{"title":"一元元的转喻","authors":"H. Hulst","doi":"10.1515/9781501506734-004","DOIUrl":null,"url":null,"abstract":"In this article, I analyze several vowel harmony systems, generally referred to as metaphony. These systems (which come in many different varieties; see below) have been described or analyzed in terms of binary features, either using the feature [±high] (Walker 2005) or [±ATR] (Calabrese 2011) or in terms of unary features. In the latter case some authors have supported the use of unary features (Maiden 1991; Canalis 2016; d’Alessandro & van Oostendorp 2016), while others have argued against their use (Kaze 1991). In this article, I adopt the use of unary elements, such as the ‘AIU’ system that has been proposed in Dependency Phonology (Anderson & Ewen 1987), Government Phonology (Kaye, Lowenstamm & Vergnaud 1985), with some modifications that have been proposed in Radical CV Phonology (van der Hulst 2005, in prep.; van der Hulst & van de Weijer, to appear). My main goal is not to motivate in general that unary features are preferred over binary features. Rather, given that we use unary elements, I investigate which set of such features is required and how metaphony is best formally represented. Kaze (1991) has argued that an ‘AIU’ system fails to provide an adequate analysis of metaphony, based on the argument that in such a system it is not immediately obvious how one can account for processes that are triggered by high vowels (such as [i] and [u]), arguing that the ‘AIU’ system is unable to treat high vowels as a natural class of vowels that share the property ‘high’. Similar objections have been raised in Clements & Hume (1995). Staun (2003), making reference to discussions of other processes that seemingly require access to a feature [high] in dependency-based analyses, remarks that “[I]n each such account the notion of a negated component, in particular negated |a| has played a central part. [...] despite the claims of both Clements and Hume and Kaze, a unique specification of high vowels is perfectly possible within the dependency-based model, viz. as |~a|.” Clearly, there is a ‘risk’ in appealing to (the spreading of) negated elements when one advocated for a unary feature system. Here I will take a different route. Whatever the merits (and dangers) of using negated elements, the adoption of a unary system does by no means imply a necessary commitment to the ‘AIU’ set, without any other features. Indeed, Anderson and Ewen (1987), as well as Kaye, Lowenstamm and Vergnaud (1985), propose additional features. The set of features in binary or unary systems can vary, depending on various considerations, both empirical and theoretical. The choice between binarism or unarism does not depend on the analysis of specific processes. As discussed in Kaye (1988) and van der Hulst (2016a), postulating a unary system is by and large the null hypothesis, since, keeping the set of feature ‘names’ constant, treating these ‘names’ as unary features leads to a more restricted theory; it only allows for half the number of natural classes and processes. Additionally, a unary system provides a head-on answer to the problem of markedness that was ‘noted’ in chapter 9 of Chomsky & Halle (1968). For these reasons, my point of departure is to explore the consequences of a unary approach which, then, requires a specific choice of unary features. 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In the latter case some authors have supported the use of unary features (Maiden 1991; Canalis 2016; d’Alessandro & van Oostendorp 2016), while others have argued against their use (Kaze 1991). In this article, I adopt the use of unary elements, such as the ‘AIU’ system that has been proposed in Dependency Phonology (Anderson & Ewen 1987), Government Phonology (Kaye, Lowenstamm & Vergnaud 1985), with some modifications that have been proposed in Radical CV Phonology (van der Hulst 2005, in prep.; van der Hulst & van de Weijer, to appear). My main goal is not to motivate in general that unary features are preferred over binary features. Rather, given that we use unary elements, I investigate which set of such features is required and how metaphony is best formally represented. Kaze (1991) has argued that an ‘AIU’ system fails to provide an adequate analysis of metaphony, based on the argument that in such a system it is not immediately obvious how one can account for processes that are triggered by high vowels (such as [i] and [u]), arguing that the ‘AIU’ system is unable to treat high vowels as a natural class of vowels that share the property ‘high’. Similar objections have been raised in Clements & Hume (1995). Staun (2003), making reference to discussions of other processes that seemingly require access to a feature [high] in dependency-based analyses, remarks that “[I]n each such account the notion of a negated component, in particular negated |a| has played a central part. [...] despite the claims of both Clements and Hume and Kaze, a unique specification of high vowels is perfectly possible within the dependency-based model, viz. as |~a|.” Clearly, there is a ‘risk’ in appealing to (the spreading of) negated elements when one advocated for a unary feature system. Here I will take a different route. Whatever the merits (and dangers) of using negated elements, the adoption of a unary system does by no means imply a necessary commitment to the ‘AIU’ set, without any other features. Indeed, Anderson and Ewen (1987), as well as Kaye, Lowenstamm