referring to Miller’s (Citation2016, p. 163) description of the claim-right.13. For Wellman’s (Citation2008) allusion to a claim-right, see pp. 111–12; for the unilateral understanding, see the top of p. 114. Miller (Citation2016) refers to this understanding on, for instance, pages 33, 57, and 62–63 and in ch. 6. (In these same passages, as discussed below, authors sometimes refer to a liberty-right.) Carens (Citation2013, p. 8) suggests that even criticism may be impermissible.14. Convention Relating to the Status of Refugees Article 33(1), July 28, 1951, 19 U.S.T. 6259, 189 U.N.T.S. 150.15. Concerning stances on identity criteria, see, e.g. Blake (Citation2002); Carens (Citation2013, p. 179, 174–75); Miller (Citation2016, pp. 104–106); Wellman (Citation2008, pp. 109–141). Shortly, I discuss stances on refugees.16. I owe great thanks to two anonymous reviewers for pressing me to discuss and elaborate on this issue.17. For a prominent description along these lines, see the work of Allen Buchanan (Citation2003, p. 193, 266, chs. 4, 6). More recently, compelling accounts of immigration justice tie the legitimacy of individual states to the system of states being legitimate: in general, for the state system to be legitimate, it must include a global, cooperative migration scheme. More specific conditions for state-system legitimacy might refer to refugee protection (see especially Owen, Citation2020.), decisions concerning irregular migrants and identity-based immigration selection (see especially Brock, Citation2020), or even exclusion more generally (see especially Bertram, Citation2018). These accounts argue that whether some immigration decision or set of decisions is right or wrong cannot be determined from the perspective of individual states but must be considered from the collective perspective of the state system. See a recent paper by Daniel Sharp (Citation2020) for helpful discussion and critical analyses of these positions.18. For a more comprehensive list, see Buchanan (Citation2003);19. See Miller’s (Citation2016, pp. 103–104) discussion of this idea, which he rejects.20. This is also how Criddle and Fox-Decent (Citation2021, pp. 1093–1096) read these authors.21. Though I do not share this understanding of legitimacy, I accept it here for the purposes of examining RWE.22. He writes, ‘my intention is not to lay down any particular immigration policy … . These are matters to be decided by democratic means within each state.’ (p. 57) Also see p. 163.23. Miller expresses great moral concern with this position but seems to regard it as unavoidable.24. More generally, here and elsewhere (e.g. p. 92) he suggests it’s up to a state to decide how many refugees it admits.25. He describes the idea of sovereign democratic states in the context of human-rights obligations (pp. 7–8; Also see pp. 90–93).26. On pp. 218–220, he extends this point to decisions to admit refugees. Chandran Kukathas (Citation2017, p. 714), another open-borders proponent, also appears to accept the idea, though it’s not entirely clear whether he thinks the right to exclude is only a legal right or also a moral right.27. As I discuss below in note 32, it seems for these authors that only disastrous consequences forfeit a state’s right against interference, such as if excluding migrants triggers a war.28. This is true of the right to do wrong generally. See Herstein (Citation2012, p. 18). See also Enoch (Citation2002, p. 363); Galston (Citation1983).29. Enoch (Citation2002, pp. 360–361), suggests that such a right would be uncontroversial. And Herstein (Citation2012, p. 18) writes, ‘The cutting edge of the right to do wrong is that it gives the right-holder a moral claim to enforce the duty of non-interference on others.’30. For instance, Miller (Citation2016) expresses that urgent admission needs ‘may override the state’s right to exclude them’ (p. 58). But here he’s suggesting that, sometimes, excluding urgent cases is all-things-considered morally wrong – not that outsiders may intervene (see p. 163).31. Carens (Citation2013) says states’ ‘discretionary authority’ is limited by duties not to use (e.g.) racial criteria (see, e.g. p. 174). But he’s suggesting that states lack not the claim-right but the liberty-right to use certain criteria (i.e. such criteria are morally wrong). See my notes 38–40 for further references.32. Altman and Wellman (Citation2009, pp. 6–7) say the right to exclude is not absolute, but it seems defeated only if a state’s exclusion decision causes disastrous consequences (the example they give of an individual’s right being defeated is when their decision would cause a world war) (p. 165). Since standard exclusion decisions aren’t likely to provoke such consequences, we can leave this qualification aside.33. Clear expressions of this are found in Altman and Wellman (Citation2009, pp. 6–7), who describe deontic reasons not to interfere with the state’s decisions as ‘exclusionary reasons.’ See my previous note for a possible exception. Also see Carens (Citation2013, p. 6); Miller (Citation2016, p. 163).34. He focuses on one type of wrongful exclusion – roughly, not admitting people with urgent needs (p. 4) – but says his analysis applies to any kind of wrong exclusion (see pp. 4, 5n16).35. To preempt a possible objection: RWE isn’t simply the right to design wrongful restrictions, but also to implement and enforce them.36. His view is that since everything is either morally required, indifferent, or prohibited, without the right to do wrong one ultimately only has the right to choose the required option (because the prohibited is ruled out and the required dominates the indifferent) (p. 35). Critics have argued that his view fails to capture the full space of moral life and fails to distinguish morally permissible from indifferent. See Bolinger (Citation2017); Enoch (Citation2002, pp. 365–366).37. Carens (Citation1992, p. 40; Carens, Citation2013, pp. 276–287) suggests that these options, though often pro tanto wrong, might not be all-things considered wrong in our actual world.38. This is distinct from Hidalgo’s focus discussed above – namely, border agents causing migrants (threats of) physical harm.39. If a state’s members have morally legitimate ownership rights over the relevant territory or public goods/resources, it seems more accurate to say excluding urgent cases fails to prevent substantial harm. And though the latter can be wrong, it may not be as egregious as causing people substantial harm, and so it’s not obvious that the wrong manifestly outweighs the reasons for RWE. Consider that it’s commonly thought there is a claim-right not to donate one’s property to charity (even when the stakes of not donating are high), presumably because the wrong is not conceived of in terms of causing harm.40. RWE’s defenders likely also conceive of these wrongs this way (since we can assume they wouldn’t think there’s a right to commit them otherwise).41. Herstein’s (Citation2012, p. 15) discussion is relevant here.42. Bolinger (Citation2017) makes a different (very effective) point when considering whether for ‘an agent to freely choose to be virtuous’ (p. 51), they must have the right to do wrong. She shows that if moral valence differs among the morally permissible choices, one is free to choose to be virtuous; thus, justifying the right to do wrong requires demonstrating why freely choosing to be virtuous also requires at least one wrong (not inferior) option (esp. pp. 51–52.) My argument (demonstrated next) is that if there’s a range of morally permissible options, justifying the right to do wrong requires that some particular wrong option be morally significant to autonomy, which, I argue, is only true of states (or, by extension, individuals) with very bad character.43. For recent discussion, see https://www.theatlantic.com/international/archive/2021/04/uyghur-women-china-xinjiang/618531/;https://www.nytimes.com/2021/01/19/us/politics/trump-china-xinjiang.html; https://www.economist.com/leaders/2020/10/17/the-persecution-of-the-uyghurs-is-a-crime-against-humanity;https://www.theatlantic.com/international/archive/2020/10/chinas-war-on-uighur-culture/616513/.44. Constitution of Kiribati, Articles 19 and 23.45. Even under Carens’s open-borders view, it at most seems pro tanto wrong (see (e.g.) Carens (Citation1992), p. 40).46. See discussion in section 2.47. Moreover, the views surveyed thus far would likely interpret the examples as I have. See Blake (Citation2002, p. 286; 2005, pp. 232–233); Carens (Citation1992, pp. 37–39); Wellman (Citation2008, pp. 139–140).48. The state’s vicious character may even partly explain the exclusion’s being wrong. On several accounts, an action is right if it is what a virtuous agent would (characteristically) do in those circumstances. See, e.g. Oakley (Citation1996); Hursthouse (Citation1999, p. 28). For an alternative view that retains the tight connection between wrong action and vicious character, see Kawall (Citation2002).49. Also, note common right-to-do-wrong examples (e.g. Waldron, Citation1981, p. 21).50. Carens (Citation2013) seems to interpret interference like this.Additional informationNotes on contributorsSahar AkhtarSahar Akhtar is faculty at Georgetown University and writes at the intersection of philosophy, politics, and economics. Her book, Immigration and Discrimination, is forthcoming with Oxford University Press, UK. She has published many articles on immigration, including recently in Ethics.
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