使用风险管理方法形成自动化铁路运输控制系统安全定量评估的方法学方面

Vitalii Gaievskyi
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引用次数: 0

摘要

本文探讨了改进识别和评估自动化铁路运输控制系统技术操作和维护现有风险限制的方法的问题,确定和分类故障后果的严重程度,以便进一步选择适当的风险管理方法,这些方法将应用于铁路基础设施运输创新控制系统的开发。为了解决这个问题,建议考虑外部因素的影响和系统本身的方法,这些方法旨在使用风险导向的方法降低风险,以符合给定的功能安全水平。风险的主要功能被定义为:保护、分析、创新和监管。风险管理过程以风险识别和评估的结果为基础,以减少危险因素和威胁的后果,基于风险识别和评估的结果,使用“尽可能低的合理可实现”(ALARP)原则建立了过程的结构框图。定义了风险管理的9个阶段:-潜在后果的风险评估;-风险及其可接受性的决策;-制定消除风险或将风险降低到最低可接受水平的措施;-确定风险概率并完成风险概率表-危险因素或威胁发生的概率类别;-评估其后果的严重性并完成风险严重性表危险因素后果严重程度的界定;-确定和分类列车交通控制系统故障后果的严重程度;-使用风险评估矩阵评估风险可接受性和确定风险可接受性指数;-风险评估和决策关于风险的可接受性或不可接受性。-就控制评估风险的需要作出决定。根据研究结果,考虑到简化和假设,确定控制系统中最脆弱的要素以及及时和高质量的维护需要识别和评估风险。即一方面利用技术设备的故障统计数据,另一方面利用技术设备的技术维护统计数据,就可以计算和评估风险水平,用定量和定性的方法确定故障后果的严重程度和可接受程度,并对其进行分类。所获得的结果将应用于选择适当的风险管理方法,并通过扩大自动化管理系统的能力和为其提供额外的功能来进一步改进自动化管理系统。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
METHODOLOGICAL ASPECTS OF THE FORMATION OF QUANTITATIVE ASSESSMENTS OF SAFETY OF AUTOMATED RAIL TRANSPORT CONTROL SYSTEMS USING RISK MANAGEMENT APPROACHES
The article examines the issues of  improving the methodology for  identification and assessment of the  limits of existing risks of technical  operation and maintenance of  automated railway transport control systems, determining and classifying the level of severity of the  consequences of failures for the further selection of appropriate risk management methods that will be applied in the development of  innovative control systems of railway infrastructure transport. To resolve the issue, it is proposed to consider the effects of external factors and means of the system itself, which are designed to reduce risk in order to comply with a given level of functional  safety using a risk-oriented approach. The main functions of risk are defined: protective, analytical, innovative,  regulatory. The risk management process is based on the results of risk identification and assessment in order to reduce the consequences of dangerous factors and threats, based on the results of which a structural block diagram of the process was built using the principle "as low as reasonably achievable"  (ALARP). 9 stages of risk management are defined:  - risk assessment of potential  consequences; - decision-making regarding risk and its acceptability; - development of measures to  eliminate risks or reduce them to the lowest acceptable level; - determination of risk probabilities and completion of the table of risk probabilities - categories of the probability of occurrence of dangerous factors or threats; - assessment of the severity of their consequences and completion of the risk severity table with the definition of the severity category of the consequences of dangerous factors;  - determination and classification of  the level of severity of the  consequences of train traffic control system failures; - assessment of risk acceptability using the risk assessment matrix and determination of risk acceptability indices; - risk assessment and decision-making regarding the acceptability or  unacceptability of risks. - making a decision about the need to control the assessed risk. According to the results of the study, taking into account simplifications and assumptions, it was determined that the most vulnerable elements of the control system and timely and high-quality maintenance require identification and assessment of risks. That is, using statistical data on the failure of technical equipment on the one hand and statistical data on their technical maintenance, it is possible to calculate and assess risk levels and determine and classify the level of severity of the consequences of failures and the degree of their acceptability using quantitative and qualitative methods. The obtained results will be applied to the selection of appropriate risk  management methods and further improvement of automated  management systems by expanding their capabilities and providing them with additional functions.
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