and Vergnaud (1985), propose additional features. The set of features in binary or unary systems can vary, depending on various considerations, both empirical and theoretical. The choice between binarism or unarism does not depend on the analysis of specific processes. As discussed in Kaye (1988) and van der Hulst (2016a), postulating a unary system is by and large the null hypothesis, since, keeping the set of feature ‘names’ constant, treating these ‘names’ as unary features leads to a more restricted theory; it only allows for half the number of natural classes and processes. Additionally, a unary system provides a head-on answer to the problem of markedness that was ‘noted’ in chapter 9 of Chomsky & Halle (1968). For these reasons, my point of departure is to explore the consequences of a unary approach which, then, requires a specific choice of unary features. 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引用次数: 1
摘要
在这篇文章中,我分析了几个元音和谐系统,通常被称为转喻。这些系统(有许多不同的品种;(见下文)都是用二元特征来描述或分析的,要么使用特征[±high] (Walker 2005),要么使用[±ATR] (Calabrese 2011),要么使用一元特征。在后一种情况下,一些作者支持使用一元特征(Maiden 1991;Canalis 2016;d 'Alessandro & van Oostendorp 2016),而其他人则反对使用它们(Kaze 1991)。在本文中,我采用了一元元素的使用,例如在《依赖音系学》(Anderson & Ewen 1987)、《政府音系学》(Kaye, Lowenstamm & Vergnaud 1985)中提出的“AIU”系统,并对《激进CV音系学》(van der Hulst 2005, In prep.;van der Hulst & van de Weijer)。我的主要目标并不是鼓励人们普遍认为一元特征比二元特征更受欢迎。相反,考虑到我们使用一元元素,我将研究需要哪一组这样的特征,以及如何最好地形式化地表示隐喻。Kaze(1991)认为,“AIU”系统未能提供对隐喻的充分分析,基于这样的论点,即在这样的系统中,如何解释由高元音(如[i]和[u])触发的过程并不是很明显,认为“AIU”系统无法将高元音视为具有“高”属性的自然元音类别。Clements & Hume(1995)也提出了类似的反对意见。Staun(2003)参考了对其他过程的讨论,这些过程似乎需要访问基于依赖性的分析中的特征[high],他评论说:“在每个这样的解释中,否定组件的概念,特别是否定的[a]已经发挥了核心作用。”[…尽管克莱门茨、休谟和卡泽都有这样的主张,但在基于依赖的模型中,高元音的独特规范是完全可能的,即:【~a】。”显然,当一个人提倡一元特征系统时,诉诸(传播)否定元素是有“风险的”。在这里,我将采取不同的路线。无论使用否定元素的优点(和危险)是什么,一元系统的采用并不意味着在没有任何其他功能的情况下对“AIU”集的必要承诺。事实上,Anderson和Ewen(1987)以及Kaye、Lowenstamm和Vergnaud(1985)提出了其他特征。二元或一元系统的特征集可以变化,这取决于经验和理论的各种考虑。选择二元主义还是非二元主义并不取决于对具体过程的分析。正如Kaye(1988)和van der Hulst (2016a)所讨论的那样,假设一元系统基本上是零假设,因为保持特征“名称”的集合不变,将这些“名称”视为一元特征会导致更有限的理论;它只允许一半的自然类别和过程。此外,一元系统为乔姆斯基和哈雷(1968)第9章“指出”的标记性问题提供了正面的答案。由于这些原因,我的出发点是探索一元方法的结果,这需要对一元特征进行特定的选择。虽然“AIU”的功能集是有充分基础和广泛使用的,但我自己的
In this article, I analyze several vowel harmony systems, generally referred to as metaphony. These systems (which come in many different varieties; see below) have been described or analyzed in terms of binary features, either using the feature [±high] (Walker 2005) or [±ATR] (Calabrese 2011) or in terms of unary features. In the latter case some authors have supported the use of unary features (Maiden 1991; Canalis 2016; d’Alessandro & van Oostendorp 2016), while others have argued against their use (Kaze 1991). In this article, I adopt the use of unary elements, such as the ‘AIU’ system that has been proposed in Dependency Phonology (Anderson & Ewen 1987), Government Phonology (Kaye, Lowenstamm & Vergnaud 1985), with some modifications that have been proposed in Radical CV Phonology (van der Hulst 2005, in prep.; van der Hulst & van de Weijer, to appear). My main goal is not to motivate in general that unary features are preferred over binary features. Rather, given that we use unary elements, I investigate which set of such features is required and how metaphony is best formally represented. Kaze (1991) has argued that an ‘AIU’ system fails to provide an adequate analysis of metaphony, based on the argument that in such a system it is not immediately obvious how one can account for processes that are triggered by high vowels (such as [i] and [u]), arguing that the ‘AIU’ system is unable to treat high vowels as a natural class of vowels that share the property ‘high’. Similar objections have been raised in Clements & Hume (1995). Staun (2003), making reference to discussions of other processes that seemingly require access to a feature [high] in dependency-based analyses, remarks that “[I]n each such account the notion of a negated component, in particular negated |a| has played a central part. [...] despite the claims of both Clements and Hume and Kaze, a unique specification of high vowels is perfectly possible within the dependency-based model, viz. as |~a|.” Clearly, there is a ‘risk’ in appealing to (the spreading of) negated elements when one advocated for a unary feature system. Here I will take a different route. Whatever the merits (and dangers) of using negated elements, the adoption of a unary system does by no means imply a necessary commitment to the ‘AIU’ set, without any other features. Indeed, Anderson and Ewen (1987), as well as Kaye, Lowenstamm and Vergnaud (1985), propose additional features. The set of features in binary or unary systems can vary, depending on various considerations, both empirical and theoretical. The choice between binarism or unarism does not depend on the analysis of specific processes. As discussed in Kaye (1988) and van der Hulst (2016a), postulating a unary system is by and large the null hypothesis, since, keeping the set of feature ‘names’ constant, treating these ‘names’ as unary features leads to a more restricted theory; it only allows for half the number of natural classes and processes. Additionally, a unary system provides a head-on answer to the problem of markedness that was ‘noted’ in chapter 9 of Chomsky & Halle (1968). For these reasons, my point of departure is to explore the consequences of a unary approach which, then, requires a specific choice of unary features. While the ‘AIU’ set of features is well-founded and widely used, my own