乌克兰战争背景下的业务弹性:实施经济制裁对金融服务提供商的破坏性影响

Q1 Social Sciences

Journal of Financial Crime Pub Date : 2023-09-28 DOI:10.1108/jfc-01-2023-0005

Fabian Maximilian Johannes Teichmann, Chiara Wittmann, Bruno S. Sergi

{"title":"乌克兰战争背景下的业务弹性:实施经济制裁对金融服务提供商的破坏性影响","authors":"Fabian Maximilian Johannes Teichmann, Chiara Wittmann, Bruno S. Sergi","doi":"10.1108/jfc-01-2023-0005","DOIUrl":null,"url":null,"abstract":"Purpose The operational resilience of financial service providers is strained to an unprecedented extent following the Russian aggression in the Ukraine and the subsequent implementation of targeted economic sanctions. This paper aims to consider how operational resilience supports financial service providers in implementing sanctions. Design/methodology/approach The demand made of financial service providers by economic sanction is considered through the lens of operational resilience. Practical problems for the providers are aligned with economic sanctions policies. Findings A well-established system of operational resilience enables financial service providers to meet compliance requirements of economic sanctions with greater ease. Originality/value The literature does not credit operational resilience as a systemic capacity of corporations and rather presents it as a specialised feature. In addition, the role of the regulatory bodies is often dismissed despite directly inciting the practical problems faced.","PeriodicalId":38940,"journal":{"name":"Journal of Financial Crime","volume":"10 1","pages":"0"},"PeriodicalIF":0.0000,"publicationDate":"2023-09-28","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Operational resilience in light of the war in Ukraine: the disruptive effect of implementing economic sanctions on financial service providers\",\"authors\":\"Fabian Maximilian Johannes Teichmann, Chiara Wittmann, Bruno S. Sergi\",\"doi\":\"10.1108/jfc-01-2023-0005\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"Purpose The operational resilience of financial service providers is strained to an unprecedented extent following the Russian aggression in the Ukraine and the subsequent implementation of targeted economic sanctions. This paper aims to consider how operational resilience supports financial service providers in implementing sanctions. Design/methodology/approach The demand made of financial service providers by economic sanction is considered through the lens of operational resilience. Practical problems for the providers are aligned with economic sanctions policies. Findings A well-established system of operational resilience enables financial service providers to meet compliance requirements of economic sanctions with greater ease. Originality/value The literature does not credit operational resilience as a systemic capacity of corporations and rather presents it as a specialised feature. In addition, the role of the regulatory bodies is often dismissed despite directly inciting the practical problems faced.\",\"PeriodicalId\":38940,\"journal\":{\"name\":\"Journal of Financial Crime\",\"volume\":\"10 1\",\"pages\":\"0\"},\"PeriodicalIF\":0.0000,\"publicationDate\":\"2023-09-28\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"Journal of Financial Crime\",\"FirstCategoryId\":\"1085\",\"ListUrlMain\":\"https://doi.org/10.1108/jfc-01-2023-0005\",\"RegionNum\":0,\"RegionCategory\":null,\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"Q1\",\"JCRName\":\"Social Sciences\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Financial Crime","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.1108/jfc-01-2023-0005","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q1","JCRName":"Social Sciences","Score":null,"Total":0}

引用次数: 0

摘要

在俄罗斯入侵乌克兰和随后实施有针对性的经济制裁之后，金融服务提供商的业务弹性受到了前所未有的压力。本文旨在考虑业务弹性如何支持金融服务提供商实施制裁。设计/方法/途径通过运营弹性的角度考虑经济制裁对金融服务提供者的需求。供应商面临的实际问题与经济制裁政策是一致的。完善的业务弹性体系使金融服务提供商能够更轻松地满足经济制裁的合规要求。这些文献并未将运营弹性视为企业的一种系统性能力，而是将其视为一种专门特征。此外，监管机构的作用往往被忽视，尽管它直接引发了所面临的实际问题。

本文章由计算机程序翻译，如有差异，请以英文原文为准。

查看原文本刊更多论文

Operational resilience in light of the war in Ukraine: the disruptive effect of implementing economic sanctions on financial service providers

Purpose The operational resilience of financial service providers is strained to an unprecedented extent following the Russian aggression in the Ukraine and the subsequent implementation of targeted economic sanctions. This paper aims to consider how operational resilience supports financial service providers in implementing sanctions. Design/methodology/approach The demand made of financial service providers by economic sanction is considered through the lens of operational resilience. Practical problems for the providers are aligned with economic sanctions policies. Findings A well-established system of operational resilience enables financial service providers to meet compliance requirements of economic sanctions with greater ease. Originality/value The literature does not credit operational resilience as a systemic capacity of corporations and rather presents it as a specialised feature. In addition, the role of the regulatory bodies is often dismissed despite directly inciting the practical problems faced.

求助全文

通过发布文献求助，成功后即可免费获取论文全文。去求助

来源期刊

Journal of Financial Crime Social Sciences-Law

CiteScore

3.10

自引率

0.00%

发文量

期刊介绍： The Journal of Financial Crime, the leading journal in this field, publishes authoritative, practical and detailed insight in the most serious and topical issues relating to the control and prevention of financial crime and related abuse. The journal''s articles are authored by some of the leading international scholars and practitioners in the fields of law, criminology, economics, criminal justice and compliance. Consequently, articles are perceptive, evidence based and have policy impact. The journal covers a wide range of current topics including, but not limited to: • Tracing through the civil law of the proceeds of fraud • Cyber-crime: prevention and detection • Intelligence led investigations • Whistleblowing and the payment of rewards for information • Identity fraud • Insider dealing prosecutions • Specialised anti-corruption investigations • Underground banking systems • Asset tracing and forfeiture • Securities regulation and enforcement • Tax regimes and tax avoidance • Deferred prosecution agreements • Personal liability of compliance managers and professional advisers