刑事案件中的利益冲突心理

Tigran W. Eldred
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引用次数: 3

摘要

本文表明,当前的第六修正案判例未能解释辩护律师如何应对刑事案件中的利益冲突。最高法院经常在没有经验支持的情况下对辩护律师的行为做出假设。其结果是一幅令人困惑的理论图景,它既依赖于辩护律师处理和解决利益冲突的能力,也质疑辩护律师的能力。本文通过行为经济学的棱镜来看待刑事案件中的利益冲突,填补了现有文献的空白。研究表明,辩护律师容易受到心理偏见的影响,这种偏见削弱了他们在平衡自身利益与对他人的责任时保持客观的能力。其结果是,当存在冲突时,系统性的判断错误倾向于自身利益。本文提出了对第六修正案的一种新方法,使法律规则与律师实际应对利益冲突的方式更好地结合起来。目前对律师无效协助的检验要求证明利益冲突对所提供的代理产生了不利影响,而拟议的检验侧重于在定罪前存在冲突的风险程度。这一测试将降低律师证词的重要性,当指控存在冲突时,律师的行为正受到审查。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The Psychology of Conflicts of Interest in Criminal Cases
This article demonstrates that current Sixth Amendment jurisprudence fails to account for how defense lawyers respond to conflicts of interest in criminal cases. Too often, the Supreme Court has made assumptions about the behavior of defense lawyers without empirical support. The result has been a confusing doctrinal landscape, which both relies upon and questions the ability of defense lawyers to address and resolve conflicts of interest. This article fills the gap in existing literature by viewing conflicts of interest in criminal cases through the prism of behavioral economics. The research reveals that defense lawyers are subject to psychological biases that undermine their ability to be objective when balancing self-interest with duties to others. The result is a systematic error of judgment that favors self-interest when conflicts are present. This article proposes a new approach to the Sixth Amendment that better aligns legal rules with how lawyers actually respond to conflicts of interest. Instead of the current test for ineffective assistance of counsel -- which requires proof that a conflict of interest adversely affected the representation provided -- the proposed test focuses on the degree of risk that a conflict existed before conviction. This test will reduce the importance of the testimony of the lawyer whose conduct is under scrutiny when a conflict is alleged.
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